STOCK TITAN

RSU vesting and tax share withholding for LSB Industries (LXU) SVP

Filing Impact
(Neutral)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

LSB Industries SVP and Treasurer Kristy Carver reported equity award activity involving company common stock. On January 26, 2026, 3,747 shares of common stock were acquired upon vesting of performance-based restricted stock units at $9.88 per share. On the same date, 868 shares and 1,852 shares were withheld by the company to cover tax obligations tied to the vesting of time-based and performance-based restricted stock units, also valued at $9.88 per share, with no shares sold in these transactions. Following these transactions, Carver beneficially owned 50,973 shares of LSB Industries common stock directly.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
CARVER KRISTY

(Last) (First) (Middle)
3503 NW 63RD ST, STE 500

(Street)
OKLAHOMA CITY OK 73116

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LSB INDUSTRIES, INC. [ LXU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
SVP and Treasurer
3. Date of Earliest Transaction (Month/Day/Year)
01/26/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/26/2026 F 868(1) D $9.88 49,078 D
Common Stock 01/26/2026 A 3,747(2) A $9.88 52,825 D
Common Stock 01/26/2026 F 1,852(3) D $9.88 50,973 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents shares of common stock of LSB Industries, Inc. (the "Issuer") withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of time-based restricted stock units previously granted to the reporting person under the LSB Industries, Inc. 2016 Long Term Incentive Plan. No shares were sold in this transaction.
2. Represents shares of common stock of the Issuer acquired by the reporting person upon the vesting of performance-based restricted stock units previously granted to the reporting person under the LSB Industries, Inc. 2016 Long Term Incentive Plan.
3. Represents shares of common stock of the Issuer withheld by the Issuer to satisfy tax withholding obligations in connection with the vesting of the performance-based restricted stock units described in footnote (2) above. No shares were sold in this transaction.
/s/ Michael J. Foster, Attorney-in-Fact 01/28/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did LSB Industries (LXU) SVP Kristy Carver report?

Kristy Carver reported equity award activity on January 26, 2026. She acquired 3,747 shares of LSB Industries common stock from vesting performance-based RSUs, while 868 and 1,852 shares were withheld by the company to cover related tax obligations.

Were any LSB Industries (LXU) shares sold in Kristy Carver’s Form 4 filing?

No, the filing states that no shares were sold. Shares labeled with transaction code “F” were withheld by the issuer solely to satisfy tax withholding obligations upon vesting of restricted stock units granted under the 2016 Long Term Incentive Plan.

How many LSB Industries (LXU) shares does Kristy Carver own after these transactions?

After the reported transactions on January 26, 2026, Kristy Carver beneficially owned 50,973 shares of LSB Industries common stock. The Form 4 shows this total as directly owned following the tax withholding and restricted stock unit vesting activity.

What does the acquisition of 3,747 LSB Industries (LXU) shares represent for Kristy Carver?

The 3,747 shares represent common stock acquired upon vesting of performance-based restricted stock units. These awards were previously granted to Kristy Carver under LSB Industries’ 2016 Long Term Incentive Plan and became actual shares when the performance conditions and vesting were satisfied.

Why were 868 and 1,852 LSB Industries (LXU) shares withheld in Kristy Carver’s Form 4?

The 868 and 1,852 shares of common stock were withheld by LSB Industries to satisfy tax withholding obligations. These withholdings were tied to the vesting of time-based and performance-based restricted stock units and are not reported as open-market sales.

At what price were Kristy Carver’s LSB Industries (LXU) RSU-related transactions valued?

All three reported transactions on January 26, 2026 were valued at $9.88 per share. This price applied both to the 3,747 shares acquired from vesting performance-based RSUs and to the 868 and 1,852 shares withheld to cover associated tax obligations.
LSB Industries

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Chemicals
Industrial Inorganic Chemicals
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United States
OKLAHOMA CITY