LYTS Form 144: Proposed sale of common shares

LYTS submitted a Form 144 notice reporting a proposed sale of Common shares by an affiliate identified as Morgan Stanley Smith Barney LLC Executive Financial Services.

Rhea-AI Filing Summary

LYTS submitted a Form 144 notice reporting a proposed sale of Common shares by an affiliate identified as Morgan Stanley Smith Barney LLC Executive Financial Services. The filing lists multiple grant/lot dates with discrete share counts (examples shown) and dates through 07/01/2025.

Insights

Securities Counsel

Form 144 lists proposed affiliate sales by Morgan Stanley Smith Barney LLC.

The notice catalogs several restricted stock lots and an exercised-lot with specific grant/exercise dates and per-lot share counts (for example, 04/03/2023 — 1,151 shares; 07/01/2025 — 1,305 shares). This is a disclosure of intended sales, not evidence of completed market transactions.

Timing and cash-flow treatment are not specified in the excerpt; subsequent SEC filings or broker reports would record actual dispositions and proceeds.

Key Figures

Filer entity: Morgan Stanley Smith Barney LLC Executive Financial Services Lot — 04/03/2023: 1,151 shares Lot — 10/02/2023: 1,187 shares +3 more

6 metrics

Filer entity Morgan Stanley Smith Barney LLC Executive Financial Services listed on the common securities line

Lot — 04/03/2023 1,151 shares <date>04/03/2023</date> exercised shares lot

Lot — 10/02/2023 1,187 shares <date>10/02/2023</date> restricted stock lot

Lot — 07/01/2025 1,305 shares <date>07/01/2025</date> restricted stock lot

Ticker/Market NASDAQ market listing noted on the filing line

Record field values 10369, 249791.05, 36712404 numeric fields appearing on the securities line

Key Terms

Restricted Stock, Exercised Shares, Form 144

3 terms

Restricted Stock financial

"Common | 10/02/2023 | Restricted Stock | Issuer"

Shares granted to an individual that carry limits on transfer or sale until certain conditions are met, such as staying with the company for a set time or hitting performance targets. Think of them as a locked gift that gradually opens; for investors they matter because they affect how many shares may enter the market later, signal management incentives and potential dilution, and reveal confidence in future company performance.

Exercised Shares financial

"Common | 04/03/2023 | Exercised Shares | Issuer"

Form 144 regulatory

"144: Securities To Be Sold"

Form 144 is a document that investors must file with the government when they plan to sell a large number of shares of a company's stock. It helps ensure transparency so everyone knows how many shares are being sold and when, which can impact the stock's price.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does LYTS's Form 144 filing indicate?

It indicates a proposed sale of common shares by an affiliate, listing specific grant/exercise dates and lot sizes. The filing names Morgan Stanley Smith Barney LLC Executive Financial Services and shows multiple dated lots with individual share counts through 07/01/2025.

Who is listed as the filer on the LYTS Form 144?

The excerpt names Morgan Stanley Smith Barney LLC Executive Financial Services as the filer. The filing lists that entity alongside the common share line and associated lot details and dates through 07/01/2025.

Does the Form 144 confirm shares were sold for LYTS?

No; Form 144 is a notice of proposed sale and does not confirm execution. The excerpt catalogs proposed lots and dates; actual sales and proceeds would appear in subsequent trade reports or filings if and when completed.

Which lots and share counts are shown in the LYTS excerpt?

The excerpt lists multiple lots with dates and counts, including 04/03/2023 — 1,151 shares; 10/02/2023 — 1,187 shares; 07/01/2025 — 1,305 shares. These are individual lot counts as shown.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 06/01/2026 - 05:10 PM EDT Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001206600
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	LSI INDUSTRIES INC.
SEC File Number	000-13375
Address of Issuer	10000 Alliance Road, Cincinnati, OHIO 45242
Phone	(513)-793-3200
Name of Person for Whose Account the Securities are To Be Sold	WILFRED O'GARA
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	10369	249791.05	36712404	06/01/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	04/03/2023	Exercised Shares	Issuer			1151	04/03/2023	Cash
Common	10/02/2023	Restricted Stock	Issuer			1187	10/02/2023	Not Applicable
Common	04/01/2024	Restricted Stock	Issuer			1234	04/01/2024	Not Applicable
Common	07/01/2024	Restricted Stock	Issuer			1334	07/01/2024	Not Applicable
Common	10/01/2024	Restricted Stock	Issuer			1162	10/01/2024	Not Applicable
Common	01/02/2025	Restricted Stock	Issuer			968	01/02/2025	Not Applicable
Common	04/01/2025	Restricted Stock	Issuer			1080	04/01/2025	Not Applicable
Common	07/01/2025	Restricted Stock	Issuer			1305	07/01/2025	Not Applicable
Common	10/01/2025	Restricted Stock	Issuer			948	10/01/2025	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	06/01/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Wilfred T O'Gara
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)