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LSI Industries (LYTS) director updates 2026 deferred stock awards

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4/A

Rhea-AI Filing Summary

LSI Industries director Ernest W. Marshall Jr. reported three equity compensation awards of common shares. On January 2, 2026 he received 1,218 shares at $18.47, on April 1 1,200 shares at $18.75, and on July 1 3,410 shares at $26.39, all under the Non-Employee Director Deferred Compensation Program. After the July award he directly holds 25,188 shares. The amendment states that the July 1 acquisition was previously reported as 853 shares and is now corrected.

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Insider MARSHALL ERNEST W JR
Role Director
Type Security Shares Price Value
Grant/Award Common Shares 3,410 $26.39 $90K
Grant/Award Common Shares 1,200 $18.75 $23K
Grant/Award Common Shares 1,218 $18.47 $22K
Holdings After Transaction: Common Shares — 25,188 shares (Direct)
Footnotes (1)
  1. Common shares acquired under Non-Employee Director Deferred Compensation Program ("NEDDCP") Restricted stock units reporting person elected to defer under NEDDCP. Column 5 adjusted for dividend reinvestment of 8 shares. This amendment is being filed to amend the Form 4 filed on July 6, 2026, which incorrectly reported an acquisition of 853 common shares instead of 3,410.
January 2, 2026 grant 1,218 shares at $18.47 Common share award to Ernest W. Marshall Jr. on January 2, 2026
April 1, 2026 grant 1,200 shares at $18.75 Common share award to Ernest W. Marshall Jr. on April 1, 2026
July 1, 2026 grant 3,410 shares at $26.39 Corrected common share award to Ernest W. Marshall Jr. on July 1, 2026
Post-transaction holdings 25,188 shares Total common shares held directly by Ernest W. Marshall Jr. after July 1, 2026 award
Non-Employee Director Deferred Compensation Program financial
"Common shares acquired under Non-Employee Director Deferred Compensation Program"
Restricted stock units financial
"Restricted stock units reporting person elected to defer under NEDDCP"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
dividend reinvestment financial
"Column 5 adjusted for dividend reinvestment of 8 shares"
Dividend reinvestment is when the money earned from a company's profit sharing, called dividends, is automatically used to buy more shares of that company instead of being received as cash. This process helps investors grow their holdings over time without extra effort, much like using earned interest to buy more of a savings account. It encourages long-term investment growth by continuously increasing the amount of shares owned.
grant, award, or other acquisition financial
"Transaction code description is Grant, award, or other acquisition"
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FAQ

What insider activity did LSI Industries (LYTS) report for Ernest W. Marshall Jr.?

LSI Industries reported that director Ernest W. Marshall Jr. received three equity awards of common shares in 2026 under a deferred compensation program, increasing his direct holdings to 25,188 shares after the July 1, 2026 grant.

How many LYTS shares did Marshall acquire on July 1, 2026 and at what price?

On July 1, 2026, Marshall was granted 3,410 common shares of LSI Industries at $26.39 per share. This award was part of the Non-Employee Director Deferred Compensation Program and corrected a previously misstated 853-share figure.

What are Ernest W. Marshall Jr.’s total LYTS shareholdings after these awards?

Following the July 1, 2026 grant, Marshall directly holds 25,188 common shares of LSI Industries. This total reflects cumulative equity awards reported for 2026, including prior grants on January 2 and April 1, as well as plan-related adjustments.

Were the reported LYTS transactions by Marshall open-market stock purchases?

No. All reported transactions use code A for a grant, award, or other acquisition of common shares under the Non-Employee Director Deferred Compensation Program, rather than open-market purchases. They represent compensation-related equity awards, not discretionary buying in the market.

What earlier error does this LYTS Form 4/A amendment correct?

The amendment explains that an earlier report filed on July 6, 2026 incorrectly showed an acquisition of 853 common shares on July 1. The corrected figure is 3,410 common shares, substantially increasing the size of that reported equity award.

What is the Non-Employee Director Deferred Compensation Program referenced for LYTS?

The Non-Employee Director Deferred Compensation Program is identified as the plan under which Marshall acquired common shares and deferred restricted stock units. It also notes an adjustment for 8 shares attributable to dividend reinvestment within the deferred awards.

What other 2026 equity awards to Marshall does LSI Industries (LYTS) disclose?

Besides the July 1 grant, Marshall received 1,218 common shares at $18.47 on January 2, 2026 and 1,200 common shares at $18.75 on April 1, 2026, all categorized as grants or awards of common shares held directly.
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
MARSHALL ERNEST W JR

(Last)(First)(Middle)
C/O LSI INDUSTRIES INC.
10000 ALLIANCE RD

(Street)
CINCINNATI OHIO 45242

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
LSI INDUSTRIES INC [ LYTS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)
07/06/2026
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares(1)01/02/2026A1,218A$18.4720,570D
Common Shares(1)04/01/2026A1,200A$18.7521,770D
Common Shares(2)07/01/2026A3,410A$26.3925,188(3)D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Common shares acquired under Non-Employee Director Deferred Compensation Program ("NEDDCP")
2. Restricted stock units reporting person elected to defer under NEDDCP. Column 5 adjusted for dividend reinvestment of 8 shares.
3. This amendment is being filed to amend the Form 4 filed on July 6, 2026, which incorrectly reported an acquisition of 853 common shares instead of 3,410.
/s/ F. M. Reuter as Attorney-in-Fact for Ernest W. Marshall, Jr.07/13/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)