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LSI Industries (LYTS) Form 4: Thomas Caneris Buys 1,882 Shares

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Thomas A. Caneris, EVP, HR and General Counsel of LSI Industries Inc. (LYTS), acquired 1,882 common shares during the quarter ended 09/30/2025 through the company's Non-Qualified Deferred Compensation Plan at prices ranging from $17.68 to $23.66 per share. Following the reported transaction, the filing shows total beneficial ownership of 157,437 common shares. The Form 4 was submitted by a single reporting person and signed by an attorney-in-fact.

Positive

  • Officer acquisition disclosed: 1,882 common shares acquired under the Non-Qualified Deferred Compensation Plan
  • Clear pricing information: Purchase prices reported between $17.68 and $23.66 per share
  • Post-transaction ownership disclosed: Beneficial ownership reported as 157,437 common shares

Negative

  • None.

Insights

TL;DR: Officer acquired 1,882 shares via deferred compensation, increasing reported beneficial ownership to 157,437 shares.

The transaction is a routine disclosure of an officer-level acquisition under the company's deferred compensation plan. The filing specifies share count and purchase price range of $17.68 to $23.66 per share and reports the post-transaction beneficial ownership figure. No derivative transactions or dispositions are reported. From a reporting and disclosure perspective, the Form 4 appears complete regarding the specific non-derivative purchase described.

TL;DR: Insider filing documents a standard plan-based acquisition by a senior officer; disclosure requirements satisfied in content provided.

The report identifies the reporting person as both an officer and a director and shows the acquisition was made through the Non-Qualified Deferred Compensation Plan during the quarter. The form includes the transaction date, the number of shares acquired, the resulting beneficial ownership, and the price range paid. The signature line indicates filing was executed by an attorney-in-fact on behalf of the reporting person.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Caneris Thomas A

(Last) (First) (Middle)
C/O LSI INDUSTRIES INC.
10000 ALLIANCE RD

(Street)
CINCINNATI OH 45242

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LSI INDUSTRIES INC [ LYTS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, HR and General Counsel
3. Date of Earliest Transaction (Month/Day/Year)
09/30/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares(1) 09/30/2025 A V 1,882 A (1) 157,437 D
Common Shares 114,016 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Common shares acquired in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan during the quarter ended September 30, 2025 at prices ranging from $17.68 to $23.66 per share.
/s/ F. Mark Reuter as Attorney-in-Fact for Thomas A. Caneris 09/30/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

Who filed the Form 4 for LYTS?

The Form 4 was filed for Thomas A. Caneris, EVP, HR and General Counsel of LSI Industries Inc.

How many shares did the reporting person acquire on 09/30/2025?

The reporting person acquired 1,882 common shares on 09/30/2025.

At what prices were the LYTS shares purchased?

Shares were acquired at prices ranging from $17.68 to $23.66 per share under the company's plan.

What is the reporting person's beneficial ownership after the transaction?

The filing reports total beneficial ownership of 157,437 common shares following the transaction.

Was the transaction part of a compensation plan?

Yes. The explanation states the shares were acquired in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan during the quarter.
Lsi Inds Inc Ohio

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Electronic Components
Electric Lighting & Wiring Equipment
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United States
CINCINNATI