STOCK TITAN

LSI Industries exec sells 11K shares for taxes

LSI INDUSTRIES INC (LYTS) reported that an executive officer, serving as EVP, HR and General Counsel, disposed of common shares in transactions tied to equity compensation.

(Moderate)
(Negative)
Form Type
4

Rhea-AI Filing Summary

LSI INDUSTRIES INC (LYTS) reported that an executive officer, serving as EVP, HR and General Counsel, disposed of common shares in transactions tied to equity compensation. On 2026-08-25, the officer sold 5,560 common shares at $20.09 per share, and on 2026-08-24 sold 5,474 common shares at $19.78 per share. Footnotes state these dispositions were shares withheld or sold for payment of taxes upon vesting of restricted stock units and performance share units, rather than discretionary open-market sales. A separate entry notes common shares held in the company’s Non-Qualified Deferred Compensation Plan.

Positive

  • None.

Negative

  • None.
Insider Caneris Thomas A
Role EVP, HR and General Counsel
Sold 11,034 shs ($220K)
Type Security Shares Price Value
Sale Common Shares F1 5,560 $20.09 $112K
Sale Common Shares F1 5,474 $19.78 $108K
holding Common Shares F2 -- -- --
Holdings After Transaction: Common Shares — 240,751 shares (Direct)
Footnotes (2)
  1. F1. Disposition of shares for payment of taxes upon vesting of restricted stock units and performance share units.
  2. F2. Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
Shares disposed (2026-08-25) 5,560 Common Shares Sale transaction by executive officer on 2026-08-25
Price per share (2026-08-25) $20.09 per share Sale of 5,560 Common Shares on 2026-08-25
Shares disposed (2026-08-24) 5,474 Common Shares Sale transaction by executive officer on 2026-08-24
Price per share (2026-08-24) $19.78 per share Sale of 5,474 Common Shares on 2026-08-24
Total shares disposed 11,034 Common Shares Aggregate of reported sale transactions in this Form 4
restricted stock units financial
"upon vesting of restricted stock units and performance share units"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
performance share units financial
"upon vesting of restricted stock units and performance share units"
Performance share units are a type of company stock award given to employees that depend on the company meeting specific goals or targets. If these goals are achieved, the employee receives shares or the value of shares; if not, they may receive little or no compensation. This aligns employees’ interests with the company's success and encourages performance that benefits investors.
Non-Qualified Deferred Compensation Plan financial
"held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan"
An arrangement where an employer agrees to pay part of an employee’s salary or bonus at a later date, often to attract or keep key staff. Think of it as a company IOU or a delayed paycheck held on the company’s books rather than in a protected retirement account; investors care because these promises create future cash obligations that are typically unsecured and depend on the company’s financial health, affecting risk, liabilities, and cash-flow planning.

FAQ

What insider transactions did LYTS report for the executive on this Form 4?

The executive reported two dispositions of Common Shares: 5,560 shares on 2026-08-25 at $20.09 per share and 5,474 shares on 2026-08-24 at $19.78 per share, all classified as sales in open market or private transactions.

How many LYTS shares did the insider dispose of in total?

Across the reported transactions, the executive disposed of 11,034 Common Shares of LSI INDUSTRIES INC. This total combines 5,560 shares on 2026-08-25 and 5,474 shares on 2026-08-24.

What was the purpose of the LYTS share dispositions reported on this Form 4?

Footnotes state the dispositions were of shares used for payment of taxes upon vesting of restricted stock units and performance share units, indicating they were tax-withholding related to equity awards.

Were the LYTS transactions made under a Rule 10b5-1 trading plan?

The filing’s Rule 10b5-1 checkbox is marked as not affirmed (aff_10b5_one is false), and the footnotes do not reference any trading plan, so the transactions are not reported as being made under a Rule 10b5-1 plan.

Does the insider hold LYTS shares through any company plan after these transactions?

A footnote states that Common Shares are held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan. The entry is reported as a holding, though the exact number of shares is not specified in this data.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Caneris Thomas A

(Last)(First)(Middle)
C/O LSI INDUSTRIES INC.
10000 ALLIANCE RD

(Street)
CINCINNATI OHIO 45242

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
LSI INDUSTRIES INC [ LYTS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
EVP, HR and General Counsel
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/24/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Shares(1)08/24/2026S5,474D$19.7881,839D
Common Shares(1)08/25/2026S5,560D$20.0976,279D
Common Shares(2)164,472D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Disposition of shares for payment of taxes upon vesting of restricted stock units and performance share units.
2. Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
/s/ F. Mark Reuter as Attorney-in-Fact for Thomas A. Caneris08/26/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)