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LYTS Form 4: Director Wilfred O'Gara transfers 55,620 shares to joint account

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

LSI Industries Inc. (LYTS): This Form 4 reports insider Wilfred T. O'Gara's transfer of common shares on 09/15/2025. The filing shows matching dispositions and acquisitions of 55,620 shares each recorded with transaction code "J", and a separate disposition of 55,620 shares reducing direct holdings to 60,487 shares and an indirect holding of 55,620 shares reported as held with spouse. The explanatory note states the change was a transfer of shares to a joint account with the reporting person's spouse. The form is signed by an attorney-in-fact on 09/16/2025.

Positive

  • None.

Negative

  • None.

Insights

TL;DR: Transfer of shares to a joint account with spouse recorded; no net increase in beneficial ownership shown.

The filing documents equal reported dispositions and acquisitions of 55,620 common shares on 09/15/2025 using transaction code "J" and indicates a transfer to a joint account with the reporting person's spouse. Reported direct ownership after the transactions is 60,487 shares and an indirect holding of 55,620 shares attributed to the spouse relationship. There are no derivative transactions disclosed. From a trading-impact perspective, the filing describes an ownership reorganization rather than an open-market sale or purchase that would change outstanding free float materially.

TL;DR: Insider relocated shares into joint ownership; disclosure follows Section 16 reporting requirements.

The statement clarifies that the reporting person, a director, transferred shares into a joint account with a spouse, as noted in the explanatory section. The form is signed by an attorney-in-fact, consistent with authorized filing practice. This is a routine internal ownership reclassification and the disclosure meets the requirement to report changes in beneficial ownership; the filing does not indicate a change in board role, compensation, or control of the issuer.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
OGARA WILFRED T

(Last) (First) (Middle)
C/O KEATING MUETHING & KLEKAMP PLL
ONE EAST FOURTH STREET

(Street)
CINCINNATI OH 45202

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LSI INDUSTRIES INC [ LYTS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
09/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Shares(1) 09/15/2025 J 55,620 D $0 60,487 D
Common Shares(1) 09/15/2025 J 55,620 A $0 55,620 I Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Transfer of shares to joint account with spouse.
/s/ F.M. Reuter As Attorney-in-Fact for Wilfred T. O'Gara 09/16/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transactions did Wilfred T. O'Gara report on the LYTS Form 4?

The filing reports dispositions and acquisitions of 55,620 common shares each on 09/15/2025, resulting from a transfer to a joint account with the reporting person's spouse.

How many LYTS shares does the reporting person beneficially own after the reported transactions?

The Form 4 shows 60,487 shares beneficially owned directly after the transactions and an indirect holding of 55,620 shares through the spouse relationship.

What is the stated reason for the change in ownership on the LYTS Form 4?

The explanatory note states: Transfer of shares to joint account with spouse.

When was the Form 4 signed and by whom?

The form includes a signature block signed by F.M. Reuter as Attorney-in-Fact for Wilfred T. O'Gara dated 09/16/2025.

Were any derivative securities reported in this Form 4 for LYTS?

No derivative securities are reported; Table II contains no entries for derivative transactions.
Lsi Inds Inc Ohio

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