1,455-share grant boosts LSI Industries director stake

LSI INDUSTRIES INC (LYTS) reported that director Ernest W. Marshall Jr. acquired equity-based compensation.

Rhea-AI Filing Summary

LSI INDUSTRIES INC (LYTS) reported that director Ernest W. Marshall Jr. acquired equity-based compensation. On August 19, 2026, he received a grant of 1,455 common shares (reported as restricted stock units he elected to defer under the NEDDCP) at a reference price of $24.06 per share. After this award and an adjustment for 8 shares from dividend reinvestment, his directly held position increased to 26,643 shares.

Insider Trade Summary

Grant/Award: 1,455 shares

Grant/Award 1 txn

Insider MARSHALL ERNEST W JR

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Shares F1	1,455	$24.06	$35K

Holdings After Transaction: Common Shares — 26,643 shares (Direct)

Footnotes (1)

1. F1. Restricted stock units reporting person elected to defer under NEDDCP. Column 5 adjusted for dividend reinvestment of 8 shares.

Key Figures

Shares acquired: 1,455 shares Reference price per share: $24.06 per share Shares held after transaction: 26,643 shares +1 more

4 metrics

Shares acquired 1,455 shares Grant, award, or other acquisition on August 19, 2026

Reference price per share $24.06 per share Price field for the August 19, 2026 grant

Shares held after transaction 26,643 shares Direct ownership following the reported transaction

Dividend reinvestment adjustment 8 shares Column 5 adjusted for dividend reinvestment of 8 shares

Key Terms

Restricted stock units, NEDDCP, dividend reinvestment

3 terms

Restricted stock units financial

"Restricted stock units reporting person elected to defer under NEDDCP."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

NEDDCP financial

"Restricted stock units reporting person elected to defer under NEDDCP."

dividend reinvestment financial

"Column 5 adjusted for dividend reinvestment of 8 shares."

Dividend reinvestment is when the money earned from a company's profit sharing, called dividends, is automatically used to buy more shares of that company instead of being received as cash. This process helps investors grow their holdings over time without extra effort, much like using earned interest to buy more of a savings account. It encourages long-term investment growth by continuously increasing the amount of shares owned.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did LYTS director Ernest W. Marshall Jr. report?

Ernest W. Marshall Jr., a director of LSI INDUSTRIES INC (LYTS), reported acquiring 1,455 common shares on August 19, 2026 as a grant or award, with a reference price of $24.06 per share.

How many LYTS shares does Ernest W. Marshall Jr. hold after this Form 4 transaction?

Following the reported grant and related adjustments, Ernest W. Marshall Jr. directly holds 26,643 shares of LSI INDUSTRIES INC (LYTS), with column 5 reflecting an adjustment for 8 shares added through dividend reinvestment.

What type of equity did the LYTS Form 4 indicate for the August 19, 2026 transaction?

The transaction involved restricted stock units that the reporting person elected to defer under the NEDDCP, though the security is listed as common shares; the footnote clarifies the units’ deferred and restricted nature.

Was the LYTS insider transaction on August 19, 2026 a market purchase or a grant?

The August 19, 2026 transaction for LSI INDUSTRIES INC (LYTS) was reported with code A, described as a grant, award, or other acquisition, not a market purchase or sale. It represents equity compensation rather than an open-market trade.

Did the LYTS Form 4 indicate use of a Rule 10b5-1 trading plan?

No. The Form 4 for LSI INDUSTRIES INC (LYTS) has the Rule 10b5-1 affirmation box unchecked (aff_10b5_one is false), and there is no footnote stating that the transaction was executed under a trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Available on EDGAR 08/21/2026 - 04:58 PM Accepted by SEC EDGAR 08/21/2026 - 04:58 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

MARSHALL ERNEST W JR

(Last) (First) (Middle)

C/O LSI INDUSTRIES INC.

10000 ALLIANCE RD

(Street)

CINCINNATI OHIO 45242

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
LSI INDUSTRIES INC [ LYTS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/19/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares(1)	08/19/2026		A		1,455	A	$24.06	26,643	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Restricted stock units reporting person elected to defer under NEDDCP. Column 5 adjusted for dividend reinvestment of 8 shares.

	/s/ F. M. Reuter as Attorney-in-Fact for Ernest W. Marshall, Jr.	08/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)