LYTS Form 5 Details: Clark James Anthony Discloses Multiple Stock Acquisitions

Rhea-AI Filing Summary

LSI Industries Inc. (LYTS) Form 5 was filed by reporting person Clark James Anthony, identified as an officer (CEO and President) and director. The filing lists a standalone line reporting 320,473 shares of common stock as beneficially owned and, separately, a sequence of small open-market purchases between 07/12/2024 and 06/27/2025 with per-trade quantities and prices recorded. The final transaction row shows 202,668 shares as beneficially owned on that row. The explanatory note states some common shares are held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

The record shows no derivative securities in Table II. All transactions in Table I are purchases reported as acquisitions with specific share counts and prices, and ownership is reported as direct.

Insights

Corporate Governance Expert

TL;DR: CEO reported routine, incremental purchases and a deferred-compensation holding; no derivatives reported.

The Form 5 identifies Clark James Anthony as CEO and President and reports a sequence of small, regular acquisitions of common stock over a one-year span with prices and quantities disclosed. The filing also includes a separate beneficial-ownership line showing 320,473 shares and an explanatory note that some shares are held in the company’s Non-Qualified Deferred Compensation Plan. From a governance perspective, these disclosures document insider accumulation and plan-held shares but do not, on their face, indicate a material change in control or a derivatives position.

Securities Analyst

TL;DR: Transaction detail is granular but appears routine and not immediately material to valuation.

Table I lists multiple acquisitions with trade dates, share amounts (typically mid-hundreds per trade) and prices ranging roughly from about $14.38 to $22.08 per share, culminating in a reported line showing 202,668 shares on the last transaction row. Table II contains no derivative positions. The report supplies useful transparency on insider purchases and deferred-compensation holdings but contains no earnings, debt, or other financial metrics that would alter a valuation analysis by themselves.

SEC Form 5

FORM 5

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Form 3 Holdings Reported.

Form 4 Transactions Reported.

1. Name and Address of Reporting Person^*

Clark James Anthony

(Last) (First) (Middle)

10000 ALLIANCE ROAD

(Street)

CINCINNATI OH 45242

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
LSI INDUSTRIES INC [ LYTS ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CEO and President

3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
06/30/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)	4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
				Amount	(A) or (D)	Price
Common Stock							320,473	D
Common Stock(1)	07/12/2024		A	746	A	$15.16	185,821	D
Common Stock(1)	07/26/2024		A	702	A	$16.1	186,523	D
Common Stock(1)	08/09/2024		A	785	A	$14.38	187,309	D
Common Stock(1)	08/23/2024		A	735	A	$15.39	188,043	D
Common Stock(1)	09/06/2024		A	738	A	$15.33	188,781	D
Common Stock(1)	09/20/2024		A	726	A	$16.04	189,507	D
Common Stock(1)	10/04/2024		A	710	A	$16.4	190,217	D
Common Stock(1)	10/18/2024		A	697	A	$16.72	190,914	D
Common Stock(1)	11/01/2024		A	706	A	$16.49	191,620	D
Common Stock(1)	11/15/2024		A	580	A	$20.07	192,200	D
Common Stock(1)	11/29/2024		A	570	A	$20.44	192,770	D
Common Stock(1)	12/13/2024		A	579	A	$20.12	193,349	D
Common Stock(1)	12/27/2024		A	599	A	$19.43	193,948	D
Common Stock(1)	01/10/2025		A	638	A	$18.26	194,586	D
Common Stock(1)	01/24/2025		A	527	A	$22.08	195,113	D
Common Stock(1)	02/07/2025		A	554	A	$21.03	195,667	D
Common Stock(1)	02/21/2025		A	605	A	$19.26	196,272	D
Common Stock(1)	03/07/2025		A	664	A	$17.53	196,936	D
Common Stock(1)	03/21/2025		A	672	A	$17.33	197,608	D
Common Stock(1)	04/04/2025		A	756	A	$15.39	198,364	D
Common Stock(1)	04/18/2025		A	737	A	$15.8	199,101	D
Common Stock(1)	05/02/2024		A	730	A	$15.95	199,831	D
Common Stock(1)	05/16/2025		A	716	A	$16.26	200,548	D
Common Stock(1)	05/30/2025		A	716	A	$16.27	201,263	D
Common Stock(1)	06/16/2025		A	723	A	$16.11	201,986	D
Common Stock(1)	06/27/2025		A	682	A	$17.08	202,668	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)	5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
					(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.

	/s/ F. Mark Reuter as Attorney-in-Fact for James Anthony Clark	08/12/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

Who filed the Form 5 for LSI Industries (LYTS)?

The filing was submitted by Clark James Anthony, identified as an officer (CEO and President) and director.

How many LYTS common shares are reported as beneficially owned in this Form 5?

The form includes a standalone line reporting 320,473 shares and, in the transaction table, the final reported amount on the last row is 202,668 shares.

What time frame do the reported insider purchases cover?

Table I lists acquisitions with transaction dates from 07/12/2024 through 06/27/2025, with per-trade quantities and prices provided.

Are any derivative securities reported for the reporting person on this Form 5?

No. Table II contains no entries, indicating no derivative securities were reported in this filing.

Where are some of the reported shares held?

The explanatory note states that common shares are held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.