STOCK TITAN

LYTS Form 5: Thomas Caneris acquired 9,609 shares via deferred‑comp plan

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
5

Rhea-AI Filing Summary

Thomas A. Caneris, Exec. VP, HR & General Counsel and a director of LSI Industries Inc. (LYTS), filed a Form 5 reporting periodic acquisitions of Common Stock held in the company’s Non‑Qualified Deferred Compensation Plan. From 07/12/2024 through 06/27/2025 he acquired a total of 9,609 shares in multiple transactions priced between $14.38 and $22.08, and the filing reports 155,555 shares beneficially owned at the issuer’s fiscal year end. Table II lists no derivative securities. The Form is signed by an attorney‑in‑fact on 08/12/2025. The filing also includes an unexplained table entry showing 86,302 D for Common Stock without date or context.

Positive

  • Consistent acquisitions: The filing shows 9,609 shares acquired from 07/12/2024 to 06/27/2025 in documented transactions.
  • Substantial reported ownership: The reporting person holds 155,555 shares beneficially (direct) at fiscal year end.
  • No derivatives disclosed: Table II contains no entries, indicating no reported options, warrants, or convertible securities.

Negative

  • Unclear disposition entry: The table includes a line showing 86,302 D for Common Stock with no date or explanation.
  • Materiality context missing: The Form does not report the percentage of outstanding shares or aggregate market value, limiting assessment of material impact.

Insights

TL;DR: Routine insider plan purchases increased direct holdings to 155,555 shares; filing shows no derivatives and includes one unexplained disposition entry.

The Form 5 documents periodic acquisitions of common stock through LSI Industries' Non‑Qualified Deferred Compensation Plan, totaling 9,609 shares over the 07/12/2024–06/27/2025 period. The reporting person is identified as an officer and director. Table II reports no derivative securities. The presence of an isolated 86,302 D entry lacks accompanying date or explanation in the filing, which reduces clarity about whether that line reflects a prior disposition or a formatting artifact. Overall this appears to be a routine beneficial ownership update rather than a material governance event.

TL;DR: Insider purchases via deferred-comp plan totaled 9,609 shares at prices $14.38–$22.08; ending direct ownership reported at 155,555 shares.

The transactions are itemized with dates and per‑trade share counts and prices, indicating regular periodic acquisitions into the deferred compensation plan. No derivative holdings are listed in Table II. The filing is signed by an attorney‑in‑fact on 08/12/2025. Because the Form does not state the percentage ownership relative to outstanding shares or provide market value totals, the absolute impact on valuation cannot be determined from this filing alone.

SEC Form 5
FORM 5 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0362
Estimated average burden
hours per response: 1.0
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Form 3 Holdings Reported.
Form 4 Transactions Reported.
1. Name and Address of Reporting Person*
Caneris Thomas A

(Last) (First) (Middle)
C/O LSI INDUSTRIES INC.
10000 ALLIANCE RD

(Street)
CINCINNATI OH 45242

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LSI INDUSTRIES INC [ LYTS ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Exec. VP, HR & General Counsel
3. Statement for Issuer's Fiscal Year Ended (Month/Day/Year)
06/30/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned at end of Issuer's Fiscal Year (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Amount (A) or (D) Price
Common Stock 86,302 D
Common Stock(1) 07/12/2024 A 397 A $15.16 146,344 D
Common Stock(1) 07/26/2024 A 373 A $16.1 146,717 D
Common Stock(1) 08/09/2024 A 418 A $14.38 147,135 D
Common Stock(1) 08/23/2024 A 391 A $15.39 147,526 D
Common Stock(1) 09/06/2024 A 392 A $15.33 147,918 D
Common Stock(1) 09/20/2024 A 399 A $16.04 148,317 D
Common Stock(1) 10/04/2024 A 390 A $16.4 148,707 D
Common Stock(1) 10/18/2024 A 383 A $16.72 149,090 D
Common Stock(1) 11/01/2024 A 388 A $16.49 149,478 D
Common Stock(1) 11/15/2024 A 320 A $20.07 149,797 D
Common Stock(1) 11/29/2024 A 314 A $20.44 150,111 D
Common Stock(1) 12/13/2024 A 319 A $20.12 150,430 D
Common Stock(1) 12/27/2024 A 330 A $19.43 150,760 D
Common Stock(1) 01/10/2025 A 351 A $18.26 151,112 D
Common Stock(1) 01/24/2025 A 291 A $22.08 151,402 D
Common Stock(1) 02/07/2025 A 305 A $21.03 151,707 D
Common Stock(1) 02/21/2025 A 333 A $19.26 152,040 D
Common Stock(1) 03/07/2025 A 365 A $17.53 152,405 D
Common Stock(1) 03/21/2025 A 369 A $17.33 152,775 D
Common Stock(1) 04/04/2025 A 416 A $15.39 153,190 D
Common Stock(1) 04/18/2025 A 405 A $15.8 153,595 D
Common Stock(1) 05/02/2025 A 401 A $15.95 153,997 D
Common Stock(1) 05/16/2025 A 394 A $15.26 154,390 D
Common Stock(1) 05/30/2025 A 393 A $16.27 154,783 D
Common Stock(1) 06/13/2025 A 397 A $16.11 155,181 D
Common Stock(1) 06/27/2025 A 375 A $17.08 155,555 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
(A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Common Shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
/s/ F. Mark Reuter as Attorney-in-Fact for Thomas Caneris 08/12/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Thomas A. Caneris report on Form 5 for LSI Industries (LYTS)?

The Form 5 reports periodic acquisitions of Common Stock held in the company's Non‑Qualified Deferred Compensation Plan and an ending beneficial ownership of 155,555 shares.

How many shares did Caneris acquire during the fiscal year ended 06/30/2025?

The filing lists a total of 9,609 shares acquired between 07/12/2024 and 06/27/2025.

What price range do the reported transactions show?

Reported per‑transaction prices range from $14.38 to $22.08.

Are any derivative securities reported by the insider?

No. Table II in the filing shows no derivative securities acquired, disposed of, or beneficially owned.

When was the Form 5 signed and by whom?

The Form is signed by attorney‑in‑fact F. Mark Reuter on 08/12/2025.
Lsi Inds Inc Ohio

NASDAQ:LYTS

LYTS Rankings

LYTS Latest News

LYTS Latest SEC Filings

LYTS Stock Data

687.11M
27.29M
Electronic Components
Electric Lighting & Wiring Equipment
Link
United States
CINCINNATI