STOCK TITAN

Macy's (M) SVP Paul Griscom vests RSUs and sells shares for taxes

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Macy's, Inc. SVP and Controller Paul Griscom reported routine equity compensation activity. On March 31, 2026, he exercised 1,715 restricted stock units, receiving the same number of common shares at a conversion price of $0.00 per share.

On April 1, 2026, he sold 490 common shares at a weighted average price of $18.0757 per share to cover tax withholding obligations upon the vesting of restricted shares, which the filing notes was not a discretionary transaction. After these transactions, he directly holds 33,566 common shares and 1,716 restricted stock units.

Positive

  • None.

Negative

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Insider Griscom Paul
Role SVP and Controller
Sold 490 shs ($9K)
Type Security Shares Price Value
Sale Common Stock 490 $18.0757 $9K
Exercise Restricted Stock Units 1,715 $0.00 --
Exercise Common Stock 1,715 $0.00 --
Holdings After Transaction: Common Stock — 33,566 shares (Direct); Restricted Stock Units — 1,716 shares (Direct)
Footnotes (1)
  1. Each restricted stock unit represents the equivalent of one share of the Issuer's common stock. Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction by the reporting person. The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.19, inclusive. The reporting person undertakes to provide to Macy's, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to the Form 4. On 3/31/2023, the reporting person was granted 6,861 restricted stock units vesting in four equal installments beginning on the first anniversary of the grant date.
Shares sold for taxes 490 shares Common stock sale on April 1, 2026 to cover tax withholding
Weighted average sale price $18.0757 per share Price for 490 Macy's common shares sold April 1, 2026
RSUs exercised 1,715 units Restricted stock units converted to common stock on March 31, 2026
Conversion price $0.00 per share Exercise/conversion price for 1,715 restricted stock units
Shares owned after transactions 33,566 shares Direct Macy's common stock holdings following reported trades
RSUs remaining 1,716 units Restricted stock units held after March 31, 2026 activity
Original RSU grant 6,861 units Restricted stock units granted on March 31, 2023, vesting in four annual installments
Restricted Stock Units financial
"On 3/31/2023, the reporting person was granted 6,861 restricted stock units vesting in four equal installments"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
tax withholding obligations financial
"Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares"
weighted average price financial
"The price reported in Column 4 is the weighted average price."
Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.
derivative security financial
"Exercise or conversion of derivative security"
A derivative security is a financial contract whose value comes from the price or performance of something else, such as a stock, bond, commodity, or market index. For investors it acts like an insurance policy or a wager: it can be used to protect against losses, lock in prices, or amplify gains and losses, so it can change a portfolio’s risk and potential return without owning the underlying asset directly.
non-derivative financial
"transaction_type": "non-derivative""
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Griscom Paul

(Last)(First)(Middle)
C/O MACY'S, INC.
145 PROGRESS PLACE

(Street)
SPRINGDALE OHIO 45246

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Macy's, Inc. [ M ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
SVP and Controller
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/31/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock03/31/2026M1,715A(1)34,056D
Common Stock04/01/2026S490(2)D$18.0757(3)33,566D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)03/31/2026M1,715 (4) (4)Common Stock1,715$01,716D
Explanation of Responses:
1. Each restricted stock unit represents the equivalent of one share of the Issuer's common stock.
2. Represents the number of shares sold by the reporting person to cover tax withholding obligations upon the vesting of restricted shares and does not represent a discretionary transaction by the reporting person.
3. The price reported in Column 4 is the weighted average price. These shares were sold in multiple transactions at prices ranging from $18.00 to $18.19, inclusive. The reporting person undertakes to provide to Macy's, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to the Form 4.
4. On 3/31/2023, the reporting person was granted 6,861 restricted stock units vesting in four equal installments beginning on the first anniversary of the grant date.
Remarks:
/s/ Steven R. Watts, as attorney-in-fact for Paul Griscom pursuant to a Power of Attorney04/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Macy's (M) SVP and Controller Paul Griscom report?

Paul Griscom reported exercising 1,715 restricted stock units into common stock and selling 490 common shares. The sale was explicitly described as solely to cover tax withholding obligations tied to vesting, rather than a discretionary open-market sale.

How many Macy's (M) shares did Paul Griscom sell and at what price?

He sold 490 shares of Macy's common stock at a weighted average price of $18.0757 per share. The filing explains these sales were executed to satisfy tax withholding obligations on vesting restricted shares, not as a voluntary portfolio reallocation.

Why did Macy's (M) executive Paul Griscom sell 490 shares?

The filing states the 490 shares were sold to cover tax withholding obligations arising from the vesting of restricted shares. It specifically notes this does not represent a discretionary transaction, indicating the sale was driven by tax requirements rather than investment decisions.

How many Macy's (M) shares does Paul Griscom hold after these transactions?

Following the reported transactions, Paul Griscom directly owns 33,566 shares of Macy's common stock. He also holds 1,716 restricted stock units, each representing the equivalent of one share of Macy's common stock, according to the filing’s footnote language.

What restricted stock unit activity did Macy's (M) disclose for Paul Griscom?

The filing shows he exercised 1,715 restricted stock units into the same number of common shares at a $0.00 conversion price. A footnote also notes a 6,861-unit grant on March 31, 2023, vesting in four equal annual installments from the grant date.

How were the Macy's (M) share sale prices for Paul Griscom’s transaction determined?

The form reports a weighted average sale price of $18.0757 per share for the 490 shares sold. A footnote clarifies trades occurred in multiple transactions between $18.00 and $18.19, and detailed price breakdowns are available from the company or SEC staff on request.