Maase Co-CEO files initial ownership report

Maase Inc. Co-Chief Executive Officer Liu Guotao has filed an initial Form 3 reporting no share ownership in the company.

Accepted by SEC EDGAR 03/19/2026 - 04:01 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Maase Inc. Co-Chief Executive Officer Liu Guotao has filed an initial Form 3 reporting no share ownership in the company. The filing lists entries for both Class A Ordinary Shares and Class B Ordinary Shares with total shares following the report shown as zero for each class.

Insider Trade Summary

Holdings reported, no transactions

Holdings

Insider Liu Guotao

Role Co-Chief Executive Officer

Type	Security	Shares	Price	Value
Holding	Class A Ordinary Share	--	--	--
Holding	Class B Ordinary Share	--	--	--

Holdings: Class A Ordinary Share — 0 shares (Direct); Class B Ordinary Share — 0 shares (Direct)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does Maase Inc. (MAAS) disclose in Liu Guotao’s Form 3?

The Form 3 shows that Co-Chief Executive Officer Liu Guotao currently reports holding no Class A or Class B Ordinary Shares of Maase Inc. It is an initial statement of beneficial ownership with zero shares listed after the reported entries.

Does Maase Inc. Co-CEO Liu Guotao buy or sell MAAS shares in this Form 3?

No, the Form 3 does not show any share purchases or sales by Liu Guotao. It records holding-type entries only, with total shares following the report indicated as zero for both Class A and Class B Ordinary Shares.

What share classes are covered in Liu Guotao’s Maase Inc. Form 3 filing?

The filing covers Maase Inc. Class A Ordinary Shares and Class B Ordinary Shares. For each share class, the total shares following the reported entries are listed as 0.0000, indicating no reported beneficial ownership in either class at this time.

What role does Liu Guotao have at Maase Inc. in this Form 3?

Liu Guotao is identified as a Co-Chief Executive Officer of Maase Inc. in the Form 3. The filing specifies this officer title and confirms that, despite the executive role, there are no Class A or Class B Ordinary Shares reported as beneficially owned.

Does the Maase Inc. (MAAS) Form 3 show any derivative securities for Liu Guotao?

No derivative securities are listed for Liu Guotao in this Form 3. The derivative section is empty, and the transaction summary shows no derivative transactions or option exercises, reinforcing that only zero-share holdings in Class A and Class B Ordinary Shares are reported.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0104
Estimated average burden
hours per response:			0.5

1. Name and Address of Reporting Person^*

Liu Guotao

(Last) (First) (Middle)

BUILDING 48

NO. 52 YANGZHOU ROAD

(Street)

QINGDAO SHANDONG 266600

(City) (State) (Zip)

CHINA

(Country)

2. Date of Event Requiring Statement (Month/Day/Year)
08/12/2025

3. Issuer Name and Ticker or Trading Symbol
Maase Inc. [ MAAS ]

3a. Foreign Trading Symbol

5. If Amendment, Date of Original Filed (Month/Day/Year)

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Co-Chief Executive Officer

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Ordinary Share	0	D
Class B Ordinary Share	0	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	/s/ Guotao Liu	03/19/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)