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Maase Inc. (MAAS) Co-CEO files Form 3 showing no share ownership

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
3

Rhea-AI Filing Summary

Maase Inc. Co-Chief Executive Officer Liu Guotao has filed an initial Form 3 reporting no share ownership in the company. The filing lists entries for both Class A Ordinary Shares and Class B Ordinary Shares with total shares following the report shown as zero for each class.

Positive

  • None.

Negative

  • None.
SEC Form 3
FORM 3UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0104
Estimated average burden
hours per response:0.5
1. Name and Address of Reporting Person*
Liu Guotao

(Last)(First)(Middle)
BUILDING 48
NO. 52 YANGZHOU ROAD

(Street)
QINGDAOSHANDONG266600

(City)(State)(Zip)

CHINA

(Country)
2. Date of Event Requiring Statement (Month/Day/Year)
08/12/2025
3. Issuer Name and Ticker or Trading Symbol
Maase Inc. [ MAAS ]
3a. Foreign Trading Symbol
5. If Amendment, Date of Original Filed (Month/Day/Year)
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
Co-Chief Executive Officer
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Class A Ordinary Share0D
Class B Ordinary Share0D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year)3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Guotao Liu03/19/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 3: SEC 1473 (03-26)

FAQ

What does Maase Inc. (MAAS) disclose in Liu Guotao’s Form 3?

The Form 3 shows that Co-Chief Executive Officer Liu Guotao currently reports holding no Class A or Class B Ordinary Shares of Maase Inc. It is an initial statement of beneficial ownership with zero shares listed after the reported entries.

Does Maase Inc. Co-CEO Liu Guotao buy or sell MAAS shares in this Form 3?

No, the Form 3 does not show any share purchases or sales by Liu Guotao. It records holding-type entries only, with total shares following the report indicated as zero for both Class A and Class B Ordinary Shares.

What share classes are covered in Liu Guotao’s Maase Inc. Form 3 filing?

The filing covers Maase Inc. Class A Ordinary Shares and Class B Ordinary Shares. For each share class, the total shares following the reported entries are listed as 0.0000, indicating no reported beneficial ownership in either class at this time.

What role does Liu Guotao have at Maase Inc. in this Form 3?

Liu Guotao is identified as a Co-Chief Executive Officer of Maase Inc. in the Form 3. The filing specifies this officer title and confirms that, despite the executive role, there are no Class A or Class B Ordinary Shares reported as beneficially owned.

Does the Maase Inc. (MAAS) Form 3 show any derivative securities for Liu Guotao?

No derivative securities are listed for Liu Guotao in this Form 3. The derivative section is empty, and the transaction summary shows no derivative transactions or option exercises, reinforcing that only zero-share holdings in Class A and Class B Ordinary Shares are reported.
Maase Inc.

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