Form 4: SHIVE DUNIA A reports multiple insider transactions in MAIN

Rhea-AI Filing Summary

SHIVE DUNIA A reported multiple insider transaction types in a Form 4 filing for MAIN. The filing lists transactions totaling 78 shares at a weighted average price of $64.20 per share. Following the reported transactions, holdings were 24,688 shares.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SHIVE DUNIA A

(Last) (First) (Middle)

1300 POST OAK BLVD

8TH FLOOR

(Street)

HOUSTON TX 77056

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Main Street Capital CORP [ MAIN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
01/15/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/15/2026		J(1)	V	77.792	A	$64.2	24,688.3443	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

	/s/ Jason B. Beauvais, Attorney-in-Fact	02/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

What insider transaction did MAIN director Dunia A. Shive report?

Director Dunia A. Shive reported acquiring 77.792 Main Street Capital common shares on 01/15/2026. The shares were obtained through a dividend reinvestment plan at $64.20 per share, an automatic program that uses cash dividends to purchase additional stock.

How many MAIN shares does Dunia A. Shive own after this Form 4?

After the reported transaction, Dunia A. Shive beneficially owned 24,688.3443 Main Street Capital common shares directly. This total includes the 77.792 shares acquired through the company’s dividend reinvestment plan on 01/15/2026 at a price of $64.20 per share.

Was the MAIN Form 4 transaction an open-market purchase or sale?

The MAIN Form 4 transaction was not an open-market trade. Dunia A. Shive acquired 77.792 shares through a dividend reinvestment plan, where cash dividends are automatically used to buy additional Main Street Capital stock under Rule 16a-11.

What does transaction code J mean in the MAIN Form 4 filing?

Transaction code J in this MAIN Form 4 indicates a miscellaneous transaction. Here, the footnote explains that the 77.792 shares were acquired under a dividend reinvestment plan, which is treated as a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Does the MAIN Form 4 show direct or indirect ownership for these shares?

The MAIN Form 4 shows that Dunia A. Shive holds the reported shares as direct ownership, coded as “D.” After the dividend reinvestment transaction, total directly owned Main Street Capital common shares increased to 24,688.3443 according to the filing’s beneficial ownership table.