Main Street Capital director receives share awards
Main Street Capital director Dunia A. Shive reported routine share acquisitions through company plans.
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Form Type
4
Rhea-AI Filing Summary
Main Street Capital director Dunia A. Shive reported routine share acquisitions through company plans. On April 15, 2026, Shive acquired 88.011 shares of common stock at $57.83 per share under a dividend reinvestment plan.
On May 4, 2026, Shive received 1,434.720 shares issued under the Non-Employee Director Restricted Stock Plan at a reference value of $55.76 per share, and 538 shares issued under the Deferred Compensation Plan at no cash cost per share. After these transactions, Shive directly owned a total of 27,038.4973 shares of Main Street Capital common stock.
Insider Trade Summary
3 transactions reported
Mixed
3 txns
Insider
SHIVE DUNIA A
Role
Director
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Grant/Award | Common Stock | 538 | $0.00 | $0.00 |
| Grant/Award | Common Stock | 1,434.72 | $55.76 | $80K |
| Other | Common Stock | 88.011 | $57.83 | $5K |
Holdings After Transaction:
Common Stock — 27,038.4973 shares (Direct)
Footnotes (3)
- F1. The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.
- F2. Shares issued under the Main Street Capital Corporation Non-Employee Director Restricted Stock Plan.
- F3. Shares issued under the Main Street Capital Corporation Deferred Compensation Plan.
Key Figures
Restricted stock award: 1,434.720 shares at $55.76
Deferred compensation shares: 538 shares at $0.00
Dividend reinvestment acquisition: 88.011 shares at $57.83
+1 more
4 metrics
Restricted stock award
1,434.720 shares at $55.76
Common Stock grant on May 4, 2026 under director plan
Deferred compensation shares
538 shares at $0.00
Common Stock issued on May 4, 2026 under Deferred Compensation Plan
Dividend reinvestment acquisition
88.011 shares at $57.83
Dividend reinvestment plan transaction on April 15, 2026
Post-transaction holdings
27,038.4973 shares
Direct ownership of Main Street Capital common stock after reported transactions
Key Terms
dividend reinvestment plan, Non-Employee Director Restricted Stock Plan, Deferred Compensation Plan, Section 16
4 terms
dividend reinvestment plan financial
"The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11."
A dividend reinvestment plan lets shareholders automatically use cash dividends to buy more shares of the same company instead of receiving the money. It matters to investors because it turns regular payouts into a steady way to grow ownership and take advantage of compound returns—like having your savings automatically buy additional slices of a pie over time—while often reducing transaction costs and smoothing purchase timing.
Non-Employee Director Restricted Stock Plan financial
"Shares issued under the Main Street Capital Corporation Non-Employee Director Restricted Stock Plan."
Deferred Compensation Plan financial
"Shares issued under the Main Street Capital Corporation Deferred Compensation Plan."
A deferred compensation plan is an arrangement where an employer agrees to pay part of an employee’s pay or bonus at a later date instead of immediately, often to reduce current tax bills or to tie rewards to long-term performance. For investors it matters because these promises create future cash obligations and influence executive incentives and retention; they can affect a company’s reported liabilities, cash flow planning and the risk profile if the business faces financial trouble.
Section 16 regulatory
"dividend reinvestment transaction exempt from Section 16 under Rule 16a-11."
Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
What insider transactions did Dunia A. Shive report for Main Street Capital (MAIN)?
Dunia A. Shive reported acquiring Main Street Capital common stock through plan-based transactions. These included dividend reinvestment, restricted stock issued under a non-employee director plan, and shares granted under a deferred compensation plan, all reflected as routine, non-open-market acquisitions.
What is Dunia A. Shive’s total Main Street Capital (MAIN) ownership after these transactions?
Following the reported transactions, Shive directly owned 27,038.4973 shares of Main Street Capital common stock. This total reflects cumulative holdings after the dividend reinvestment acquisition in April 2026 and the restricted stock and deferred compensation plan issuances in May 2026.
What was the dividend reinvestment transaction reported by Shive for Main Street Capital?
On April 15, 2026, Shive acquired 88.011 Main Street Capital shares at $57.83 per share through a dividend reinvestment plan. The filing notes this was a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11, indicating automatic reinvestment of cash dividends into additional shares.
AI-generated analysis. How Rhea-AI works. Not financial advice.
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