Main Street Capital director acquires dividend shares

The share acquisitions were dividend reinvestment transactions described as exempt from Section 16 under Rule 16a-11.

Rhea-AI Filing Summary

Jon Kevin Griffin, a director of Main Street Capital CORP (MAIN), acquired common shares through a dividend reinvestment plan: 21.1230 shares at $56.3700 per share and 241.7030 shares at $56.5400 per share on September 15, 2026, followed by 24.5790 shares at $55.1000 per share and 282.2460 shares at $55.0700 per share on September 28, 2026. The transactions are described as exempt from Section 16 under Rule 16a-11.

Insider Trade Summary

Other: 569.651 shares

Other 4 txns

Insider Griffin Jon Kevin

Role Director

Type	Security	Shares	Price	Value
Other	Common Stock F1	24.579	$55.10	$1K
Other	Common Stock F1	282.246	$55.07	$16K
Other	Common Stock F1	21.123	$56.37	$1K
Other	Common Stock F1	241.703	$56.54	$14K

Holdings After Transaction: Common Stock — 75,483.662 shares (Direct)

Footnotes (1)

1. F1. The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Key Figures

Shares acquired: 21.1230 shares Shares acquired: 241.7030 shares Shares acquired: 24.5790 shares +1 more

4 metrics

Shares acquired 21.1230 shares Dividend reinvestment transaction on September 15, 2026; $56.3700 per share

Shares acquired 241.7030 shares Dividend reinvestment transaction on September 15, 2026; $56.5400 per share

Shares acquired 24.5790 shares Dividend reinvestment transaction on September 28, 2026; $55.1000 per share

Shares acquired 282.2460 shares Dividend reinvestment transaction on September 28, 2026; $55.0700 per share

Key Terms

dividend reinvestment plan, Section 16, Rule 16a-11

3 terms

dividend reinvestment plan financial

"under a dividend reinvestment plan"

A dividend reinvestment plan lets shareholders automatically use cash dividends to buy more shares of the same company instead of receiving the money. It matters to investors because it turns regular payouts into a steady way to grow ownership and take advantage of compound returns—like having your savings automatically buy additional slices of a pie over time—while often reducing transaction costs and smoothing purchase timing.

Section 16 regulatory

"exempt from Section 16 under Rule 16a-11"

Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.

Rule 16a-11 regulatory

"exempt from Section 16 under Rule 16a-11"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What MAIN shares did director Jon Kevin Griffin acquire through dividend reinvestment?

Jon Kevin Griffin acquired 21.1230 shares at $56.3700 per share and 241.7030 shares at $56.5400 per share on September 15, 2026, then 24.5790 shares at $55.1000 per share and 282.2460 shares at $55.0700 per share on September 28, 2026. The transactions were under a dividend reinvestment plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Available on EDGAR 10/20/2026 - 04:30 PM EDT Accepted by SEC EDGAR 10/20/2026 - 04:30 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Griffin Jon Kevin

(Last) (First) (Middle)

1300 POST OAK BLVD.

8TH FLOOR

(Street)

HOUSTON TEXAS 77056

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Main Street Capital CORP [ MAIN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/15/2026		J(1)	V	21.123	A	$56.37	74,935.134	D
Common Stock	09/15/2026		J(1)	V	241.703	A	$56.54	75,176.837	D
Common Stock	09/28/2026		J(1)	V	24.579	A	$55.1	75,201.416	D
Common Stock	09/28/2026		J(1)	V	282.246	A	$55.07	75,483.662	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

	/s/ Jason B. Beauvais, Attorney-in-Fact	10/20/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)