Main Street director acquires 97 shares via dividend plan

Director Dunia A. Shive increased her direct holdings in Main Street Capital through a dividend reinvestment plan transaction.

Available on EDGAR 09/15/2026 - 04:31 PM EDT Accepted by SEC EDGAR 09/15/2026 - 04:30 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Main Street Capital CORP (MAIN) reported an insider acquisition by director Dunia A. Shive. On August 14, 2026, Shive acquired 97.1 shares of common stock at $58.80 per share through a dividend reinvestment plan, a transaction the company notes is exempt from Section 16 under Rule 16a-11. Following this reinvestment, Shive directly holds 27,582.2253 shares.

Insider Trade Summary

Other: 97.1 shares

Other 1 txn

Insider SHIVE DUNIA A

Role Director

Type	Security	Shares	Price	Value
Other	Common Stock F1	97.1	$58.80	$6K

Holdings After Transaction: Common Stock — 27,582.2253 shares (Direct)

Footnotes (1)

1. F1. The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Key Figures

Shares acquired: 97.1 shares Recorded price per share: $58.80 per share Holdings after transaction: 27,582.2253 shares +1 more

4 metrics

Shares acquired 97.1 shares Common stock acquired on August 14, 2026 via dividend reinvestment plan

Recorded price per share $58.80 per share Dividend reinvestment transaction on August 14, 2026

Holdings after transaction 27,582.2253 shares Directly held by Dunia A. Shive following the August 14, 2026 transaction

Number of reported transactions 1 transaction Single non-derivative common stock transaction reported on this Form 4

Key Terms

dividend reinvestment plan, Section 16, Rule 16a-11

3 terms

dividend reinvestment plan financial

"The reporting person acquired these shares under a dividend reinvestment plan"

A dividend reinvestment plan lets shareholders automatically use cash dividends to buy more shares of the same company instead of receiving the money. It matters to investors because it turns regular payouts into a steady way to grow ownership and take advantage of compound returns—like having your savings automatically buy additional slices of a pie over time—while often reducing transaction costs and smoothing purchase timing.

Section 16 regulatory

"dividend reinvestment transaction exempt from Section 16 under Rule 16a-11"

Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.

Rule 16a-11 regulatory

"transaction exempt from Section 16 under Rule 16a-11"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did director Dunia A. Shive report for MAIN?

Director Dunia A. Shive reported acquiring 97.1 shares of Main Street Capital common stock on August 14, 2026, through a dividend reinvestment plan transaction described as exempt from Section 16 under Rule 16a-11.

At what price were the newly acquired MAIN shares recorded?

The newly acquired shares of Main Street Capital were recorded at $58.80 per share in the dividend reinvestment transaction dated August 14, 2026.

How many MAIN shares does Dunia A. Shive hold after this transaction?

After the August 14, 2026 dividend reinvestment, Dunia A. Shive directly holds 27,582.2253 shares of Main Street Capital common stock.

Was the MAIN insider transaction made under a Rule 10b5-1 trading plan?

No. The filing’s Rule 10b5-1 checkbox is not marked, and no footnote states otherwise, so no Rule 10b5-1 trading plan is reported for this dividend reinvestment transaction.

What type of transaction code applies to the MAIN insider filing?

The transaction uses code J, described as an “other acquisition or disposition.” A footnote explains that the shares were acquired under a dividend reinvestment plan and are exempt from Section 16 under Rule 16a-11.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

SHIVE DUNIA A

(Last) (First) (Middle)

1300 POST OAK BLVD

8TH FLOOR

(Street)

HOUSTON TEXAS 77056

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Main Street Capital CORP [ MAIN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/14/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/14/2026		J(1)	V	97.1	A	$58.8	27,582.2253	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

	/s/ Jason B. Beauvais, Attorney-in-Fact	09/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)