Main Street Capital insider holds 404,411.3752 shares after DRIP

Q: How many MAIN shares were acquired and at what prices?

Acquisitions were 56.1629 shares at $58.63 and 52.853 shares at $58.38.

Q: What is the officer’s direct ownership after the transactions?

Direct ownership is reported as 404,411.3752 shares following the transactions.

Q: What was the basis for the transactions’ exemption?

The filing states the shares were acquired under a dividend reinvestment plan, exempt under Rule 16a-11.

Q: What is the insider’s role at Main Street Capital (MAIN)?

The reporting person is listed as President, CIO and SMD of the company.

Q: Was this filed as an individual or joint report?

It was a Form filed by One Reporting Person.

Main Street Capital (MAIN) Form 4: An officer (President, CIO and SMD) reported dividend reinvestment plan purchases on 10/15/2025.

Filing Impact

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Filing Sentiment

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Sentiment and the balance of points

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Form Type

Rhea-AI Filing Summary

Main Street Capital (MAIN) Form 4: An officer (President, CIO and SMD) reported dividend reinvestment plan purchases on 10/15/2025. Two transactions were recorded under code J, which the filer explains were pursuant to a dividend reinvestment plan exempt from Section 16 under Rule 16a-11.

The reported acquisitions were 56.1629 shares at $58.63 and 52.853 shares at $58.38. Following these transactions, direct ownership is shown as 404,411.3752 shares.

Insider Trade Summary

Other: 109.0159 shares

Other 2 txns

Insider Magdol David L.

Role PRESIDENT, CIO AND SMD

Type	Security	Shares	Price	Value
Other	Common Stock	56.1629	$58.63	$3K
Other	Common Stock	52.853	$58.38	$3K

Holdings After Transaction: Common Stock — 404,411.3752 shares (Direct)

Footnotes (1)

F1. The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did MAIN report in this Form 4?

An officer reported two dividend reinvestment plan purchases on 10/15/2025 under transaction code J.

How many MAIN shares were acquired and at what prices?

Acquisitions were 56.1629 shares at $58.63 and 52.853 shares at $58.38.

What is the officer’s direct ownership after the transactions?

Direct ownership is reported as 404,411.3752 shares following the transactions.

What was the basis for the transactions’ exemption?

The filing states the shares were acquired under a dividend reinvestment plan, exempt under Rule 16a-11.

What is the insider’s role at Main Street Capital (MAIN)?

The reporting person is listed as President, CIO and SMD of the company.

Was this filed as an individual or joint report?

It was a Form filed by One Reporting Person.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 11/14/2025 - 04:30 PM EST

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Magdol David L.

(Last)

(First)

(Middle)

1300 POST OAK BLVD, 8TH FLOOR

(Street)

HOUSTON

77056

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Main Street Capital CORP [ MAIN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	PRESIDENT, CIO AND SMD

3. Date of Earliest Transaction (Month/Day/Year)
10/15/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	10/15/2025		J⁽¹⁾	V	56.1629	A	$58.63	404,358.5222	D
Common Stock	10/15/2025		J⁽¹⁾	V	52.853	A	$58.38	404,411.3752	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

	/s/ Jason B. Beauvais, Attorney-in-Fact	11/14/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR