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Main Street Capital director Foster acquires shares

The acquisitions were dividend-reinvestment transactions exempt from Section 16 under Rule 16a-11.

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Form Type
4

Rhea-AI Filing Summary

Main Street Capital (MAIN) director Vincent D. Foster reported acquiring common shares on October 15, 2026, through dividend reinvestment: 15 and 1,186 shares held directly, and 91 for MS Trust I, 176 for MS Trust II, and 91 for MS Trust III, each at $53.50 per share. These transactions were exempt from Section 16 under Rule 16a-11; no Rule 10b5-1 plan is reported. After the acquisitions, MS Trust I held 71,446 shares, MS Trust II held 35,795, and MS Trust III held 70,696; the form also lists 33,300 shares held by MS Trust V. Share counts are rounded to whole shares.

Insider FOSTER VINCENT D
Role Director
Type Security Shares Price Value
Other Common Stock F1 14.506 $53.50 $776.07
Other Common Stock F1 1,186.0772 $53.50 $63K
Other Common Stock F1, F2 90.6355 $53.50 $5K
Other Common Stock F1, F2 175.5783 $53.50 $9K
Other Common Stock F1, F2 90.6355 $53.50 $5K
Holding Common Stock F2 -- -- --
Holdings After Transaction: Common Stock — 1,681,318.3532 shares (Direct); Common Stock — 71,446.2289 shares (Indirect, MS Trust I); Common Stock — 35,795.2487 shares (Indirect, MS Trust II); Common Stock — 70,695.7547 shares (Indirect, MS Trust III); Common Stock — 33,300 shares (Indirect, MS Trust V)
Footnotes (2)
  1. F1. The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.
  2. F2. Family trust
Direct common shares acquired 15 shares October 15, 2026; rounded to the nearest whole share
Direct common shares acquired 1,186 shares October 15, 2026; rounded to the nearest whole share
MS Trust I common shares acquired 91 shares October 15, 2026; rounded to the nearest whole share
MS Trust II common shares acquired 176 shares October 15, 2026; rounded to the nearest whole share
MS Trust III common shares acquired 91 shares October 15, 2026; rounded to the nearest whole share
Price per share $53.50 per share Reported acquisitions on October 15, 2026
dividend reinvestment plan financial
"acquired these shares under a dividend reinvestment plan"
A dividend reinvestment plan lets shareholders automatically use cash dividends to buy more shares of the same company instead of receiving the money. It matters to investors because it turns regular payouts into a steady way to grow ownership and take advantage of compound returns—like having your savings automatically buy additional slices of a pie over time—while often reducing transaction costs and smoothing purchase timing.
exempt from Section 16 regulatory
"dividend reinvestment transaction exempt from Section 16"
Rule 16a-11 regulatory
"exempt from Section 16 under Rule 16a-11"

FAQ

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How many MAIN shares did director Vincent D. Foster acquire, and at what price?

The reported acquisitions were 15 and 1,186 shares held directly, plus 91 for MS Trust I, 176 for MS Trust II, and 91 for MS Trust III, at $53.50 per share. The share counts are rounded to whole shares, and no Rule 10b5-1 plan is reported.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
FOSTER VINCENT D

(Last)(First)(Middle)
1300 POST OAK BLVD
8TH FLOOR

(Street)
HOUSTON TEXAS 77056

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Main Street Capital CORP [ MAIN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock10/15/2026J(1)V14.506A$53.51,680,132.276D
Common Stock10/15/2026J(1)V1,186.0772A$53.51,681,318.3532D
Common Stock10/15/2026J(1)V90.6355A$53.571,446.2289IMS Trust I(2)
Common Stock10/15/2026J(1)V175.5783A$53.535,795.2487IMS Trust II(2)
Common Stock10/15/2026J(1)V90.6355A$53.570,695.7547IMS Trust III(2)
Common Stock33,300IMS Trust V(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.
2. Family trust
/s/ Jason B. Beauvais, Attorney-in-Fact11/09/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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