Main Street Capital VP adds shares via DRIP

Main Street Capital CORP executive Ryan McHugh reported small share additions through a dividend reinvestment plan.

Rhea-AI Filing Summary

Main Street Capital CORP executive Ryan McHugh reported small share additions through a dividend reinvestment plan. On a single date, two Form 4 transactions code "J" show a total of 76.124 shares of Common Stock acquired at a dividend reinvestment price of $50.69 per share.

The footnote explains these were automatic dividend reinvestment transactions exempt from Section 16 under Rule 16a-11, indicating routine, plan-based activity that modestly increased his existing direct holdings.

Insider Trade Summary

Other: 76.124 shares

Other 2 txns

Insider McHugh Ryan

Role VP, CAO & Assistant Treasurer

Type	Security	Shares	Price	Value
Other	Common Stock	41.3	$50.69	$2K
Other	Common Stock	34.824	$50.69	$2K

Holdings After Transaction: Common Stock — 19,865.2409 shares (Direct)

Footnotes (1)

1. F1. The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

Key Figures

Dividend reinvestment tranche 1: 34.8240 shares Dividend reinvestment tranche 2: 41.3000 shares Total restructuring shares: 76.124 shares +3 more

6 metrics

Dividend reinvestment tranche 1 34.8240 shares Common Stock acquired under dividend reinvestment plan

Dividend reinvestment tranche 2 41.3000 shares Common Stock acquired under dividend reinvestment plan

Total restructuring shares 76.124 shares transactionSummary restructuringShares for code J transactions

Dividend reinvestment price $50.69 per share Price for both Common Stock dividend reinvestment acquisitions

Shares after first transaction 19,865.2409 shares Total Common Stock owned following first reported transaction

Shares after second transaction 19,830.4169 shares Total Common Stock owned following second reported transaction

Key Terms

dividend reinvestment plan, Section 16, Rule 16a-11, Common Stock

4 terms

dividend reinvestment plan financial

"The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11."

A dividend reinvestment plan lets shareholders automatically use cash dividends to buy more shares of the same company instead of receiving the money. It matters to investors because it turns regular payouts into a steady way to grow ownership and take advantage of compound returns—like having your savings automatically buy additional slices of a pie over time—while often reducing transaction costs and smoothing purchase timing.

Section 16 regulatory

"pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11."

Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.

Rule 16a-11 regulatory

"pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11."

Common Stock financial

"security_title: "Common Stock" for both non-derivative transactions reported."

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did MAIN executive Ryan McHugh report in this Form 4 filing?

Ryan McHugh reported two small Common Stock transactions for Main Street Capital CORP. They totaled 76.124 shares acquired through a dividend reinvestment plan at $50.69 per share, classified as "other" transactions under code J.

How many MAIN shares were acquired through dividend reinvestment?

The filing shows 76.124 Main Street Capital CORP Common Stock shares acquired. This comes from two transactions of 34.8240 shares and 41.3000 shares, both executed under the company’s dividend reinvestment plan on the same reported date.

At what price were the MAIN dividend reinvestment shares recorded?

Both dividend reinvestment transactions were recorded at $50.69 per Main Street Capital CORP share. This price applies to the 34.8240-share and 41.3000-share acquisitions disclosed as part of the automatic dividend reinvestment plan.

What does transaction code J mean in this MAIN Form 4?

Transaction code J in this Main Street Capital CORP Form 4 is described as "Other acquisition or disposition." Here, it reflects routine dividend reinvestment plan activity rather than open-market buying or selling of Common Stock by the reporting executive.

Is the MAIN Form 4 transaction an open-market insider trade?

No, the Form 4 states the shares were acquired under a dividend reinvestment plan. The footnote clarifies these are dividend reinvestment transactions exempt from Section 16 under Rule 16a-11, not discretionary open-market purchases or sales by the executive.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 05/28/2026 - 04:30 PM EDT Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

McHugh Ryan

(Last) (First) (Middle)

1300 POST OAK BLVD

8TH FLOOR

(Street)

HOUSTON TEXAS 77056

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Main Street Capital CORP [ MAIN ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	VP, CAO & Assistant Treasurer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
05/15/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	05/15/2026		J(1)	V	41.3	A	$50.69	19,830.4169	D
Common Stock	05/15/2026		J(1)	V	34.824	A	$50.69	19,865.2409	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.

	/s/ Jason B. Beauvais, Attorney-in-Fact	05/28/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)