STOCK TITAN

[Form 4] Main Street Capital Corporation Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Jackson John Earl, a director of Main Street Capital Corp (MAIN), reported purchases of Common Stock on 08/15/2025 under the company dividend reinvestment plan. The filing shows acquisitions of 67.037 shares at $67.15 and 174.289 shares at $66.10 increasing his direct beneficial ownership to 78,943.9229 shares after the transactions. In addition, 7 shares were reported as indirectly owned (1,951 shares indirect total) through his wife at a price of $67.266. The filer explains these purchases were dividend reinvestment transactions exempt from Section 16 under Rule 16a-11. The form is signed by an attorney-in-fact on 09/02/2025.

Jackson John Earl, amministratore di Main Street Capital Corp (MAIN), ha dichiarato acquisti di azioni ordinarie in data 15/08/2025 nell'ambito del piano di reinvestimento dei dividendi della società. La segnalazione indica l'acquisto di 67,037 azioni a $67.15 e di 174,289 azioni a $66.10, portando la sua titolarità diretta a 78.943,9229 azioni dopo le operazioni. Inoltre, sono state riportate come possedute indirettamente 7 azioni (per un totale di 1.951 azioni indirette) tramite la moglie, a un prezzo di $67.266. Il dichiarante precisa che tali acquisti derivano dal reinvestimento dei dividendi e sono esenti dalla Sezione 16 ai sensi della Regola 16a-11. Il modulo è stato firmato da un procuratore il 02/09/2025.

Jackson John Earl, director de Main Street Capital Corp (MAIN), informó compras de acciones ordinarias el 15/08/2025 bajo el plan de reinversión de dividendos de la compañía. La presentación muestra adquisiciones de 67.037 acciones a $67.15 y de 174.289 acciones a $66.10, aumentando su propiedad beneficial directa a 78.943.9229 acciones después de las transacciones. Además, se reportaron 7 acciones como propiedad indirecta (totalizando 1.951 acciones indirectas) a través de su esposa a un precio de $67.266. El declarante explica que estas compras fueron transacciones de reinversión de dividendos exentas de la Sección 16 conforme a la Regla 16a-11. El formulario fue firmado por un apoderado el 02/09/2025.

Jackson John EarlMain Street Capital Corp (MAIN)의 이사로서 2025-08-15에 회사 배당금 재투자 계획에 따른 보통주 매입을 보고했습니다. 신고서에는 $67.1567.037주와 $66.10174.289주를 취득하여 거래 후 그의 직접적 실소유주식이 78,943.9229주로 증가했다고 기재되어 있습니다. 또한 배우자를 통해 7주(총 1,951주가 간접 보유)도 $67.266의 가격으로 보고되었습니다. 제출자는 이 매입들이 배당금 재투자 거래로서 규칙 16a-11에 따라 섹션 16의 적용에서 면제된 것이라고 설명했습니다. 양식은 2025-09-02에 대리인이 서명했습니다.

Jackson John Earl, administrateur de Main Street Capital Corp (MAIN), a déclaré des achats d'actions ordinaires le 15/08/2025 dans le cadre du plan de réinvestissement des dividendes de la société. Le document indique l'acquisition de 67,037 actions à $67.15 et de 174,289 actions à $66.10, portant sa détention bénéficiaire directe à 78.943.9229 actions après les opérations. De plus, 7 actions ont été déclarées comme détenues indirectement (pour un total de 1.951 actions indirectes) via son épouse, à un prix de $67.266. Le déclarant précise que ces achats résultent du réinvestissement de dividendes et sont exemptés de la Section 16 en vertu de la Règle 16a-11. Le formulaire a été signé par un mandataire le 02/09/2025.

Jackson John Earl, Direktor von Main Street Capital Corp (MAIN), meldete Käufe von Stammaktien am 15.08.2025 im Rahmen des Dividenden-Reinvestitionsplans des Unternehmens. Die Einreichung zeigt den Erwerb von 67,037 Aktien zu $67,15 und 174,289 Aktien zu $66,10, wodurch sein direktes wirtschaftliches Eigentum nach den Transaktionen auf 78.943.9229 Aktien anstieg. Zusätzlich wurden 7 Aktien als indirekt gehalten (insgesamt 1.951 indirekte Aktien) über seine Ehefrau zu einem Preis von $67.266 gemeldet. Der Melder erklärt, dass es sich bei diesen Käufen um durch Dividendenreinvestition ausgelöste Transaktionen handelt, die gemäß Regel 16a-11 von Abschnitt 16 ausgenommen sind. Das Formular wurde am 02.09.2025 von einem Bevollmächtigten unterschrieben.

Positive
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Negative
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Insights

TL;DR: Director Jackson Earl increased his direct stake through dividend reinvestment, adding roughly 241 shares across two direct purchases.

These transactions are routine dividend reinvestments exempt under Rule 16a-11 and were reported on Form 4. The direct purchases total 241.326 shares (67.037 + 174.289) at average prices near the mid-$60s, raising direct beneficial ownership to 78,943.9229 shares. An additional small indirect holding of 7 shares is attributed to his spouse, contributing to an indirect total of 1,951 shares. From a reporting perspective, the filing is clear and follows the expected disclosure for DRIP-based acquisitions.

TL;DR: Insider reinvestment signals alignment but is a routine, non-discretionary transaction under the company DRIP.

The form identifies Mr. Earl as a director and shows that the acquisitions were part of a dividend reinvestment plan, which typically qualifies for the Rule 16a-11 affirmative defense. The filing discloses direct and indirect ownership separately and includes an explanatory note and attorney-in-fact signature, meeting procedural disclosure standards. There is no indication of open-market discretionary purchases or material change beyond the reinvestments disclosed.

Jackson John Earl, amministratore di Main Street Capital Corp (MAIN), ha dichiarato acquisti di azioni ordinarie in data 15/08/2025 nell'ambito del piano di reinvestimento dei dividendi della società. La segnalazione indica l'acquisto di 67,037 azioni a $67.15 e di 174,289 azioni a $66.10, portando la sua titolarità diretta a 78.943,9229 azioni dopo le operazioni. Inoltre, sono state riportate come possedute indirettamente 7 azioni (per un totale di 1.951 azioni indirette) tramite la moglie, a un prezzo di $67.266. Il dichiarante precisa che tali acquisti derivano dal reinvestimento dei dividendi e sono esenti dalla Sezione 16 ai sensi della Regola 16a-11. Il modulo è stato firmato da un procuratore il 02/09/2025.

Jackson John Earl, director de Main Street Capital Corp (MAIN), informó compras de acciones ordinarias el 15/08/2025 bajo el plan de reinversión de dividendos de la compañía. La presentación muestra adquisiciones de 67.037 acciones a $67.15 y de 174.289 acciones a $66.10, aumentando su propiedad beneficial directa a 78.943.9229 acciones después de las transacciones. Además, se reportaron 7 acciones como propiedad indirecta (totalizando 1.951 acciones indirectas) a través de su esposa a un precio de $67.266. El declarante explica que estas compras fueron transacciones de reinversión de dividendos exentas de la Sección 16 conforme a la Regla 16a-11. El formulario fue firmado por un apoderado el 02/09/2025.

Jackson John EarlMain Street Capital Corp (MAIN)의 이사로서 2025-08-15에 회사 배당금 재투자 계획에 따른 보통주 매입을 보고했습니다. 신고서에는 $67.1567.037주와 $66.10174.289주를 취득하여 거래 후 그의 직접적 실소유주식이 78,943.9229주로 증가했다고 기재되어 있습니다. 또한 배우자를 통해 7주(총 1,951주가 간접 보유)도 $67.266의 가격으로 보고되었습니다. 제출자는 이 매입들이 배당금 재투자 거래로서 규칙 16a-11에 따라 섹션 16의 적용에서 면제된 것이라고 설명했습니다. 양식은 2025-09-02에 대리인이 서명했습니다.

Jackson John Earl, administrateur de Main Street Capital Corp (MAIN), a déclaré des achats d'actions ordinaires le 15/08/2025 dans le cadre du plan de réinvestissement des dividendes de la société. Le document indique l'acquisition de 67,037 actions à $67.15 et de 174,289 actions à $66.10, portant sa détention bénéficiaire directe à 78.943.9229 actions après les opérations. De plus, 7 actions ont été déclarées comme détenues indirectement (pour un total de 1.951 actions indirectes) via son épouse, à un prix de $67.266. Le déclarant précise que ces achats résultent du réinvestissement de dividendes et sont exemptés de la Section 16 en vertu de la Règle 16a-11. Le formulaire a été signé par un mandataire le 02/09/2025.

Jackson John Earl, Direktor von Main Street Capital Corp (MAIN), meldete Käufe von Stammaktien am 15.08.2025 im Rahmen des Dividenden-Reinvestitionsplans des Unternehmens. Die Einreichung zeigt den Erwerb von 67,037 Aktien zu $67,15 und 174,289 Aktien zu $66,10, wodurch sein direktes wirtschaftliches Eigentum nach den Transaktionen auf 78.943.9229 Aktien anstieg. Zusätzlich wurden 7 Aktien als indirekt gehalten (insgesamt 1.951 indirekte Aktien) über seine Ehefrau zu einem Preis von $67.266 gemeldet. Der Melder erklärt, dass es sich bei diesen Käufen um durch Dividendenreinvestition ausgelöste Transaktionen handelt, die gemäß Regel 16a-11 von Abschnitt 16 ausgenommen sind. Das Formular wurde am 02.09.2025 von einem Bevollmächtigten unterschrieben.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
JACKSON JOHN EARL

(Last) (First) (Middle)
1300 POST OAK BLVD
8TH FLOOR

(Street)
HOUSTON TX 77056

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Main Street Capital CORP [ MAIN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/15/2025 J(1) V 67.037 A $67.15 78,769.6339 D
Common Stock 08/15/2025 J(1) V 174.289 A $66.1 78,943.9229 D
Common Stock 08/15/2025 J V 7 A $67.266 1,951 I By Wife
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.
/s/ Jason B. Beauvais, Attorney-in-Fact 09/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Jackson John Earl report on Form 4 for MAIN?

He reported purchases of Common Stock on 08/15/2025 via the dividend reinvestment plan: 67.037 shares at $67.15 and 174.289 shares at $66.10, plus 7 shares indirectly at $67.266.

How many MAIN shares does Jackson John Earl beneficially own after the transactions?

Direct beneficial ownership: 78,943.9229 shares; Indirect (by wife): 1,951 shares as reported.

Were these transactions discretionary purchases or part of a plan?

They were dividend reinvestment transactions exempt from Section 16 under Rule 16a-11, per the filing explanation.

When were the transactions and when was the Form 4 signed?

Transactions date: 08/15/2025. Form signature (by attorney-in-fact): 09/02/2025.

What prices were paid for the shares reported on the Form 4?

Reported prices: $67.15 for 67.037 shares, $66.10 for 174.289 shares, and $67.266 for 7 indirectly held shares.
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