STOCK TITAN

[Form 4] Main Street Capital Corporation Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Jason B. Beauvais, Executive Vice President, General Counsel and Secretary of Main Street Capital Corporation (MAIN), reported two Section 16 transactions. On 07/15/2025 he acquired 94.956 shares of Common Stock through a dividend reinvestment plan at an indicated price of $63.57 per share, increasing his beneficial ownership to 181,740.1069 shares. The filing states this reinvestment was exempt under Rule 16a-11.

On 08/14/2025 he transferred 500 shares as a gift (reported as a disposition at $0), reducing his beneficial ownership to 181,240.1069 shares. The filing notes the gift was exempt under Rule 16b-5. The document is a single-report Form 4 signed by Mr. Beauvais.

Jason B. Beauvais, Vice President Esecutivo, Consulente Generale e Segretario di Main Street Capital Corporation (MAIN), ha comunicato due operazioni ai sensi della Sezione 16. Il 15/07/2025 ha acquisito 94.956 azioni di Common Stock tramite un piano di reinvestimento dei dividendi a un prezzo indicato di $63.57 per azione, portando la sua partecipazione beneficiaria a 181,740.1069 azioni. La dichiarazione precisa che questo reinvestimento era esente ai sensi della Rule 16a-11.

Il 14/08/2025 ha trasferito 500 azioni come dono (segnalato come disposizione a $0), riducendo la sua partecipazione beneficiaria a 181,240.1069 azioni. Il documento indica che il regalo è esente ai sensi della Rule 16b-5. La comunicazione è un unico modulo Form 4 firmato dal Sig. Beauvais.

Jason B. Beauvais, Vicepresidente Ejecutivo, Asesor General y Secretario de Main Street Capital Corporation (MAIN), informó dos transacciones conforme a la Sección 16. El 15/07/2025 adquirió 94.956 acciones de Common Stock mediante un plan de reinversión de dividendos a un precio indicado de $63.57 por acción, aumentando su participación beneficiaria a 181,740.1069 acciones. La presentación declara que esta reinversión estuvo exenta bajo la Rule 16a-11.

El 14/08/2025 transfirió 500 acciones como regalo (registrado como disposición a $0), reduciendo su participación beneficiaria a 181,240.1069 acciones. El informe señala que el obsequio estuvo exento bajo la Rule 16b-5. El documento es un único Form 4 firmado por el Sr. Beauvais.

Jason B. Beauvais, Main Street Capital Corporation(MAIN)의 수석부사장, 법률고문 겸 서기인 그는 섹션 16에 따른 두 건의 거래를 보고했습니다. 2025-07-15에 배당금 재투자 계획을 통해 94.956주를 취득했으며, 표시된 주당 가격은 $63.57로 그의 실소유 지분은 181,740.1069주로 증가했습니다. 제출서에는 이 재투자가 Rule 16a-11에 의해 면제되었다고 명시되어 있습니다.

2025-08-14에는 선물로 500주를 이전했고(처분으로 $0에 보고), 그의 실소유 지분은 181,240.1069주로 감소했습니다. 제출서에는 이 선물이 Rule 16b-5에 따라 면제되었다고 기재되어 있습니다. 문서는 Beauvais 씨가 서명한 단일 Form 4 보고서입니다.

Jason B. Beauvais, vice-président exécutif, conseiller juridique principal et secrétaire de Main Street Capital Corporation (MAIN), a déclaré deux opérations au titre de la Section 16. Le 15/07/2025, il a acquis 94.956 actions de Common Stock via un plan de réinvestissement des dividendes à un prix indiqué de 63,57 $ par action, portant sa participation bénéficiaire à 181,740.1069 actions. Le dossier indique que ce réinvestissement était exonéré en vertu de la Rule 16a-11.

Le 14/08/2025, il a transféré 500 actions en cadeau (déclaré comme une cession à 0 $), réduisant sa participation bénéficiaire à 181,240.1069 actions. Le dépôt note que le don était exonéré selon la Rule 16b-5. Le document est un seul Form 4 signé par M. Beauvais.

Jason B. Beauvais, Executive Vice President, General Counsel und Secretary von Main Street Capital Corporation (MAIN), meldete zwei Transaktionen nach Section 16. Am 15.07.2025 erwarb er 94.956 Aktien der Common Stock über einen Dividenden-Reinvestitionsplan zu einem angegebenen Preis von $63.57 je Aktie, wodurch sein wirtschaftlicher Besitz auf 181,740.1069 Aktien anstieg. Die Meldung besagt, dass diese Reinvestition gemäß Rule 16a-11 ausgenommen war.

Am 14.08.2025 übertrug er 500 Aktien als Geschenk (als Veräußerung zu $0 gemeldet), wodurch sein wirtschaftlicher Besitz auf 181,240.1069 Aktien sank. Die Einreichung weist darauf hin, dass das Geschenk nach Rule 16b-5 ausgenommen war. Das Dokument ist ein einzelner Form 4-Bericht, unterschrieben von Herrn Beauvais.

Positive
  • Disclosure appears timely and complete, including signatures and explanation of exemptions
  • Dividend reinvestment participation shows alignment with company dividend policy and uses Rule 16a-11 exemption
Negative
  • Transfer of 500 shares as a gift reduced beneficial ownership, though the filing specifies it was a gift and exempt

Insights

TL;DR: Routine insider activity: small dividend reinvestment purchase and a minor gift transfer, no indication of material change in control.

The reported 94.956-share acquisition via dividend reinvestment is a standard, exempt Section 16 reinvestment and does not signal a new strategic position. The 500-share disposition is described as a gift and reported at $0, consistent with a personal transfer rather than a market sale. Combined, these moves change beneficial ownership by 0.27% of the reported post-transaction holdings (500/181,740), which is immaterial to corporate control or market perception. Filing is timely and properly signed.

TL;DR: Compliance-focused disclosure showing routine insider transactions and use of applicable Section 16 exemptions.

The Form 4 documents use of Rule 16a-11 for dividend reinvestment and Rule 16b-5 for a gift exemption, indicating adherence to common compliance pathways for insiders. The remaining beneficial ownership (181,240.1069 shares) is clearly stated after transactions. No amendments or multiple filers are indicated. From a governance perspective, disclosures appear complete for the events reported.

Jason B. Beauvais, Vice President Esecutivo, Consulente Generale e Segretario di Main Street Capital Corporation (MAIN), ha comunicato due operazioni ai sensi della Sezione 16. Il 15/07/2025 ha acquisito 94.956 azioni di Common Stock tramite un piano di reinvestimento dei dividendi a un prezzo indicato di $63.57 per azione, portando la sua partecipazione beneficiaria a 181,740.1069 azioni. La dichiarazione precisa che questo reinvestimento era esente ai sensi della Rule 16a-11.

Il 14/08/2025 ha trasferito 500 azioni come dono (segnalato come disposizione a $0), riducendo la sua partecipazione beneficiaria a 181,240.1069 azioni. Il documento indica che il regalo è esente ai sensi della Rule 16b-5. La comunicazione è un unico modulo Form 4 firmato dal Sig. Beauvais.

Jason B. Beauvais, Vicepresidente Ejecutivo, Asesor General y Secretario de Main Street Capital Corporation (MAIN), informó dos transacciones conforme a la Sección 16. El 15/07/2025 adquirió 94.956 acciones de Common Stock mediante un plan de reinversión de dividendos a un precio indicado de $63.57 por acción, aumentando su participación beneficiaria a 181,740.1069 acciones. La presentación declara que esta reinversión estuvo exenta bajo la Rule 16a-11.

El 14/08/2025 transfirió 500 acciones como regalo (registrado como disposición a $0), reduciendo su participación beneficiaria a 181,240.1069 acciones. El informe señala que el obsequio estuvo exento bajo la Rule 16b-5. El documento es un único Form 4 firmado por el Sr. Beauvais.

Jason B. Beauvais, Main Street Capital Corporation(MAIN)의 수석부사장, 법률고문 겸 서기인 그는 섹션 16에 따른 두 건의 거래를 보고했습니다. 2025-07-15에 배당금 재투자 계획을 통해 94.956주를 취득했으며, 표시된 주당 가격은 $63.57로 그의 실소유 지분은 181,740.1069주로 증가했습니다. 제출서에는 이 재투자가 Rule 16a-11에 의해 면제되었다고 명시되어 있습니다.

2025-08-14에는 선물로 500주를 이전했고(처분으로 $0에 보고), 그의 실소유 지분은 181,240.1069주로 감소했습니다. 제출서에는 이 선물이 Rule 16b-5에 따라 면제되었다고 기재되어 있습니다. 문서는 Beauvais 씨가 서명한 단일 Form 4 보고서입니다.

Jason B. Beauvais, vice-président exécutif, conseiller juridique principal et secrétaire de Main Street Capital Corporation (MAIN), a déclaré deux opérations au titre de la Section 16. Le 15/07/2025, il a acquis 94.956 actions de Common Stock via un plan de réinvestissement des dividendes à un prix indiqué de 63,57 $ par action, portant sa participation bénéficiaire à 181,740.1069 actions. Le dossier indique que ce réinvestissement était exonéré en vertu de la Rule 16a-11.

Le 14/08/2025, il a transféré 500 actions en cadeau (déclaré comme une cession à 0 $), réduisant sa participation bénéficiaire à 181,240.1069 actions. Le dépôt note que le don était exonéré selon la Rule 16b-5. Le document est un seul Form 4 signé par M. Beauvais.

Jason B. Beauvais, Executive Vice President, General Counsel und Secretary von Main Street Capital Corporation (MAIN), meldete zwei Transaktionen nach Section 16. Am 15.07.2025 erwarb er 94.956 Aktien der Common Stock über einen Dividenden-Reinvestitionsplan zu einem angegebenen Preis von $63.57 je Aktie, wodurch sein wirtschaftlicher Besitz auf 181,740.1069 Aktien anstieg. Die Meldung besagt, dass diese Reinvestition gemäß Rule 16a-11 ausgenommen war.

Am 14.08.2025 übertrug er 500 Aktien als Geschenk (als Veräußerung zu $0 gemeldet), wodurch sein wirtschaftlicher Besitz auf 181,240.1069 Aktien sank. Die Einreichung weist darauf hin, dass das Geschenk nach Rule 16b-5 ausgenommen war. Das Dokument ist ein einzelner Form 4-Bericht, unterschrieben von Herrn Beauvais.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Beauvais Jason B

(Last) (First) (Middle)
1300 POST OAK BLVD, 8TH FLOOR

(Street)
HOUSTON TX 77056

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Main Street Capital CORP [ MAIN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, GC, SECRETARY
3. Date of Earliest Transaction (Month/Day/Year)
08/14/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 07/15/2025 J(1) V 94.956 A $63.57 181,740.1069 D
Common Stock 08/14/2025 G(2) 500 D $0 181,240.1069 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.
2. The reporting person transferred these shares as a gift pursuant to a transaction exempt from Section 16(b) under Rule 16b-5.
/s/ Jason B. Beauvais 08/14/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What transactions did MAIN insider Jason B. Beauvais report on Form 4?

He reported acquiring 94.956 shares via dividend reinvestment on 07/15/2025 and transferring 500 shares as a gift on 08/14/2025.

How many MAIN shares does Jason B. Beauvais beneficially own after these transactions?

The filing reports 181,240.1069 shares beneficially owned following the 08/14/2025 transaction.

At what price were the reported transactions executed?

The dividend reinvestment shows an indicated price of $63.57; the gift transfer is reported at $0.

Were any Section 16 exemptions cited in the Form 4 for MAIN?

Yes. The acquisition via dividend reinvestment was described as exempt under Rule 16a-11 and the gift transfer as exempt under Rule 16b-5.
Main Str Cap Corp

NYSE:MAIN

MAIN Rankings

MAIN Latest News

MAIN Latest SEC Filings

MAIN Stock Data

5.91B
85.90M
3.86%
22.9%
5.63%
Asset Management
Crude Petroleum & Natural Gas
Link
United States
HOUSTON