STOCK TITAN

[Form 4] Main Street Capital Corporation Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4
Rhea-AI Filing Summary

Main Street Capital Corporation (MAIN) Form 4: Reporting person Ryan McHugh, identified as a director and officer (VP, CAO & Assistant Treasurer), reported two non-derivative acquisitions of Common Stock on 08/15/2025 under transaction code J(1). The acquisitions were made through a dividend reinvestment plan exempt under Rule 16a-11 at a per-share price of $67.15. Following the transactions the reported beneficial ownership amounts are 12,720.4008 and 12,740.5128 shares respectively. The Form 4 was signed by an attorney-in-fact on 09/02/2025.

Main Street Capital Corporation (MAIN) - Form 4: La persona segnalante Ryan McHugh, identificato come amministratore e dirigente (VP, CAO e Assistant Treasurer), ha dichiarato due acquisizioni non derivate di azioni ordinarie in data 15/08/2025 con codice operazione J(1). Le acquisizioni sono avvenute tramite un piano di reinvestimento dei dividendi esente ai sensi della Regola 16a-11, al prezzo per azione di $67.15. Dopo le operazioni, la partecipazione dichiarata risulta essere rispettivamente di 12,720.4008 e 12,740.5128 azioni. Il Form 4 è stato firmato da un procuratore il 02/09/2025.

Main Street Capital Corporation (MAIN) - Formulario 4: La persona informante Ryan McHugh, identificado como director y ejecutivo (VP, CAO y Tesorero Adjunto), notificó dos adquisiciones no derivadas de acciones ordinarias el 15/08/2025 bajo el código de transacción J(1). Las adquisiciones se realizaron mediante un plan de reinversión de dividendos exento según la Regla 16a-11, a un precio por acción de $67.15. Tras las transacciones, la titularidad beneficiosa informada es de 12,720.4008 y 12,740.5128 acciones, respectivamente. El Form 4 fue firmado por un apoderado el 02/09/2025.

Main Street Capital Corporation (MAIN) - Form 4: 보고인 Ryan McHugh는 이사 겸 임원(VP, CAO 및 부재무책임자)으로 확인되며, 2025년 8월 15일 거래 코드 J(1)로 비파생 보통주 취득 두 건을 보고했습니다. 취득은 규칙 16a-11에 따라 면제된 배당금 재투자 계획을 통해 이루어졌으며 주당 가격은 $67.15였습니다. 거래 후 보고된 실소유 주식 수는 각각 12,720.4008주와 12,740.5128주입니다. Form 4는 2025년 9월 2일 대리인이 서명했습니다.

Main Street Capital Corporation (MAIN) - Formulaire 4 : La personne déclarante Ryan McHugh, identifié comme administrateur et dirigeant (VP, CAO et trésorier adjoint), a déclaré deux acquisitions non dérivées d'actions ordinaires le 15/08/2025 sous le code de transaction J(1). Les acquisitions ont été effectuées via un plan de réinvestissement des dividendes exempté en vertu de la règle 16a-11, au prix par action de $67.15. Après les opérations, la détention bénéficiaire déclarée est respectivement de 12,720.4008 et 12,740.5128 actions. Le Formulaire 4 a été signé par un mandataire le 02/09/2025.

Main Street Capital Corporation (MAIN) - Form 4: Die meldende Person Ryan McHugh, ausgewiesen als Direktor und leitender Angestellter (VP, CAO & Assistant Treasurer), meldete am 15.08.2025 zwei nicht-derivative Erwerbe von Stammaktien unter dem Transaktionscode J(1). Die Erwerbe erfolgten über einen nach Rule 16a-11 befreiten Dividendenreinvestitionsplan zum Stückpreis von $67.15. Nach den Transaktionen beträgt das gemeldete wirtschaftliche Eigentum jeweils 12,720.4008 bzw. 12,740.5128 Aktien. Das Form 4 wurde am 02.09.2025 von einem Bevollmächtigten unterschrieben.

Positive
  • None.
Negative
  • None.

Insights

TL;DR: Routine insider share purchases via dividend reinvestment; reflects automatic reinvestment, not open-market buying.

The filing documents two purchases under a dividend reinvestment plan (code J(1)) at $67.15 per share on 08/15/2025. Such transactions typically reflect automatic reinvestment of cash dividends into additional common shares and are exempt from Section 16 reporting under Rule 16a-11. The reported beneficial ownership totals shown are precise to four decimal places, indicating fractional share accounting from reinvestment. This is a procedural ownership increase rather than a discretionary, market-based purchase.

TL;DR: Disclosure is complete for a Rule 16a-11 dividend reinvestment acquisition; no governance concerns evident.

The Form 4 identifies the reporting person, role, transaction dates, transaction code (J(1)), price per share, and resulting beneficial ownership figures. The explanatory note explicitly states the shares were acquired under a dividend reinvestment plan exempt from Section 16. The filing is consistent with standard insider reporting practices and includes a signed attorney-in-fact certification dated 09/02/2025. There are no indications of late disclosure within the document itself.

Main Street Capital Corporation (MAIN) - Form 4: La persona segnalante Ryan McHugh, identificato come amministratore e dirigente (VP, CAO e Assistant Treasurer), ha dichiarato due acquisizioni non derivate di azioni ordinarie in data 15/08/2025 con codice operazione J(1). Le acquisizioni sono avvenute tramite un piano di reinvestimento dei dividendi esente ai sensi della Regola 16a-11, al prezzo per azione di $67.15. Dopo le operazioni, la partecipazione dichiarata risulta essere rispettivamente di 12,720.4008 e 12,740.5128 azioni. Il Form 4 è stato firmato da un procuratore il 02/09/2025.

Main Street Capital Corporation (MAIN) - Formulario 4: La persona informante Ryan McHugh, identificado como director y ejecutivo (VP, CAO y Tesorero Adjunto), notificó dos adquisiciones no derivadas de acciones ordinarias el 15/08/2025 bajo el código de transacción J(1). Las adquisiciones se realizaron mediante un plan de reinversión de dividendos exento según la Regla 16a-11, a un precio por acción de $67.15. Tras las transacciones, la titularidad beneficiosa informada es de 12,720.4008 y 12,740.5128 acciones, respectivamente. El Form 4 fue firmado por un apoderado el 02/09/2025.

Main Street Capital Corporation (MAIN) - Form 4: 보고인 Ryan McHugh는 이사 겸 임원(VP, CAO 및 부재무책임자)으로 확인되며, 2025년 8월 15일 거래 코드 J(1)로 비파생 보통주 취득 두 건을 보고했습니다. 취득은 규칙 16a-11에 따라 면제된 배당금 재투자 계획을 통해 이루어졌으며 주당 가격은 $67.15였습니다. 거래 후 보고된 실소유 주식 수는 각각 12,720.4008주와 12,740.5128주입니다. Form 4는 2025년 9월 2일 대리인이 서명했습니다.

Main Street Capital Corporation (MAIN) - Formulaire 4 : La personne déclarante Ryan McHugh, identifié comme administrateur et dirigeant (VP, CAO et trésorier adjoint), a déclaré deux acquisitions non dérivées d'actions ordinaires le 15/08/2025 sous le code de transaction J(1). Les acquisitions ont été effectuées via un plan de réinvestissement des dividendes exempté en vertu de la règle 16a-11, au prix par action de $67.15. Après les opérations, la détention bénéficiaire déclarée est respectivement de 12,720.4008 et 12,740.5128 actions. Le Formulaire 4 a été signé par un mandataire le 02/09/2025.

Main Street Capital Corporation (MAIN) - Form 4: Die meldende Person Ryan McHugh, ausgewiesen als Direktor und leitender Angestellter (VP, CAO & Assistant Treasurer), meldete am 15.08.2025 zwei nicht-derivative Erwerbe von Stammaktien unter dem Transaktionscode J(1). Die Erwerbe erfolgten über einen nach Rule 16a-11 befreiten Dividendenreinvestitionsplan zum Stückpreis von $67.15. Nach den Transaktionen beträgt das gemeldete wirtschaftliche Eigentum jeweils 12,720.4008 bzw. 12,740.5128 Aktien. Das Form 4 wurde am 02.09.2025 von einem Bevollmächtigten unterschrieben.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
McHugh Ryan

(Last) (First) (Middle)
1300 POST OAK BLVD
8TH FLOOR

(Street)
HOUSTON TX 77056

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Main Street Capital CORP [ MAIN ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
VP, CAO & Assistant Treasurer
3. Date of Earliest Transaction (Month/Day/Year)
08/15/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/15/2025 J(1) V 25.041 A $67.15 12,720.4008 D
Common Stock 08/15/2025 J(1) V 20.112 A $67.15 12,740.5128 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reporting person acquired these shares under a dividend reinvestment plan, pursuant to a dividend reinvestment transaction exempt from Section 16 under Rule 16a-11.
/s/ Jason B. Beauvais, Attorney-in-Fact 09/02/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
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