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Mattel (MAT) director Diana Sue Ferguson receives 11,753 fully vested RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

FERGUSON DIANA SUE reported acquisition or exercise transactions in this Form 4 filing.

Mattel director Diana Sue Ferguson received a grant of restricted stock units as equity compensation. She was awarded 11,753 RSUs on May 28, 2026 under Mattel’s Amended and Restated 2010 Equity and Long-Term Compensation Plan, with each unit representing one share of common stock.

The RSUs are fully vested on the grant date and are scheduled to be settled in shares of Mattel common stock on the third anniversary of the grant date or a later date permitted under Mattel’s Deferred Compensation Plan for Non-Employee Directors. The units also carry dividend equivalent rights until settlement.

Positive

  • None.

Negative

  • None.
Insider FERGUSON DIANA SUE
Role null
Type Security Shares Price Value
Grant/Award Restricted Stock Units 11,753 $0.00 --
Holdings After Transaction: Restricted Stock Units — 11,753 shares (Direct, null)
Footnotes (1)
  1. The Restricted Stock Units ("RSUs" or "Units") were granted on May 28, 2026 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. The RSUs are accompanied by dividend equivalent rights. The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant or such later date in accordance with the terms of the Mattel, Inc. Deferred Compensation Plan for Non-Employee Directors. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Mattel, Inc. Common Stock.
RSUs granted 11,753 units Restricted Stock Units granted on May 28, 2026
Underlying shares 11,753 shares Common stock issuable upon RSU settlement
Exercise/Conversion price $0.00 per unit RSU grant has no exercise price
Holdings after transaction 11,753 RSUs Total restricted stock units following the grant
Restricted Stock Units financial
"The Restricted Stock Units ("RSUs" or "Units") were granted on May 28, 2026"
Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.
dividend equivalent rights financial
"The RSUs are accompanied by dividend equivalent rights."
Dividend equivalent rights are promises that mirror the cash payments shareholders get from a company’s profits, but they are paid to holders of certain awards (like stock options or restricted stock units) rather than to actual shares. Think of them as a paycheck top‑up that matches dividends while the award is not yet a real stock, and they matter to investors because they add to employee compensation costs and potential share dilution, affecting company profitability and per‑share value.
Deferred Compensation Plan for Non-Employee Directors financial
"in accordance with the terms of the Mattel, Inc. Deferred Compensation Plan for Non-Employee Directors."
Equity and Long-Term Compensation Plan financial
"pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended."
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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
FERGUSON DIANA SUE

(Last)(First)(Middle)
333 CONTINENTAL BOULEVARD

(Street)
EL SEGUNDO CALIFORNIA 90245

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
MATTEL INC /DE/ [ MAT ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
05/28/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Restricted Stock Units(1)05/28/2026A11,753 (2) (2)Common Stock11,753$011,753D
Explanation of Responses:
1. The Restricted Stock Units ("RSUs" or "Units") were granted on May 28, 2026 pursuant to the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. The RSUs are accompanied by dividend equivalent rights.
2. The RSUs are fully vested on the date of grant. Vested RSUs generally will be settled on the third anniversary of the date of grant or such later date in accordance with the terms of the Mattel, Inc. Deferred Compensation Plan for Non-Employee Directors. On the settlement date, for each vested RSU, the Reporting Person will receive one share of Mattel, Inc. Common Stock.
Remarks:
/s/ Tiffani Magri, Attorney-in-Fact for Diana S. Ferguson06/01/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Mattel (MAT) disclose for Diana Sue Ferguson?

Mattel disclosed that director Diana Sue Ferguson received a grant of 11,753 restricted stock units on May 28, 2026. The award is part of Mattel’s equity compensation program for non-employee directors and represents additional stock-based pay rather than a market purchase or sale.

How many restricted stock units did Diana Sue Ferguson receive from Mattel (MAT)?

Diana Sue Ferguson received 11,753 restricted stock units (RSUs) from Mattel. Each RSU represents one share of Mattel common stock, giving her rights to receive 11,753 shares at settlement, subject to the plan’s terms for non-employee director compensation and deferral.

When will Diana Sue Ferguson’s Mattel (MAT) RSUs be settled into shares?

The vested RSUs are generally scheduled to be settled on the third anniversary of the May 28, 2026 grant date. Settlement timing can be later if allowed under the Mattel Deferred Compensation Plan for Non-Employee Directors, when one share of common stock is delivered for each RSU.

Are Diana Sue Ferguson’s Mattel (MAT) restricted stock units vested?

Yes, the filing states that the RSUs are fully vested on the grant date. Although vested immediately, the units are typically settled in Mattel common stock on the third anniversary of the grant or a later date under the applicable deferred compensation plan.

Do Diana Sue Ferguson’s Mattel (MAT) RSUs include dividend equivalent rights?

Yes, the RSUs are accompanied by dividend equivalent rights. This means that while the RSUs are outstanding, they accrue equivalents to dividends paid on Mattel common stock, consistent with the terms of Mattel’s Amended and Restated 2010 Equity and Long-Term Compensation Plan.

What plan governs Diana Sue Ferguson’s RSU grant from Mattel (MAT)?

The RSU grant was issued under the Mattel, Inc. Amended and Restated 2010 Equity and Long-Term Compensation Plan, as amended. Settlement timing and deferral features also reference the Mattel, Inc. Deferred Compensation Plan for Non-Employee Directors, which governs distribution of the underlying shares.