Every Form 4 that MBIA Inc. (MBI) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.
A Form 4 covers the transactions officers, directors and large holders report, so if you follow MBI and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full MBI filings page.
VAUGHAN RICHARD C reported acquisition or exercise transactions in this Form 4 filing.
MBIA Inc. director Richard C. Vaughan received a grant of common stock as part of his compensation. He was awarded 16,181 shares of restricted stock on May 12, 2026 at $6.18 per share.
The restricted stock has a one-year cliff vesting schedule, vesting on May 12, 2027. Following this grant, Vaughan directly holds 103,055 shares of MBIA common stock. This is a compensation-related equity award rather than an open-market purchase.
MBIA Inc. director Theodore Shasta reported a grant of restricted common stock. On May 12, 2026, Shasta acquired 16,181 shares at a reference price of $6.18 per share as a stock award, rather than through an open-market purchase.
The award has a one-year cliff vesting schedule, fully vesting on May 12, 2027. After this grant, Shasta holds a total of 66,327 MBIA common shares, including 20,000 shares owned via an Individual Retirement Account.
Innis-Thompson Janice L. reported acquisition or exercise transactions in this Form 4 filing.
MBIA Inc. director Janice L. Innis-Thompson received a grant of 16,181 shares of restricted Common Stock, valued at $6.18 per share. This equity award was made on May 12, 2026 and is subject to a one-year cliff vesting schedule, with vesting on May 12, 2027.
Following this grant, she directly holds a total of 83,325 shares of MBIA common stock. Because this is a compensation-related stock grant rather than an open-market trade, it reflects standard director equity compensation rather than a discretionary share purchase or sale.
GILBERT STEVEN J reported acquisition or exercise transactions in this Form 4 filing.
MBIA Inc. director Steven J. Gilbert received a grant of 16,181 shares of Common Stock as restricted stock. The award was valued at $6.18 per share on May 12, 2026 and is classified as a grant or award, not an open-market purchase. Following this grant, Gilbert directly holds 125,423 shares of MBIA common stock. The restricted stock carries a one-year cliff vesting schedule, with all granted shares scheduled to vest on May 12, 2027.
DEWBREY DIANE L reported acquisition or exercise transactions in this Form 4 filing.
MBIA Inc. director Diane L. Dewbrey received a grant of 16,181 shares of restricted common stock on May 12, 2026 at $6.18 per share. These shares have a one-year cliff vesting schedule, becoming fully vested on May 12, 2027. After this award, she directly holds 121,198 MBIA shares. This is a compensation-related equity grant rather than an open-market purchase.
MBIA Inc. CEO & President William C. Fallon reported a tax-related share disposition. He surrendered 39,658 shares of common stock at $6.88 per share to the issuer for payment of tax liability upon vesting of restricted stock. After this transaction and an adjustment for retirement plan shares, he directly held 2,826,660 common shares.
MBIA Inc. Assistant Vice President Adam T. Bergonzi reported a tax-related share disposition of the company’s common stock. On this transaction date, he surrendered 13,280 shares of common stock to MBIA at a value of $6.88 per share to cover withholding tax obligations tied to the vesting of restricted stock.
Following this tax-withholding disposition, Bergonzi directly held 943,262 shares of MBIA common stock. A related footnote explains that the reported balance also reflects an adjustment for retirement plan shares, indicating the total includes changes from that plan in addition to this transaction.
MBIA Inc. executive Joseph R. Schachinger, EVP, CFO and Treasurer, reported a tax-withholding disposition of 2,400 shares of common stock at $6.88 per share. According to the filing footnote, these shares were surrendered to the issuer to pay tax liability upon vesting of restricted stock. After this transaction and an adjustment for retirement plan shares, he directly holds 248,057 shares of MBIA common stock.
MBIA Inc. assistant vice president Christopher H. Young reported a tax-related share disposition. On the reported date, he surrendered 8,668 shares of Common Stock at $6.88 per share to MBIA Inc. to cover tax liability upon the vesting of restricted stock, as noted in a footnote.
After this tax-withholding disposition, Young directly held 651,544 shares of Common Stock. Another footnote explains that this balance also reflects an adjustment for retirement plan shares.
MBIA Inc. Assistant Vice President Daniel M. Avitabile reported a Form 4 transaction involving company common stock. On March 4, 2026, he disposed of 8,668 shares at $6.88 per share through a tax-withholding disposition, where shares were surrendered to MBIA to cover tax liabilities upon the vesting of restricted stock. After this transaction and an adjustment for retirement plan shares, he directly held 650,527 common shares.
MBIA Inc reported that CEO and President William C. Fallon received a grant of 242,308 shares of common stock at $6.50 per share. These time-based shares will vest in equal installments on the third, fourth and fifth anniversaries of the grant date, subject to continued employment and certain exceptions. To cover tax liabilities upon the vesting of restricted stock, 27,726 shares were surrendered to the company at $6.50 per share. After these transactions and an adjustment for retirement plan shares, Fallon directly holds 2,866,318 common shares.
MBIA Inc. CEO and President William C. Fallon reported equity compensation and related tax withholding transactions in company stock. He received a grant of 242,038 shares of common stock at $6.50 per share as a time-based award that will vest in three equal installments on the third, fourth and fifth anniversaries of the grant date, subject to continued employment and certain exceptions. To satisfy tax liabilities upon vesting of restricted stock, 27,726 shares were surrendered to the company at $6.50 per share. After these transactions, he directly holds 2,866,318 shares of MBIA common stock.
MBIA Inc. assistant vice president Adam T. Bergonzi reported a stock-based compensation grant and related tax share surrender. He acquired 115,385 shares of common stock at $6.50 per share as a grant, with time-based shares vesting in equal installments on the third, fourth, and fifth anniversaries of the grant date, subject to continued employment. He simultaneously disposed of 9,098 shares at $6.50 per share to cover tax withholding upon vesting of restricted stock. Following these transactions, his directly held common stock position was 956,542 shares, including an adjustment for retirement plan shares.
MBIA Inc. executive Joseph R. Schachinger, EVP, CFO and Treasurer, reported equity compensation activity involving the company’s common stock. He received a grant of 50,000 time-based shares at $6.50 per share, which will vest in equal installments on the third, fourth and fifth anniversaries of the grant date, subject to continued employment and certain exceptions. In a related tax-withholding transaction, 2,800 shares were surrendered to MBIA to cover tax liabilities upon vesting of restricted stock, leaving him with 250,457 directly owned shares after these transactions.
MBIA Inc. assistant vice president Christopher H. Young reported equity compensation activity in company common stock. He received a grant of 80,769 time-based shares at $6.50 per share, which will vest in equal installments on the third, fourth, and fifth anniversaries of the grant date, subject to continued employment and certain exceptions. To cover tax liabilities upon vesting of restricted stock, 6,061 shares were surrendered back to MBIA. After these transactions, Young directly holds 660,212 common shares.
MBIA Inc. Assistant Vice President Daniel M. Avitabile received a grant of 80,769 shares of common stock at $6.50 per share as a time-based equity award. The shares vest in equal installments on the third, fourth and fifth anniversaries of the grant date, subject to continued employment. On the same date, 6,061 shares were surrendered to MBIA to cover tax withholding upon vesting of restricted stock, leaving Avitabile with 659,195 directly owned shares.
MBIA Inc. reported that its CEO, President, and Director acquired additional common stock through an equity award. On 12/31/2025, the executive received 14,220 shares of MBIA common stock at a value of $7.16 per share, increasing their beneficial ownership to 2,651,736 shares held directly. The filing explains that these additional shares relate to performance shares originally granted on 3/3/2023, reflecting target performance and associated dividend value.
The updated total performance share award is scheduled to vest in three equal installments: one-third on 3/3/2026, one-third on 3/3/2027, and the final one-third on 3/3/2028. This structure ties the executive’s compensation to longer-term company performance and continued service over a multi‑year period.
MBIA Inc. reported that one of its assistant vice presidents acquired additional common stock through a performance-based award. On 12/31/2025, the officer received 6,771 shares of MBIA common stock at a price of $7.16 per share, bringing total beneficial ownership to 850,255 shares held directly. The explanation notes that these additional shares, including target performance and dividend-related amounts, are being added to performance shares originally granted on 3/3/2023, with the combined award scheduled to vest in three equal installments on 3/3/2026, 3/3/2027, and 3/3/2028.
MBIA Inc. reported that an officer serving as Assistant Vice President acquired additional common stock through an equity award. On 12/31/2025, the officer acquired 4,402 shares of MBIA common stock at $7.16 per share, bringing total directly owned shares to 584,487.
The additional shares relate to a performance share grant originally awarded on 3/3/2023. After including these incremental shares for target performance and dividend value, the updated total performance shares are scheduled to vest in three equal installments: one-third on 3/3/2026, one-third on 3/3/2027, and the remaining third on 3/3/2028.
MBIA Inc. insider reports additional stock grant tied to performance shares. An officer of MBIA Inc. acquired 4,402 shares of common stock on 12/31/2025 at $7.16 per share, bringing their directly held beneficial ownership to 585,504 shares.
The filing explains that these additional shares reflect both target performance outcomes and dividend value credited to performance shares originally granted on 3/3/2023. The updated total performance share award is scheduled to vest in three equal installments: one-third on 3/3/2026, one-third on 3/3/2027, and the final third on 3/3/2028, aligning the officer’s equity compensation with multi‑year performance and retention goals.