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Moelis & Co (MC) vice chair awarded dividend-equivalent RSUs

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Cantor Eric reported acquisition or exercise transactions in this Form 4 filing.

Moelis & Company director and vice chairman Eric Cantor reported compensation-related equity grants rather than market trades. On March 26, he was awarded multiple Incentive RSUs and Long Term Incentive RSUs that function as dividend equivalents on his existing unvested RSU awards.

Each Restricted Stock Unit represents a right to receive either a share of Class A common stock or cash equal to its fair market value upon settlement. These dividend-equivalent RSUs will vest on the same schedule as the underlying Incentive and Long Term Incentive RSUs issued between February 2022 and February 2025, and no open‑market purchases or sales were reported.

Positive

  • None.

Negative

  • None.
Insider Cantor Eric
Role Vice Chairman, MD
Type Security Shares Price Value
Grant/Award 2021 Incentive RSUs 81.78 $0.00 --
Grant/Award 2022 Incentive RSUs 205.13 $0.00 --
Grant/Award 2023 Incentive RSUs 236.71 $0.00 --
Grant/Award 2024 Incentive RSUs 149.44 $0.00 --
Grant/Award 2024 Long Term Incentive RSUs 77.82 $0.00 --
Holdings After Transaction: 2021 Incentive RSUs — 7,056.93 shares (Direct); 2022 Incentive RSUs — 17,701.5 shares (Direct); 2023 Incentive RSUs — 20,425.99 shares (Direct); 2024 Incentive RSUs — 12,895.12 shares (Direct); 2024 Long Term Incentive RSUs — 6,715.11 shares (Direct)
Footnotes (1)
  1. Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Long Term Incentive RSUs will vest concurrently with the vesting of the unvested underlying Long Term Incentive RSUs.
2021 Incentive RSUs granted 81.78 RSUs Dividend-equivalent grant on March 26, 2026
2022 Incentive RSUs granted 205.13 RSUs Dividend-equivalent grant on March 26, 2026
2023 Incentive RSUs granted 236.71 RSUs Dividend-equivalent grant on March 26, 2026
2024 Incentive RSUs granted 149.44 RSUs Dividend-equivalent grant on March 26, 2026
2024 Long Term Incentive RSUs granted 77.82 RSUs Dividend-equivalent grant on March 26, 2026
RSUs held after 2023 grant line 20,425.99 RSUs Total derivative securities following that transaction
Restricted Stock Unit financial
"Each Restricted Stock Unit represents the right to receive upon settlement"
A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.
dividend equivalents financial
"Incentive RSUs were issued as dividend equivalents on holder's unvested"
Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.
Incentive RSUs financial
"Incentive RSUs were issued as dividend equivalents on holder's unvested"
Long Term Incentive RSUs financial
"Long Term Incentive RSUs were issued as dividend equivalents on holder's"
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Cantor Eric

(Last)(First)(Middle)
C/O MOELIS & COMPANY
399 PARK AVE, 5TH FLOOR

(Street)
NEW YORK NEW YORK 10022

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Moelis & Co [ MC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
XOfficer (give title below)Other (specify below)
Vice Chairman, MD
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
03/26/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
2021 Incentive RSUs$0(1)03/26/2026A81.78 (2) (2)Class A Common Stock81.78$07,056.93D
2022 Incentive RSUs$0(1)03/26/2026A205.13 (3) (3)Class A Common Stock205.13$017,701.5D
2023 Incentive RSUs$0(1)03/26/2026A236.71 (4) (4)Class A Common Stock236.71$020,425.99D
2024 Incentive RSUs$0(1)03/26/2026A149.44 (5) (5)Class A Common Stock149.44$012,895.12D
2024 Long Term Incentive RSUs$0(1)03/26/2026A77.82 (6) (6)Class A Common Stock77.82$06,715.11D
Explanation of Responses:
1. Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
2. Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
3. Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
4. Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
5. Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
6. Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Long Term Incentive RSUs will vest concurrently with the vesting of the unvested underlying Long Term Incentive RSUs.
/s/ Osamu Watanabe as attorney-in-fact for Eric Cantor03/30/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Moelis & Co (MC) director Eric Cantor report in this Form 4?

Eric Cantor reported awards of Incentive RSUs and Long Term Incentive RSUs as compensation. These are dividend-equivalent grants tied to his existing unvested RSUs and do not reflect any open-market share purchases or sales.

Are there any share sales or open-market trades by Eric Cantor in this Moelis & Co (MC) filing?

No, the Form 4 shows only grant or award acquisitions of RSUs, coded as A transactions. All reported entries are dividend-equivalent Restricted Stock Units, with no open-market buying or selling of Moelis & Company Class A common stock.

How do the reported Moelis & Co (MC) Incentive RSUs work for Eric Cantor?

Each Incentive RSU gives Cantor the right to receive either one share of Class A stock or cash equal to its fair market value at settlement. These units are issued as dividend equivalents on his existing unvested Incentive RSUs.

When will Eric Cantor’s Moelis & Co (MC) dividend-equivalent RSUs vest?

The filing states that the dividend-equivalent Incentive RSUs and Long Term Incentive RSUs will vest concurrently with the unvested underlying RSUs. Those underlying awards were originally granted between February 2022 and February 2025.

What is the difference between Incentive RSUs and Long Term Incentive RSUs at Moelis & Co (MC)?

In this filing, both Incentive RSUs and Long Term Incentive RSUs are granted as dividend equivalents on existing unvested awards. All such units vest on the same schedule as their respective underlying Incentive or Long Term Incentive RSUs.
Moelis & Co

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