Welcome to our dedicated page for Moelis & Co SEC filings (Ticker: MC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Moelis & Company filings document financial results, governance matters and capital-structure disclosures for a NYSE-listed independent investment bank. Form 8-K reports include earnings releases, Regulation FD presentation updates, board appointments and related material-event disclosures tied to the firm’s advisory business.
Proxy materials cover annual meeting matters, director elections, board committee structure, independence determinations and director compensation. The filings also identify the company’s Class A common stock registered under Section 12(b) and traded on the New York Stock Exchange under the symbol MC.
Moelis & Co (MC) director Kenneth Shropshire reported selling 1,881 shares of Class A Common Stock on 2026-08-27 in a sale classified as an open market or private transaction at $69.06 per share. After this transaction, he directly holds 7,633 Class A shares.
Moelis & Co (MC) director Kenneth Shropshire filed a notice of proposed sale of company stock under Rule 144. The filing indicates an intention to sell up to 1,881 shares of Moelis common stock, through Morgan Stanley Smith Barney LLC, with an aggregate value of $129,901.86 as reflected in the form.
The shares relate to multiple restricted stock awards originally issued by Moelis on dates from April 1, 2018 through April 1, 2026. The planned sale is listed for trading on the NYSE.
Moelis & Co executive Osamu R. Watanabe, General Counsel and Secretary, reported a sale of 4,850 shares of Class A common stock on 2026-08-04 at $69.30 per share. Following this transaction, he directly holds 131 shares, in addition to 23,969 units of unvested equity and 28,543 shares of Class A common stock issuable in exchange for Group Units. The transaction was not reported as made under a Rule 10b5-1 trading plan.
A shareholder of MC has filed to sell up to 4,850 shares of common stock under Rule 144. The proposed sale, through Morgan Stanley Smith Barney LLC Executive Financial Services on the NYSE, has an aggregate market value of $336,095.30 at a price of $74.079 per share as of 08/04/2026. The shares relate to restricted stock scheduled to vest on 02/19/2026 under a registered plan for services rendered.
Moelis & Company reported Q2 2026 revenues of $409,387 thousand, up 12% from Q2 2025, with first‑half revenues of $729,167 thousand, 9% higher year over year. Q2 operating income rose to $72,830 thousand and net income attributable to Moelis & Company increased to $48,593 thousand, yielding diluted EPS of $0.62 versus $0.53 a year earlier.
Total assets were $1,408,157 thousand at June 30, 2026, down from $1,740,685 thousand at December 31, 2025, as cash, cash equivalents and restricted cash decreased to $208,617 thousand. Operating activities used $49,272 thousand of cash in the first half, while financing outflows of $285,734 thousand reflected dividends of $112,757 thousand and treasury share repurchases of $140,771 thousand under a $300,000 thousand buyback program with $226,235 thousand remaining. The firm continues to highlight a diversified advisory franchise, strong deal activity, substantial liquidity, no debt and regulatory net capital at its U.S. broker‑dealer of $385,333 thousand, well above the $250 thousand minimum.
Moelis & Company reported record second-quarter 2026 revenue of $409.4 million, up 12% from a year earlier, and record first-half revenue of $729.2 million, up 9%. Second-quarter GAAP net income was $55.1 million, or $0.62 per diluted share, with adjusted diluted EPS of $0.63.
For the first half of 2026, GAAP net income was $97.4 million, or $1.10 per diluted share, and adjusted diluted EPS was $1.13. Adjusted pre-tax margins improved to 18.6% for the quarter and 17.0% year-to-date. The firm held $481.1 million in cash and liquid investments, had no debt, declared a regular quarterly dividend of $0.65 per share, and returned $246.4 million to shareholders in the first half, including 2.3 million shares repurchased.
Moelis & Co’s Class A common stock has a significant institutional holder in Wasatch Advisors, a Delaware entity that filed Amendment No. 1 to a Schedule 13G. Wasatch Advisors reports beneficial ownership of 3,246,593 Class A shares, representing 4.4% of that class.
Wasatch Advisors has sole voting power over 2,329,525 shares and sole dispositive power over all 3,246,593 shares, with no shared voting or dispositive power. The filing states that this position represents ownership of 5 percent or less of the outstanding Class A shares.
Barker Thorold reported acquisition or exercise transactions in this Form 4 filing.
Moelis & Co director Barker Thorold received an equity compensation grant of 1,545 2026 Annual Restricted Stock Units. Each RSU represents the right to receive one share of Class A common stock. The RSUs vested on July 1, 2026, with settlement to occur within 60 days following July 1, 2028.
The grant was made to a non-employee director based on a reference price of $64.68 per share, calculated as the average closing price of the Class A common stock on the NYSE over the five trading days ended June 30, 2026. Following this grant, Thorold holds 1,545 shares/units directly.
Mirrer Louise reported acquisition or exercise transactions in this Form 4 filing.
Moelis & Co director Louise Mirrer reported a new equity award. On July 1, 2026, she received 1,623 "2026 Annual Restricted Stock Units" as a grant of compensation. Each RSU represents the right to receive one share of Class A common stock.
The 2026 Annual Restricted Stock Units vested on July 1, 2026, with settlement to occur within 60 days following July 1, 2028. The award was valued using $64.68 per share, the average closing price of the company’s Class A common stock on the NYSE for the five trading days ended June 30, 2026.
Worrell Laila reported acquisition or exercise transactions in this Form 4 filing.
Moelis & Co director Laila Worrell received equity awards in the form of restricted stock units. On July 1, 2026, she was granted 1,777 2026 Elective Restricted Stock Units and 1,623 2026 Annual Restricted Stock Units, each representing the right to receive one share of Class A common stock.
The 2026 Annual RSUs vested on July 1, 2026, with settlement scheduled within 60 days following July 1, 2028. The 2026 Elective RSUs vest in four equal installments at the beginning of each quarter through July 1, 2027, with settlement within 60 days after each vesting date. These are compensation-related grants rather than open-market share purchases or sales.