Moelis & Co Form 4 Filings

Moelis & Co executive Osamu R. Watanabe, General Counsel and Secretary, reported a sale of 4,850 shares of Class A common stock on 2026-08-04 at $69.30 per share. Following this transaction, he directly holds 131 shares, in addition to 23,969 units of unvested equity and 28,543 shares of Class A common stock issuable in exchange for Group Units. The transaction was not reported as made under a Rule 10b5-1 trading plan.

Barker Thorold reported acquisition or exercise transactions in this Form 4 filing.

Moelis & Co director Barker Thorold received an equity compensation grant of 1,545 2026 Annual Restricted Stock Units. Each RSU represents the right to receive one share of Class A common stock. The RSUs vested on July 1, 2026, with settlement to occur within 60 days following July 1, 2028.

The grant was made to a non-employee director based on a reference price of $64.68 per share, calculated as the average closing price of the Class A common stock on the NYSE over the five trading days ended June 30, 2026. Following this grant, Thorold holds 1,545 shares/units directly.

Mirrer Louise reported acquisition or exercise transactions in this Form 4 filing.

Moelis & Co director Louise Mirrer reported a new equity award. On July 1, 2026, she received 1,623 "2026 Annual Restricted Stock Units" as a grant of compensation. Each RSU represents the right to receive one share of Class A common stock.

The 2026 Annual Restricted Stock Units vested on July 1, 2026, with settlement to occur within 60 days following July 1, 2028. The award was valued using $64.68 per share, the average closing price of the company’s Class A common stock on the NYSE for the five trading days ended June 30, 2026.

Worrell Laila reported acquisition or exercise transactions in this Form 4 filing.

Moelis & Co director Laila Worrell received equity awards in the form of restricted stock units. On July 1, 2026, she was granted 1,777 2026 Elective Restricted Stock Units and 1,623 2026 Annual Restricted Stock Units, each representing the right to receive one share of Class A common stock.

The 2026 Annual RSUs vested on July 1, 2026, with settlement scheduled within 60 days following July 1, 2028. The 2026 Elective RSUs vest in four equal installments at the beginning of each quarter through July 1, 2027, with settlement within 60 days after each vesting date. These are compensation-related grants rather than open-market share purchases or sales.

Shropshire Kenneth reported acquisition or exercise transactions in this Form 4 filing.

Moelis & Co director Kenneth Shropshire reported equity awards in the form of restricted stock units, not open-market trades. On July 1, 2026, he received 1,700 "2026 Annual Restricted Stock Units" and 200 "2026 Elective Restricted Stock Units," each representing one share of Class A common stock.

The RSUs were granted based on an average share price of $64.68 over the five trading days ended June 30, 2026. The 2026 Annual RSUs vested on July 1, 2026 and are scheduled to settle within 60 days after July 1, 2028. The 2026 Elective RSUs vest in equal quarters through July 1, 2027, with settlement within 60 days after each vesting date, reflecting routine non-employee director compensation.

Barker Thorold reported acquisition or exercise transactions in this Form 4 filing.

Moelis & Co director Barker Thorold received a grant of 15.9600 2025 Annual Restricted Stock Units as equity compensation. Each RSU represents the right to receive one share of Class A Common Stock. These RSUs were issued as dividend equivalents on underlying Annual RSUs issued on July 14, 2025 and will vest at the same time as that underlying award.

After this grant, Thorold’s direct holdings reported in this filing total 1665.2500 shares/units of Moelis & Co Class A equity. The transaction reflects a stock-based award rather than an open-market purchase or sale.

Moelis & Co director Louise Mirrer reported awards of additional restricted stock units tied to prior grants rather than any open-market trades. On June 18, 2026, she acquired 16.7600 2025 Annual RSUs and 0.3800 and 12.3900 2024 Annual RSUs, all at a stated price of $0.00 per unit.

Each RSU represents the right to receive one share of Class A Common Stock. The 2024 and 2025 Annual RSUs were issued as dividend equivalents on underlying annual RSU awards and will vest on the same schedule as those underlying grants. These are compensation-related equity accruals, not purchases or sales in the market.

Shropshire Kenneth reported acquisition or exercise transactions in this Form 4 filing.

Moelis & Co director Kenneth Shropshire reported routine equity compensation changes involving Restricted Stock Units (RSUs). On June 18, 2026, he was awarded 0.52 2025 Elective RSUs, 17.55 2025 Annual RSUs, and 21.03 2024 Annual RSUs, all at a reported price of $0.0000 per unit.

Each RSU represents the right to receive one share of Class A Common Stock. The 2024 and 2025 Annual RSUs and 2025 Elective RSUs were issued as dividend equivalents on underlying RSUs and will vest at the same time as those underlying awards. Following these awards, his reported RSU holdings in the respective series increased to 54.09, 1,831.67, and 2,194.94 units.

Moelis & Co director Laila Worrell reported grants of additional restricted stock units (RSUs) that function as dividend equivalents on existing awards. On 2026-06-18, she acquired 4.6000 2025 Elective RSUs, 16.7600 2025 Annual RSUs, and 20.0800 2024 Annual RSUs at a stated price of $0.0000 per unit. Each RSU represents the right to receive one share of Class A Common Stock. Following these awards, her reported direct holdings in these RSU categories increased to 479.5000, 1748.4600, and 2095.4700 units, respectively. The footnotes clarify that the 2024 and 2025 Annual and Elective RSUs were issued as dividend equivalents and will vest concurrently with the underlying RSUs.

Cantor Eric reported acquisition or exercise transactions in this Form 4 filing.

Moelis & Co director and Vice Chairman Eric Cantor reported compensation-related equity awards rather than open-market trades. On 2026-06-18, he received several small grants of Restricted Stock Units (RSUs) tied to Moelis Class A common stock.

The awards include 2024 Long Term Incentive RSUs, 2024 Incentive RSUs, and additional 2023, 2022, and 2021 Incentive RSUs issued as dividend equivalents on his existing unvested RSU grants. Each RSU will settle in either shares or cash at Moelis & Co’s option, and the dividend equivalent RSUs vest on the same schedule as the underlying unvested RSUs. No shares were bought or sold in the market in this filing.

Moelis & Co General Counsel and Secretary Osamu R. Watanabe reported awards of additional restricted stock units tied to prior equity grants. On June 18, 2026, he acquired small amounts of 2021–2025 Incentive RSUs and 2025 Special Incentive RSUs as dividend equivalents on his unvested RSUs.

Each RSU represents the right to receive either one share of Moelis & Co Class A common stock or cash equal to its fair market value upon settlement. The dividend equivalent RSUs will vest on the same schedule as the underlying unvested Incentive RSUs from the 2021–2026 grant years.

Riehl Nick reported acquisition or exercise transactions in this Form 4 filing.

Moelis & Company Principal Accounting Officer Nick Riehl reported routine equity compensation activity, receiving several small grants of Restricted Stock Units (RSUs) on June 18, 2026. These include 2025 Special Incentive RSUs, 2025 Incentive RSUs, 2024 Long Term and Incentive RSUs, and 2023 Long Term Incentive RSUs.

Each RSU represents the right to receive either a share of Class A common stock or cash equal to its fair market value upon settlement. The footnotes explain that these RSUs were issued as dividend equivalents on previously granted, unvested incentive RSUs and will vest on the same schedule as those underlying awards. No open-market purchases or sales were reported.

Pilcher Ciafone Katherine reported acquisition or exercise transactions in this Form 4 filing.

Moelis & Company Chief Operating Officer Katherine Pilcher Ciafone received additional incentive RSUs tied to prior equity awards. On June 18, 2026, she was granted 39.150 2022 Incentive RSUs and 13.760 2021 Incentive RSUs as dividend equivalents on her unvested underlying RSUs. These dividend-equivalent RSUs will vest on the same schedule as the original awards, and each unit may settle in either Class A common stock or cash equal to the share’s fair market value at settlement.

Callesano Christopher reported acquisition or exercise transactions in this Form 4 filing.

Moelis & Co Chief Financial Officer Christopher Callesano received small dividend-equivalent RSU awards on existing grants. On 2026-06-18, he was granted 2021–2024 Incentive RSUs totaling several dozen units, each tied to Class A common stock.

Each Restricted Stock Unit represents the right to receive either a share of Class A common stock or an equivalent cash amount upon settlement, at the company’s option. The new Incentive RSUs were issued as dividend equivalents on his unvested underlying Incentive RSUs from 2022, 2023, 2024 and 2025 and will vest on the same schedule as those underlying awards. No open-market purchases or sales were reported in this filing.

Shropshire Kenneth reported acquisition or exercise transactions in this Form 4 filing.

Moelis & Co director Kenneth Shropshire reported routine equity compensation grants. On March 26, 2026, he received 2024 Annual Restricted Stock Units, 2025 Annual Restricted Stock Units, and 2025 Elective Restricted Stock Units as awards recorded at a price of $0.00 per unit.

Each Restricted Stock Unit represents the right to receive one share of Class A Common Stock. These 2024 and 2025 Annual RSUs and 2025 Elective RSUs were issued as dividend equivalents on previously granted underlying RSUs and will vest at the same time as the corresponding underlying awards.

Worrell Laila reported acquisition or exercise transactions in this Form 4 filing.

Moelis & Co director Laila Worrell reported awards of additional restricted stock units tied to prior equity grants. On March 26, 2026, she received 24.05 2024 Annual RSUs, 20.07 2025 Annual RSUs, and 10.99 2025 Elective RSUs, all at a stated price of $0.00 per unit as compensation.

Each RSU represents the right to receive one share of Moelis Class A common stock. These RSUs were issued as dividend equivalents on the related underlying RSU awards and will vest at the same time as those underlying awards. Following these grants, Worrell’s reported holdings in these RSU series are 2,075.39, 1,731.70, and 948.78 units, respectively, with no sales reported in this filing.

Cantor Eric reported acquisition or exercise transactions in this Form 4 filing.

Moelis & Company director and vice chairman Eric Cantor reported compensation-related equity grants rather than market trades. On March 26, he was awarded multiple Incentive RSUs and Long Term Incentive RSUs that function as dividend equivalents on his existing unvested RSU awards.

Each Restricted Stock Unit represents a right to receive either a share of Class A common stock or cash equal to its fair market value upon settlement. These dividend-equivalent RSUs will vest on the same schedule as the underlying Incentive and Long Term Incentive RSUs issued between February 2022 and February 2025, and no open‑market purchases or sales were reported.

Riehl Nick reported acquisition or exercise transactions in this Form 4 filing.

Moelis & Co Principal Accounting Officer Nick Riehl reported receiving five small grants of dividend-equivalent Restricted Stock Units (RSUs) tied to existing incentive awards. In total, he was granted 36.8 RSUs that each represent the right to receive either a share of Class A common stock or cash equal to its market value upon settlement.

The RSUs relate to prior Incentive and Long Term Incentive RSUs issued in February 2024 and February 2025, as well as Incentive and Special Incentive RSUs issued in February 2026. These dividend-equivalent RSUs will vest on the same schedule as the underlying unvested RSUs, reflecting routine compensation rather than any open-market stock purchases or sales.

Moelis & Company Chief Financial Officer Christopher Callesano reported routine compensation-related awards of Incentive Restricted Stock Units (RSUs). On March 26, 2026, he acquired 4.5000 2021 Incentive RSUs, 14.1900 2022 Incentive RSUs, 14.6200 2023 Incentive RSUs, and 15.5600 2024 Incentive RSUs, all at a grant price of $0.0000 per unit.

Each RSU represents the right, upon settlement, to receive either one share of Class A common stock or cash equal to its fair market value, at the company’s option. The footnotes explain these Incentive RSUs were issued as dividend equivalents on previously granted unvested Incentive RSUs and will vest on the same schedule as those underlying awards. These are non-market, compensation grants rather than open-market purchases or sales.

Pilcher Ciafone Katherine reported acquisition or exercise transactions in this Form 4 filing.

Moelis & Co Chief Operating Officer Katherine Pilcher Ciafone received additional incentive RSUs as part of her equity compensation. On March 26, she was granted 16.48 RSUs linked to 2021 incentives and 46.89 RSUs linked to 2022 incentives, each convertible into an equivalent number of Class A common shares or cash at the company’s option.

The footnotes state these incentive RSUs were issued as dividend equivalents on her existing unvested incentive RSUs granted in February 2022 and February 2023. The dividend-equivalent RSUs will vest on the same schedule as the underlying unvested incentive RSUs, reflecting routine compensation rather than open-market buying or selling.

WATANABE OSAMU R. reported acquisition or exercise transactions in this Form 4 filing.

Moelis & Co reported that General Counsel and Secretary Osamu R. Watanabe received additional restricted stock units as compensation. On March 26, 2026, he was granted an aggregate of roughly 275.10 dividend-equivalent Incentive and Special Incentive RSUs, each linked to existing unvested awards.

Each RSU entitles the holder, upon settlement, to either one share of Class A common stock or cash equal to that share’s fair market value, at the company’s option. These grants vest on the same schedule as the underlying unvested Incentive RSUs and represent routine equity-based compensation rather than open-market stock purchases or sales.

Barker Thorold reported acquisition or exercise transactions in this Form 4 filing.

Moelis & Co director Barker Thorold received a grant of 19.11 2025 Annual Restricted Stock Units on Class A Common Stock. The grant was reported at a price of $0.00 per unit as a compensation-related award, not an open-market trade. Following this award, Thorold directly holds 1,649.29 shares, including the new RSUs, which were issued as dividend equivalents that will vest at the same time as the underlying Annual RSUs.

Mirrer Louise reported acquisition or exercise transactions in this Form 4 filing.

Moelis & Co director Louise Mirrer received additional stock-based compensation in the form of restricted stock units. On March 26, 2026, she was granted 20.07 "2025 Annual" RSUs and two "2024 Annual" RSU dividend-equivalent grants of 14.84 and 0.46 units.

Each RSU represents the right to receive one share of Moelis & Co Class A common stock. The 2024 and 2025 Annual RSUs were issued as dividend equivalents and will vest at the same time as the related underlying Annual RSU awards issued in 2024 and 2025. After these grants, reported holdings for these RSU awards are 1,731.7, 1,280.4 and 39.6 units, respectively.

Moelis & Co principal accounting officer Nick Riehl reported equity compensation activity involving restricted stock units and related tax withholding. On February 19, 2026, 61.430 2024 Incentive Restricted Stock Units were exercised at $0.0000 per unit and settled into 61.430 shares of Class A common stock, as described in the footnotes.

To cover tax obligations, 25.430 shares of Class A common stock were disposed of in a tax-withholding transaction coded “F” at $62.7300 per share, leaving 36.000 Class A shares held directly after these transactions. These movements reflect compensation settlement rather than open-market buying or selling.

Moelis & Co General Counsel Osamu R. Watanabe settled several incentive restricted stock unit (RSU) awards from 2020 through 2024 into 9,218.9 shares of Class A common stock on February 19, 2026. These shares were acquired upon settlement of the RSUs.

On the same date, he disposed of 1,603.9 shares of Class A common stock at $62.73 per share to satisfy tax obligations and sold an additional 2,765 shares in an open‑market transaction at $62.23 per share. After these transactions, he directly owns 4,981 shares of Class A common stock.

Moelis & Company Chief Financial Officer Christopher Callesano reported equity compensation activity involving restricted stock units and Class A common stock. On February 19, 2026, multiple tranches of incentive RSUs from 2020 through 2024 were exercised and settled into Class A common stock at a stated price of $0.00 per share, reflecting non‑cash equity awards.

As part of this settlement, 2,179.3 shares of Class A common stock were acquired upon RSU conversion, and 1,114.3 shares of Class A common stock were disposed of at $62.73 per share to cover tax obligations through a tax‑withholding disposition. Following these transactions, 2,292 shares of Class A common stock were reported as directly owned.

Moelis & Co Chief Operating Officer Katherine Pilcher Ciafone reported equity award activity involving restricted stock units and Class A common stock. On February 19, 2026, RSUs from 2020, 2021 and 2022 incentive grants were settled into 4,885.480 shares of Class A common stock. Of these, 850.480 shares at $62.73 per share were withheld to cover tax obligations, leaving 7,969.000 Class A shares held directly after the transactions.

Moelis & Co director Eric Cantor reported equity award activity involving restricted stock units and Class A common stock. On February 19, 2026, multiple series of incentive RSUs were exercised and settled into shares of Class A common stock at a stated price of $0.00 per share, reflecting the nature of the awards rather than an open-market purchase.

Following these RSU settlements, 32,367.97 shares of Class A common stock were acquired through derivative exercise or conversion, bringing direct holdings in this line to 251,172.97 shares. On the same date, 14,224.97 shares of Class A common stock were disposed of at $62.73 per share in a transaction coded “F,” which indicates shares were withheld or delivered to satisfy tax or exercise-related obligations rather than sold in an open-market trade.

Moelis & Co Executive Chairman Kenneth Moelis reported an automatic conversion of derivative securities into 847 shares of Class B common stock. The transaction on February 18, 2026 was classified as an exercise or conversion of a derivative security at a stated price of $0.00 per share.

After this event, Moelis directly held 4,190,479 shares of Class B common stock. According to the footnotes, Class B shares are convertible in limited circumstances into approximately 0.00055 shares of Class A common stock, with any resulting fractional Class A share settled in cash.

WATANABE OSAMU R. reported acquisition or exercise transactions in a Form 4 filing for MC. The filing lists transactions totaling 7,359 shares. Following the reported transactions, holdings were 5,971 shares.

Riehl Nick reported acquisition or exercise transactions in this Form 4 filing.

Moelis & Company granted Principal Accounting Officer Nick Riehl two awards of restricted stock units as long-term compensation. He received 937 "2025 Incentive RSUs" and 694 "2025 Special Incentive RSUs," each representing the right to receive either one share of Class A common stock or cash equal to its fair market value at settlement, at the company’s option. Both awards were made under the Moelis & Company 2024 Omnibus Incentive Plan and vest in four equal annual installments on February 23, 2027, 2028, 2029, and 2030, encouraging retention over this multi-year period.

Moelis & Company’s Chief Executive Officer and director Navid Mahmoodzadegan reported multiple equity-based compensation awards linked to limited partnership units of MCGEH on February 9, 2026. These derivative awards are structured as LP Units that may each be redeemed one-for-one for shares of Class A Common Stock under MCGEH’s partnership agreement.

The transactions include grants or award-related acquisitions of 3,416.39 2022 Performance LP Units (including dividend equivalents), 184,519 2024 Vested LP Units, 51,007 2024 Long Term Incentive LP Units, and 453,762.06 2025 Performance LP Units and related dividend equivalents. All were reported at a price of $0 per unit as compensation awards.

Vesting and redemption depend on conditions such as a “Book-Up” of profits, specified dividend-adjusted stock price hurdles for certain performance units, and multi-year service-based vesting schedules extending to dates including February 2028–2030 and September 2028–2030. The redemption rights for these LP Units and related dividend equivalents do not expire once vesting and Book-Up conditions are satisfied.

MOELIS KENNETH reported acquisition or exercise transactions in a Form 4 filing for MC. The filing lists transactions totaling 521,528 shares. Following the reported transactions, holdings were 318,796 shares.

RAICH JEFFREY reported acquisition or exercise transactions in a Form 4 filing for MC. The filing lists transactions totaling 48,456 shares. Following the reported transactions, holdings were 35,705 shares.

Moelis & Company Chief Operating Officer Katherine Pilcher Ciafone reported equity-based compensation awards tied to the firm’s operating partnership. On February 9, 2026, she acquired 8,161 “2024 LP Units” of MCGEH and 2,550 “2024 LTI LP Units” at a price of $0.00 per unit.

The LP Units and LTI LP Units are profits interest awards granted in connection with compensation for the 2024 fiscal year and are redeemable on a one-for-one basis into Class A common stock after vesting and once a required “Book-Up” of profits is achieved. The Compensation Committee certified achievement of this Book-Up on February 9, 2026, but the units remain subject to multi-year time-based vesting through February 23, 2030.

Moelis & Company reported an equity compensation change for its Chief Financial Officer, Christopher Callesano, in a Form 4 dated 12/04/2025. The filing shows the CFO received multiple grants of incentive restricted stock units (RSUs) as dividend equivalents on existing unvested RSUs from the company’s 2020–2024 incentive programs.

New dividend-equivalent incentive RSUs were credited on December 4, 2025, including 4.3 units tied to 2020 awards, 7.44 units tied to 2021 awards, 17.58 units tied to 2022 awards, 16.1 units tied to 2023 awards, and 16.07 units tied to 2024 awards. Following these transactions, the CFO beneficially owns 444.01, 767.8, 1,814.93, 1,662.43 and 1,658.54 derivative securities under the respective incentive RSU programs, all held directly.

Each RSU represents the right to receive either one share of Moelis Class A common stock or cash equal to its fair market value upon settlement at an exercise price of $0. The dividend-equivalent RSUs will vest at the same time as the related underlying unvested incentive RSUs from grant dates in February 2021, 2022, 2023, 2024 and 2025.

Moelis & Company reported an equity award transaction for its Chief Operating Officer, Katherine Pilcher Ciafone, on 12/04/2025. The Form 4 shows grants of incentive restricted stock units (RSUs) that were issued as dividend equivalents on her existing unvested RSUs from 2021, 2022 and 2023.

New incentive RSUs cover 14.34, 27.23 and 58.12 shares of Class A common stock, all at an exercise price of $0. Following these transactions, she beneficially owns 1,480.02, 2,811.24 and 5,999.54 derivative securities tied to Class A common stock under the respective 2020, 2021 and 2022 incentive awards. Each RSU represents the right to receive either a share of Class A common stock or cash equal to its fair market value upon settlement, and the dividend-equivalent RSUs vest at the same time as the related underlying RSUs.

Moelis & Company’s General Counsel and Secretary, Osamu Watanabe, reported awards of dividend-equivalent restricted stock units (RSUs) on 12/04/2025 in a Form 4 filing. These derivative awards carry a conversion or exercise price of $0, reflecting that they are stock-based incentives rather than options requiring a purchase price.

The RSUs were granted as Incentive RSUs tied to earlier unvested RSU awards made on February 19, 2021, February 17, 2022, February 16, 2023, February 15, 2024, and February 13, 2025. Each dividend-equivalent Incentive RSU will vest at the same time as the related underlying unvested Incentive RSUs. Upon settlement, each RSU gives the right to receive either one share of Moelis & Company Class A common stock or an equivalent cash amount, at the company’s option.

Moelis & Company director Kenneth Shropshire reported new stock-based awards in a Form 4 dated December 4, 2025. The filing shows automatic grants of restricted stock units (RSUs) issued as dividend equivalents on his existing Moelis equity awards.

He received 20.81 2024 Annual RSUs, 17.37 2025 Annual RSUs, and 1.54 2025 Elective RSUs, each representing the right to receive one share of Class A common stock. These dividend-equivalent RSUs will vest at the same time as the underlying RSUs to which they relate. Following these grants, he directly beneficially owns 2,148.72 2024 Annual RSUs, 1,793.09 2025 Annual RSUs, and 158.84 2025 Elective RSUs.

Moelis & Company director reports dividend-equivalent RSUs

A Moelis & Company director filed a Form 4 reporting automatic grants of dividend-equivalent restricted stock units (RSUs) tied to earlier equity awards. On 12/04/2025, the director received 2,051.34 2024 Annual RSUs, 1,711.63 2025 Annual RSUs, and 1,406.17 2025 Elective RSUs. Each RSU represents the right to receive one share of Moelis Class A common stock.

The 2024 Annual RSUs were issued as dividend equivalents on Annual RSUs granted on July 1, 2024, while the 2025 Annual and 2025 Elective RSUs were issued as dividend equivalents on awards granted on July 1, 2025. All of these dividend-equivalent RSUs will vest on the same schedule as their respective underlying RSU awards.

Moelis & Company director Thorold Barker reported an acquisition of restricted stock units tied to the firm’s Class A common stock. The filing shows a grant of 2025 Annual Restricted Stock Units, which were issued as dividend equivalents on Barker’s existing Annual RSUs that were originally granted on July 14, 2025. Each RSU represents the right to receive one share of Class A common stock.

The dividend equivalent RSUs will vest at the same time and on the same schedule as the underlying Annual RSUs. Following this transaction, Barker is reported to beneficially own 1,630.18 shares of Moelis & Company Class A common stock directly, indicating his ongoing equity alignment with the company as a board member.

Moelis & Company executive Eric Cantor, a director and Vice Chairman/Managing Director, reported routine equity compensation activity in Class A common stock. On 12/05/2025, 668.41 shares were acquired following the exercise of restricted stock units and then an equal number of shares was disposed of at $66.45 per share, leaving 218,805 Class A shares held directly.

Related derivative entries show multiple grants of incentive and long-term incentive restricted stock units on 12/04/2025, all with a conversion price of $0, representing stock-based awards. The explanations state these RSUs were largely issued as dividend equivalents on previously granted unvested RSUs and will vest in line with those underlying awards. Certain RSUs and shares were settled or used specifically to satisfy tax obligations under the company’s retirement eligibility and tax policies.

Moelis & Company reported director equity awards tied to prior grants. Director Louise Mirrer filed a Form 4 for Restricted Stock Units (RSUs) in Moelis & Co Class A Common Stock as of 12/04/2025.

The filing shows several lines of 2024 and 2025 Annual RSUs that were acquired as dividend equivalents on her existing Annual RSU awards from September 2024, May 2025, and July 2025. Each RSU represents the right to receive one share of Class A Common Stock, and the dividend-equivalent RSUs will vest on the same schedule as the underlying Annual RSUs.

The form is filed for one reporting person, in her capacity as a director, and is signed by an attorney-in-fact on her behalf.

Moelis & Company reported an insider equity transaction for Principal Accounting Officer Nick Riehl. On 12/04/2025, Riehl received additional restricted stock units (RSUs) linked to the company’s Class A common stock, including 9.58, 2.41, and 3.21 RSUs tied to Class A shares at an exercise price of $0.

Each RSU represents the right to receive either a share of Class A common stock or cash equal to its fair market value upon settlement. The new RSUs were issued as dividend equivalents on unvested incentive and long-term incentive RSUs that were originally granted on February 15, 2024 and February 13, 2025. These dividend equivalent RSUs will vest at the same time as the related unvested underlying RSUs.

Moelis & Company (MC) insider transaction: Executive Chairman and Director Kenneth Moelis reported an automatic conversion on 10/30/2025, resulting in the acquisition of 73 shares of Class A common stock (code M).

Following this transaction, he beneficially owns 209,310 shares of Class A common stock. The filing also shows 4,191,326 derivative securities (Class B common stock) beneficially owned after the reported transaction. Footnotes indicate the conversion occurred pursuant to the company’s charter when certain Group Units were exchanged by selling stockholders.

Nick Riehl, an officer and director at Moelis & Co (MC), reported receipt of restricted stock units (RSUs) on 09/18/2025. The Form 4 shows three grants labelled as 2023 Long Term Incentive RSUs, 2024 Incentive RSUs, and 2024 Long Term Incentive RSUs issued as dividend equivalents and recorded as acquisitions on that date. Each RSU represents the right to receive either a share of Class A common stock or cash equal to the share value upon settlement. The filing records beneficial ownership amounts of 979.01, 246.42, and 327.88 shares respectively after the transactions, with a reported price of $0 because these are dividend-equivalent RSUs that vest with the underlying awards.

Moelis & Co (MC) director Kenneth Shropshire reported receipt of restricted stock units on 09/18/2025. The Form 4 shows three dividend-equivalent RSU issuances tied to prior grants: 2024 Annual RSUs, 2025 Annual RSUs, and 2025 Elective RSUs. The filing lists numeric values associated with each line: 17.64 (2024 Annual), 14.72 (2025 Annual), and 1.74 (2025 Elective), and reports the amount of securities beneficially owned following the transactions as 2,127.9, 1,775.72, and 209.74 respectively. Shropshire is identified as a director and the Form 4 was signed by an attorney-in-fact, Osamu Watanabe, on 09/19/2025.

Osamu Watanabe, General Counsel and Secretary of Moelis & Co (MC), reported receipt of dividend-equivalent Restricted Stock Units (RSUs) on 09/18/2025. The Form 4 shows Incentive RSUs issued as dividend equivalents tied to prior unvested grants from 2020 through 2025 and that each dividend-equivalent RSU will vest with its underlying award. Reported per-grant resulting beneficial ownership figures following the issuance include 2,202.52, 4,154.56, 5,941.42, 6,272.53, and 6,508.04 shares of Class A common stock. The form is signed by Mr. Watanabe on 09/19/2025.

Eric Cantor, Vice Chairman and Director of Moelis & Co (MC), received dividend-equivalent Restricted Stock Units (RSUs) that increased his beneficial ownership on 09/18/2025. The Form 4 shows grant-like entries for dividend-equivalent Incentive RSUs tied to prior award years 2020 through 2024 and for 2024 Long Term Incentive RSUs. Reported incremental amounts include 60.74, 114.54, 215.48, 221.02, 130.81 and 54.5 units respectively, with resulting beneficial ownership totals shown as 7,325.74, 13,815.16, 25,990.31, 26,658.28, 15,777.26 and 6,573 for each corresponding award line. Each RSU represents the right to receive either a share of Class A common stock or cash equal to its fair market value, and the dividend-equivalent RSUs will vest concurrent with the underlying unvested awards.