STOCK TITAN

RSU awards to Moelis & Co (MC) principal accounting officer Riehl

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Riehl Nick reported acquisition or exercise transactions in this Form 4 filing.

Moelis & Company granted Principal Accounting Officer Nick Riehl two awards of restricted stock units as long-term compensation. He received 937 "2025 Incentive RSUs" and 694 "2025 Special Incentive RSUs," each representing the right to receive either one share of Class A common stock or cash equal to its fair market value at settlement, at the company’s option. Both awards were made under the Moelis & Company 2024 Omnibus Incentive Plan and vest in four equal annual installments on February 23, 2027, 2028, 2029, and 2030, encouraging retention over this multi-year period.

Positive

  • None.

Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Riehl Nick

(Last) (First) (Middle)
399 PARK AVE

(Street)
NEW YORK NY 10022

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Moelis & Co [ MC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Principal Accounting Officer
3. Date of Earliest Transaction (Month/Day/Year)
02/12/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
2025 Incentive RSUs(1) (1) 02/12/2026 A 937 (2) (2) Class A Common Stock 937 $0 937 D
2025 Special Incentive RSUs(3) (3) 02/12/2026 A 694 (4) (4) Class A Common Stock 694 $0 694 D
Explanation of Responses:
1. Each 2025 Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2024 Omnibus Incentive Plan.
2. The 2025 Incentive Restricted Stock Units vest in equal installments on February 23, 2027, February 23, 2028, February 23, 2029 and February 23, 2030.
3. Each 2025 Special Incentive RSU represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount in cash equal to the fair market value of such share. Grant of Restricted Stock Units pursuant to the Moelis & Company 2024 Omnibus Incentive Plan.
4. The 2025 Special Incentive Restricted Stock Units vest in equal installments on February 23, 2027, February 23, 2028, February 23, 2029 and February 23, 2030.
/s/ Osamu Watanabe as attorney-in-fact for Nick Riehl 02/17/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What RSU awards did Moelis & Co (MC) insider Nick Riehl receive?

Nick Riehl received two new RSU awards from Moelis & Company. He was granted 937 2025 Incentive RSUs and 694 2025 Special Incentive RSUs, both under the 2024 Omnibus Incentive Plan, as part of his long-term equity-based compensation.

How do the new Moelis & Co (MC) RSUs for Nick Riehl settle?

Each RSU can settle in stock or cash at Moelis & Company’s option. Upon settlement, each 2025 Incentive or Special Incentive RSU converts into either one Class A share or cash equal to that share’s fair market value.

What is the vesting schedule for MC insider Nick Riehl’s 2025 RSUs?

Both RSU grants vest in four equal annual installments. The 2025 Incentive and 2025 Special Incentive RSUs vest on February 23 of 2027, 2028, 2029, and 2030, aligning Riehl’s incentives with Moelis & Company’s longer-term performance.

Under which plan were Moelis & Co (MC) RSUs granted to Nick Riehl?

The RSUs were granted under the Moelis & Company 2024 Omnibus Incentive Plan. Both the 2025 Incentive RSUs and 2025 Special Incentive RSUs are equity awards issued pursuant to this plan, which governs the company’s stock-based compensation programs.

Does the Form 4 for Moelis & Co (MC) show any stock sales by Nick Riehl?

The Form 4 reflects only grant or award acquisitions of RSUs. It reports two derivative grants coded as awards, with no open-market stock purchases or sales, indicating this filing is about new compensation awards rather than trading activity.
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