STOCK TITAN

Moelis & Co (NYSE: MC) director sells shares, keeps 7,633

(Moderate)
(Negative)
Form Type
4

Rhea-AI Filing Summary

Moelis & Co (MC) director Kenneth Shropshire reported selling 1,881 shares of Class A Common Stock on 2026-08-27 in a sale classified as an open market or private transaction at $69.06 per share. After this transaction, he directly holds 7,633 Class A shares.

Positive

  • None.

Negative

  • None.
Insider Shropshire Kenneth
Role Director
Sold 1,881 shs ($130K)
Type Security Shares Price Value
Sale Class A Common Stock 1,881 $69.06 $130K
Holdings After Transaction: Class A Common Stock — 7,633 shares (Direct)
Shares sold 1,881 shares of Class A Common Stock Sale reported by director Kenneth Shropshire on 2026-08-27
Sale price per share $69.06 per share Price for the 1,881 Class A shares sold on 2026-08-27
Shares owned after transaction 7,633 shares of Class A Common Stock Direct holdings of Kenneth Shropshire following the sale
Form 4 regulatory
"Kenneth Shropshire’s Moelis & Co trade is reported on Form 4"
Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.
Class A Common Stock financial
"1,881 shares of Class A Common Stock were sold"
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
Rule 10b5-1 regulatory
"The Rule 10b5-1 checkbox was not marked for this transaction"
Rule 10b5-1 is a regulation that allows company insiders to buy or sell their shares at predetermined times, even if they have access to non-public information. It acts like setting a schedule in advance for transactions, helping prevent accusations of unfair trading. This rule provides a way for insiders to plan trades transparently, giving investors confidence that these transactions are not based on hidden information.
open market or private transaction financial
"Sale in open market or private transaction"

FAQ

What insider transaction did MC director Kenneth Shropshire report?

Kenneth Shropshire reported a sale of 1,881 shares of Moelis & Co Class A Common Stock on 2026-08-27, in an open market or private transaction at $69.06 per share.

How many Moelis & Co (MC) shares does Kenneth Shropshire hold after this Form 4 transaction?

After the reported transaction, Kenneth Shropshire directly holds 7,633 shares of Moelis & Co Class A Common Stock.

What was the sale price in Kenneth Shropshire’s Form 4 for Moelis & Co (MC)?

The reported sale price was $69.06 per share for the 1,881 shares of Moelis & Co Class A Common Stock sold on 2026-08-27.

Was Kenneth Shropshire’s Moelis & Co (MC) trade under a Rule 10b5-1 plan?

The Form 4 indicates the Rule 10b5-1 checkbox was not marked, so the transaction was not affirmed as being made under a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Shropshire Kenneth

(Last)(First)(Middle)
399 PARK AVE

(Street)
NEW YORK NEW YORK 10022

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Moelis & Co [ MC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
08/27/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Class A Common Stock08/27/2026S1,881D$69.067,633D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
/s/ Osamu Watanabe as attorney-in-fact for Kenneth Shropshire08/31/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)