Moelis director Shropshire granted dividend RSUs

Director Kenneth Shropshire received small dividend-equivalent RSU grants that vest with his existing Moelis & Co RSU awards.

Rhea-AI Filing Summary

Moelis & Co (symbol: MC) is the issuer of record for a Form 4 filing submitted to the SEC. Shropshire Kenneth reported acquisition or exercise transactions in this Form 4 filing.

Moelis & Co (MC) reported that director Kenneth Shropshire received three small dividend-equivalent Restricted Stock Unit (RSU) grants on September 17, 2026. These awards include 20 2025 Annual RSUs, 18.56 2026 Annual RSUs, and 2.18 2026 Elective RSUs, each representing one share of Class A Common Stock.

The 2025 Annual RSUs relate to underlying Annual RSUs issued July 1, 2025, and the 2026 Annual and Elective RSUs relate to underlying RSUs issued July 1, 2026. All dividend-equivalent RSUs will vest concurrently with their respective underlying RSUs. No Rule 10b5‑1 trading plan is reported.

Insider Trade Summary

Grant/Award: 40.74 shares

Grant/Award 3 txns

Insider Shropshire Kenneth

Role Director

Type	Security	Shares	Price	Value
Grant/Award	2025 Annual Restricted Stock Units F1, F2	20	--	--
Grant/Award	2026 Annual Restricted Stock Units F1, F3	18.56	--	--
Grant/Award	2026 Elective Restricted Stock Units F1, F4	2.18	--	--

Holdings After Transaction: 2025 Annual Restricted Stock Units — 1,851.67 shares (Direct); 2026 Annual Restricted Stock Units — 1,718.56 shares (Direct); 2026 Elective Restricted Stock Units — 202.18 shares (Direct)

Footnotes (4)

1. F1. Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.
2. F2. 2025 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2025. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.
3. F3. 2026 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2026. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.
4. F4. 2026 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2026. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.

Key Figures

2025 Annual RSUs granted: 20 RSUs 2026 Annual RSUs granted: 18.56 RSUs 2026 Elective RSUs granted: 2.18 RSUs +3 more

6 metrics

2025 Annual RSUs granted 20 RSUs Dividend-equivalent grant on September 17, 2026

2026 Annual RSUs granted 18.56 RSUs Dividend-equivalent grant on September 17, 2026

2026 Elective RSUs granted 2.18 RSUs Dividend-equivalent grant on September 17, 2026

2025 Annual RSUs held after transaction 1,851.67 RSUs Direct holdings following the September 17, 2026 grant

2026 Annual RSUs held after transaction 1,718.56 RSUs Direct holdings following the September 17, 2026 grant

2026 Elective RSUs held after transaction 202.18 RSUs Direct holdings following the September 17, 2026 grant

Key Terms

Restricted Stock Unit, dividend equivalents, Elective RSUs, Class A Common Stock

4 terms

Restricted Stock Unit financial

"Each Restricted Stock Unit (RSU) represents the right to receive one share"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

dividend equivalents financial

"RSUs were issued as dividend equivalents on holder's underlying"

Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.

Elective RSUs financial

"2026 Elective RSUs were issued as dividend equivalents on holder's underlying"

Class A Common Stock financial

"the right to receive one share of Class A Common Stock"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Moelis & Co (MC) disclose about Kenneth Shropshire’s recent equity awards?

Moelis & Co disclosed that director Kenneth Shropshire received three dividend-equivalent RSU grants on September 17, 2026, tied to his existing Annual and Elective RSUs issued in 2025 and 2026, which will vest concurrently with those underlying awards.

How many RSUs did Kenneth Shropshire acquire in this Moelis & Co (MC) Form 4?

Kenneth Shropshire acquired 20 2025 Annual RSUs, 18.56 2026 Annual RSUs, and 2.18 2026 Elective RSUs, all as dividend-equivalent Restricted Stock Units, each representing the right to receive one share of Class A Common Stock.

What do the dividend-equivalent RSUs for MC represent for Kenneth Shropshire?

Each dividend-equivalent RSU represents the right to receive one share of Moelis & Co Class A Common Stock and corresponds to dividends on Shropshire’s underlying Annual and Elective RSUs issued on July 1, 2025 and July 1, 2026, respectively.

When will Kenneth Shropshire’s new Moelis & Co RSUs vest?

The new dividend-equivalent RSUs will vest concurrently with the vesting of their respective underlying RSUs: 2025 Annual RSUs with the underlying July 1, 2025 awards, and 2026 Annual and Elective RSUs with the underlying July 1, 2026 awards.

Were Kenneth Shropshire’s Moelis & Co RSU acquisitions under a Rule 10b5-1 plan?

No. The Form 4 indicates that these RSU acquisitions were not made under a Rule 10b5-1 trading plan, as the document-level 10b5‑1 checkbox is not marked as affirming such a plan.

How many RSUs does Kenneth Shropshire hold after these Moelis & Co transactions?

After these grants, Kenneth Shropshire holds 1,851.67 2025 Annual RSUs, 1,718.56 2026 Annual RSUs, and 202.18 2026 Elective RSUs, all on a direct ownership basis as reported.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/21/2026 - 05:09 PM Accepted by SEC EDGAR 09/21/2026 - 05:08 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Shropshire Kenneth

(Last) (First) (Middle)

399 PARK AVE

(Street)

NEW YORK NEW YORK 10022

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Moelis & Co [ MC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/17/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
2025 Annual Restricted Stock Units	09/17/2026		A		20	A	(1)(2)	1,851.67	D
2026 Annual Restricted Stock Units	09/17/2026		A		18.56	A	(1)(3)	1,718.56	D
2026 Elective Restricted Stock Units	09/17/2026		A		2.18	A	(1)(4)	202.18	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

2. 2025 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2025. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

3. 2026 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2026. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

4. 2026 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2026. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.

	/s/ Osamu Watanabe as attorney-in-fact for Kenneth Shropshire	09/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)