Moelis director Eric Cantor granted dividend RSUs

Moelis & Co vice chairman Eric Cantor received dividend-equivalent RSU awards tied to his existing unvested equity grants.

Rhea-AI Filing Summary

Moelis & Co (symbol: MC) is the issuer of record for a Form 4 filing submitted to the SEC. Cantor Eric reported acquisition or exercise transactions in this Form 4 filing.

Moelis & Co (MC) reported that director and officer Eric Cantor received multiple grants of Incentive and Long Term Incentive Restricted Stock Units on September 17, 2026. These awards were issued as dividend equivalents on his existing unvested RSUs and will vest concurrently with the underlying awards. Each unit represents the right to receive either one share of Class A common stock or cash equal to its fair market value at settlement.

Insider Trade Summary

Grant/Award: 714.33 shares

Grant/Award 5 txns

Insider Cantor Eric

Role Vice Chairman, MD

Type	Security	Shares	Price	Value
Grant/Award	2021 Incentive RSUs F1, F2	77.8	$0.00	$0.00
Grant/Award	2022 Incentive RSUs F1, F3	195.15	$0.00	$0.00
Grant/Award	2023 Incentive RSUs F1, F4	225.19	$0.00	$0.00
Grant/Award	2024 Incentive RSUs F1, F5	142.16	$0.00	$0.00
Grant/Award	2024 Long Term Incentive RSUs F1, F6	74.03	$0.00	$0.00

Holdings After Transaction: 2021 Incentive RSUs — 7,203 contracts (Direct); 2022 Incentive RSUs — 18,067.92 contracts (Direct); 2023 Incentive RSUs — 20,848.81 contracts (Direct); 2024 Incentive RSUs — 13,162.05 contracts (Direct); 2024 Long Term Incentive RSUs — 6,854.12 contracts (Direct)

Footnotes (6)

1. F1. Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
2. F2. Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
3. F3. Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
4. F4. Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
5. F5. Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
6. F6. Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Long Term Incentive RSUs will vest concurrently with the vesting of the unvested underlying Long Term Incentive RSUs.

Key Figures

2021 Incentive RSUs granted: 77.8 RSUs 2022 Incentive RSUs granted: 195.15 RSUs 2023 Incentive RSUs granted: 225.19 RSUs +5 more

8 metrics

2021 Incentive RSUs granted 77.8 RSUs Grant to Eric Cantor on September 17, 2026 as dividend equivalents

2022 Incentive RSUs granted 195.15 RSUs Grant to Eric Cantor on September 17, 2026 as dividend equivalents

2023 Incentive RSUs granted 225.19 RSUs Grant to Eric Cantor on September 17, 2026 as dividend equivalents

2024 Incentive RSUs granted 142.16 RSUs Grant to Eric Cantor on September 17, 2026 as dividend equivalents

2024 Long Term Incentive RSUs granted 74.03 RSUs Grant to Eric Cantor on September 17, 2026 as dividend equivalents

2021 Incentive RSUs held after transaction 7,203 RSUs Directly owned by Eric Cantor following the September 17, 2026 grant

2022 Incentive RSUs held after transaction 18,067.92 RSUs Directly owned by Eric Cantor following the September 17, 2026 grant

2024 Long Term Incentive RSUs held after transaction 6,854.12 RSUs Directly owned by Eric Cantor following the September 17, 2026 grant

Key Terms

Restricted Stock Unit, dividend equivalents, Class A common stock, Long Term Incentive RSUs

4 terms

Restricted Stock Unit financial

"Each Restricted Stock Unit represents the right to receive upon settlement"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

dividend equivalents financial

"Incentive RSUs were issued as dividend equivalents on holder's unvested"

Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.

Class A common stock financial

"a share of Class A common stock or an amount of cash"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

Long Term Incentive RSUs financial

"Long Term Incentive RSUs were issued as dividend equivalents"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Moelis & Co (MC) disclose about Eric Cantor in this Form 4?

The filing states that Eric Cantor, a director and Vice Chairman of Moelis & Co, received several grants of Incentive and Long Term Incentive RSUs on September 17, 2026, reported as acquisitions of derivative securities.

How many RSUs were granted to Eric Cantor in each Moelis & Co (MC) award?

The awards comprised 77.8 2021 Incentive RSUs, 195.15 2022 Incentive RSUs, 225.19 2023 Incentive RSUs, 142.16 2024 Incentive RSUs, and 74.03 2024 Long Term Incentive RSUs, each linked to Class A common stock.

What does each RSU granted to Eric Cantor by Moelis & Co (MC) represent?

Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company’s option, one share of Class A common stock or an amount of cash equal to the share’s fair market value.

Why were these Moelis & Co (MC) RSUs granted to Eric Cantor?

The RSUs were issued as dividend equivalents on Cantor’s unvested underlying Incentive and Long Term Incentive RSUs from prior grant dates. They reflect dividends on those unvested awards rather than new stand‑alone grants.

When will Eric Cantor’s new Moelis & Co (MC) RSUs vest?

The filing states that the dividend equivalent RSUs will vest concurrently with the vesting of the related unvested underlying Incentive or Long Term Incentive RSUs from the original grant dates.

Were Eric Cantor’s Moelis & Co (MC) RSU grants made under a Rule 10b5-1 plan?

The document-level checkbox for Rule 10b5-1 plans is unchecked, and the footnotes do not describe a 10b5-1 plan, so no trading plan is reported for these RSU acquisitions.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/21/2026 - 05:08 PM Accepted by SEC EDGAR 09/21/2026 - 05:08 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Cantor Eric

(Last) (First) (Middle)

C/O MOELIS & COMPANY

399 PARK AVE, 5TH FLOOR

(Street)

NEW YORK NEW YORK 10022

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Moelis & Co [ MC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Vice Chairman, MD

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/17/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
2021 Incentive RSUs	$0(1)	09/17/2026		A		77.8		(2)	(2)	Class A Common Stock	77.8	$0	7,203	D
2022 Incentive RSUs	$0(1)	09/17/2026		A		195.15		(3)	(3)	Class A Common Stock	195.15	$0	18,067.92	D
2023 Incentive RSUs	$0(1)	09/17/2026		A		225.19		(4)	(4)	Class A Common Stock	225.19	$0	20,848.81	D
2024 Incentive RSUs	$0(1)	09/17/2026		A		142.16		(5)	(5)	Class A Common Stock	142.16	$0	13,162.05	D
2024 Long Term Incentive RSUs	$0(1)	09/17/2026		A		74.03		(6)	(6)	Class A Common Stock	74.03	$0	6,854.12	D

Explanation of Responses:

1. Each Restricted Stock Unit represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.

2. Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

3. Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

4. Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

5. Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.

6. Long Term Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Long Term Incentive RSUs will vest concurrently with the vesting of the unvested underlying Long Term Incentive RSUs.

	/s/ Osamu Watanabe as attorney-in-fact for Eric Cantor	09/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)