Moelis director Worrell granted dividend RSUs

A Moelis & Co director received small dividend-equivalent RSU awards that vest with her existing RSU grants.

Available on EDGAR 09/21/2026 - 05:09 PM EDT Accepted by SEC EDGAR 09/21/2026 - 05:08 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

Moelis & Co (MC) director Laila Worrell reported three acquisitions of restricted stock units on September 17, 2026, all as small dividend equivalent awards tied to previously granted RSUs. The awards cover 2025 Annual RSUs, 2026 Annual RSUs, and 2026 Elective RSUs and are held directly.

Each RSU represents the right to receive one share of Class A common stock, and each dividend equivalent RSU will vest concurrently with the related underlying RSU grant. No Rule 10b5-1 trading plan is reported.

Insider Trade Summary

Grant/Award: 56.21 shares

Grant/Award 3 txns

Insider Worrell Laila

Role Director

Type	Security	Shares	Price	Value
Grant/Award	2025 Annual Restricted Stock Units F1, F2	19.09	--	--
Grant/Award	2026 Annual Restricted Stock Units F1, F3	17.72	--	--
Grant/Award	2026 Elective Restricted Stock Units F1, F4	19.4	--	--

Holdings After Transaction: 2025 Annual Restricted Stock Units — 1,767.55 shares (Direct); 2026 Annual Restricted Stock Units — 1,640.72 shares (Direct); 2026 Elective Restricted Stock Units — 1,796.4 shares (Direct)

Holdings Before and After: 2025 Annual Restricted Stock Units, 1,748.46 to 1,767.55 shares (Direct); 2026 Annual Restricted Stock Units, 1,623 to 1,640.72 shares (Direct); 2026 Elective Restricted Stock Units, 1,777 to 1,796.4 shares (Direct)

Footnotes (4)

1. F1. Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.
2. F2. 2025 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2025. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.
3. F3. 2026 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2026. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.
4. F4. 2026 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2026. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.

Key Figures

2025 Annual RSUs acquired: 19.09 RSUs 2026 Annual RSUs acquired: 17.72 RSUs 2026 Elective RSUs acquired: 19.40 RSUs +3 more

6 metrics

2025 Annual RSUs acquired 19.09 RSUs Dividend equivalent award on September 17, 2026

2026 Annual RSUs acquired 17.72 RSUs Dividend equivalent award on September 17, 2026

2026 Elective RSUs acquired 19.40 RSUs Dividend equivalent award on September 17, 2026

2025 Annual RSUs held after transaction 1,767.55 RSUs Direct holdings after September 17, 2026 award

2026 Annual RSUs held after transaction 1,640.72 RSUs Direct holdings after September 17, 2026 award

2026 Elective RSUs held after transaction 1,796.40 RSUs Direct holdings after September 17, 2026 award

Key Terms

Restricted Stock Unit, dividend equivalents, Class A Common Stock

3 terms

Restricted Stock Unit financial

"Each Restricted Stock Unit (RSU) represents the right to receive one share"

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

dividend equivalents financial

"RSUs were issued as dividend equivalents on holder's underlying"

Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.

Class A Common Stock financial

"receive one share of Class A Common Stock"

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider equity awards did Moelis & Co (MC) disclose for Laila Worrell?

Moelis & Co disclosed that director Laila Worrell received three small restricted stock unit awards on September 17, 2026, all issued as dividend equivalents on previously granted 2025 Annual, 2026 Annual, and 2026 Elective RSUs.

How many RSUs did the Moelis & Co (MC) director acquire in this Form 4?

The director acquired 19.09 2025 Annual RSUs, 17.72 2026 Annual RSUs, and 19.40 2026 Elective RSUs as dividend-equivalent restricted stock units, each representing the right to receive one share of Class A Common Stock upon settlement.

Do these Moelis & Co (MC) RSU awards involve cash purchases or sales of stock?

No. The filing reports grant or award acquisitions of RSUs as dividend equivalents on existing RSU grants. There are no reported open-market purchases or sales of Moelis & Co Class A common stock in this Form 4.

When will the new Moelis & Co (MC) dividend-equivalent RSUs vest?

The new dividend-equivalent RSUs will vest concurrently with their respective underlying RSU grants: 2025 Annual RSUs with the July 1, 2025 grant, and the 2026 Annual and 2026 Elective RSUs with the July 1, 2026 grants.

Are the Moelis & Co (MC) insider RSU transactions under a Rule 10b5-1 plan?

No. The Form 4 indicates that the Rule 10b5-1 checkbox is not selected, so these RSU acquisitions are not reported as being made under a Rule 10b5-1 trading plan.

How many RSUs does the Moelis & Co (MC) director hold after these transactions?

After the September 17, 2026 transactions, the filing shows direct holdings of 1,767.55 2025 Annual RSUs, 1,640.72 2026 Annual RSUs, and 1,796.40 2026 Elective RSUs, each RSU representing the right to receive one share of Class A common stock.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Worrell Laila

(Last) (First) (Middle)

399 PARK AVE

(Street)

NEW YORK NEW YORK 10022

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Moelis & Co [ MC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/17/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
2025 Annual Restricted Stock Units	09/17/2026		A		19.09	A	(1)(2)	1,767.55	D
2026 Annual Restricted Stock Units	09/17/2026		A		17.72	A	(1)(3)	1,640.72	D
2026 Elective Restricted Stock Units	09/17/2026		A		19.4	A	(1)(4)	1,796.4	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

2. 2025 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2025. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

3. 2026 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2026. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

4. 2026 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2026. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.

	/s/ Osamu Watanabe as attorney-in-fact for Laila Worrell	09/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)