STOCK TITAN

Moelis & Co (MC) counsel granted dividend equivalent RSUs tied to prior awards

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Moelis & Co General Counsel and Secretary Osamu R. Watanabe reported awards of additional restricted stock units tied to prior equity grants. On June 18, 2026, he acquired small amounts of 2021–2025 Incentive RSUs and 2025 Special Incentive RSUs as dividend equivalents on his unvested RSUs.

Each RSU represents the right to receive either one share of Moelis & Co Class A common stock or cash equal to its fair market value upon settlement. The dividend equivalent RSUs will vest on the same schedule as the underlying unvested Incentive RSUs from the 2021–2026 grant years.

Positive

  • None.

Negative

  • None.
Insider WATANABE OSAMU R.
Role General Counsel, Secretary
Type Security Shares Price Value
Grant/Award 2021 Incentive RSUs 20.53 $0.00 --
Grant/Award 2022 Incentive RSUs 39.15 $0.00 --
Grant/Award 2023 Incentive RSUs 46.5 $0.00 --
Grant/Award 2024 Incentive RSUs 51.47 $0.00 --
Grant/Award 2025 Incentive RSUs 58.45 $0.00 --
Grant/Award 2025 Special Incentive RSUs 13.59 $0.00 --
Holdings After Transaction: 2021 Incentive RSUs — 2,142.72 shares (Direct, null); 2022 Incentive RSUs — 4,085.74 shares (Direct, null); 2023 Incentive RSUs — 4,852.62 shares (Direct, null); 2024 Incentive RSUs — 5,370.89 shares (Direct, null); 2025 Incentive RSUs — 6,099.46 shares (Direct, null); 2025 Special Incentive RSUs — 1,417.86 shares (Direct, null)
Footnotes (1)
  1. Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share. Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 12, 2026 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs. Special Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 12, 2026 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
2025 Special Incentive RSUs granted 13.5900 RSUs Award dated June 18, 2026
2025 Incentive RSUs granted 58.4500 RSUs Dividend equivalent RSUs
2024 Incentive RSUs granted 51.4700 RSUs Dividend equivalent RSUs
2023 Incentive RSUs granted 46.5000 RSUs Dividend equivalent RSUs
2022 Incentive RSUs granted 39.1500 RSUs Dividend equivalent RSUs
2021 Incentive RSUs granted 20.5300 RSUs Dividend equivalent RSUs
Holdings after 2025 Incentive RSU grant 6099.4600 RSUs Total following 58.4500-unit award
Holdings after 2022 Incentive RSU grant 4085.7400 RSUs Total following 39.1500-unit award
Restricted Stock Unit (RSU) financial
"Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either..."
A restricted stock unit (RSU) is a promise from a company to give an employee company shares (or cash equal to their value) at a future date if certain conditions are met, such as staying with the company or hitting performance targets. For investors, RSUs matter because when they convert into actual shares they increase the number of shares available and can create selling pressure as employees cash out—think of them as a future paycheck paid in company stock.
dividend equivalents financial
"Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs..."
Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.
Class A common stock financial
"a share of Class A common stock or an amount of cash equal to the fair market value..."
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
Incentive RSUs financial
"Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs..."
Special Incentive RSUs financial
"Special Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs..."
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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
WATANABE OSAMU R.

(Last)(First)(Middle)
C/O MOELIS & COMPANY
399 PARK AVE, 5TH FLOOR

(Street)
NEW YORK NEW YORK 10022

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
Moelis & Co [ MC ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
General Counsel, Secretary
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/18/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
2021 Incentive RSUs$0(1)06/18/2026A20.53 (2) (2)Class A Common Stock20.53$02,142.72D
2022 Incentive RSUs$0(1)06/18/2026A39.15 (3) (3)Class A Common Stock39.15$04,085.74D
2023 Incentive RSUs$0(1)06/18/2026A46.5 (4) (4)Class A Common Stock46.5$04,852.62D
2024 Incentive RSUs$0(1)06/18/2026A51.47 (5) (5)Class A Common Stock51.47$05,370.89D
2025 Incentive RSUs$0(1)06/18/2026A58.45 (6) (6)Class A Common Stock58.45$06,099.46D
2025 Special Incentive RSUs$0(1)06/18/2026A13.59 (7) (7)Class A Common Stock13.59$01,417.86D
Explanation of Responses:
1. Each Restricted Stock Unit (RSU) represents the right to receive upon settlement either, at Moelis & Company's option, a share of Class A common stock or an amount of cash equal to the fair market value of such share.
2. Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 17, 2022 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
3. Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 16, 2023 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
4. Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 15, 2024 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
5. Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 13, 2025 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
6. Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 12, 2026 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
7. Special Incentive RSUs were issued as dividend equivalents on holder's unvested underlying Incentive RSUs issued on February 12, 2026 (and dividend equivalents subsequently issued thereon). The dividend equivalent Incentive RSUs will vest concurrently with the vesting of the unvested underlying Incentive RSUs.
/s/ Osamu Watanabe06/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transactions did Moelis & Co (MC) report in this Form 4?

The filing shows Osamu R. Watanabe received several small grants of restricted stock units as dividend equivalents on existing unvested Incentive RSUs, all dated June 18, 2026, rather than buying or selling Moelis & Co shares in the open market.

Who is the insider involved in this Moelis & Co (MC) Form 4 filing?

The reporting person is Osamu R. Watanabe, who serves as General Counsel and Secretary of Moelis & Co. The transactions reflect equity-based compensation grants in the form of additional restricted stock units linked to his existing unvested awards.

What types of securities were granted to the Moelis & Co (MC) insider?

The insider received 2021–2025 Incentive RSUs and 2025 Special Incentive RSUs. Each Restricted Stock Unit represents the right to receive either one share of Class A common stock or cash equal to that share’s fair market value when the units settle in the future.

How many restricted stock units were granted in the largest Moelis & Co (MC) award?

The largest single grant was 58.450 Incentive RSUs tied to 2025 Incentive RSUs. Other awards ranged from 13.590 Special Incentive RSUs to 51.470, 46.500, 39.150, and 20.530 Incentive RSUs, all issued as dividend equivalents on unvested underlying RSUs.

Do the Moelis & Co (MC) RSU awards give immediate shares to the insider?

No, the awards are Restricted Stock Units. According to the disclosure, each RSU will convert upon settlement into either a share of Class A common stock or a cash amount equal to the share’s fair market value, subject to the original vesting schedule.

How do the Moelis & Co (MC) dividend equivalent RSUs vest for the insider?

The dividend equivalent Incentive RSUs will vest concurrently with the unvested underlying Incentive RSUs. These underlying RSUs were originally granted in February of 2022, 2023, 2024, 2025, and 2026, and the dividend equivalents follow the same vesting timetable.