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MOELIS & COMPANY Form 4 Filings

MC NYSE

Every Form 4 that MOELIS & COMPANY (MC) has filed with the SEC in the last 12 months is listed below, newest first, and each one links through to the document itself with the summary and the scores our analysis gives it.

A Form 4 covers the transactions officers, directors and large holders report, so if you follow MC and want that one kind of document rather than the whole filing history, this is the page to keep. The company's other filings, of every form, are on the full MC filings page.

Rhea-AI Summary

Moelis & Company director Thorold Barker reported an acquisition of restricted stock units tied to the firm’s Class A common stock. The filing shows a grant of 2025 Annual Restricted Stock Units, which were issued as dividend equivalents on Barker’s existing Annual RSUs that were originally granted on July 14, 2025. Each RSU represents the right to receive one share of Class A common stock.

The dividend equivalent RSUs will vest at the same time and on the same schedule as the underlying Annual RSUs. Following this transaction, Barker is reported to beneficially own 1,630.18 shares of Moelis & Company Class A common stock directly, indicating his ongoing equity alignment with the company as a board member.

Rhea-AI Summary

Moelis & Company executive Eric Cantor, a director and Vice Chairman/Managing Director, reported routine equity compensation activity in Class A common stock. On 12/05/2025, 668.41 shares were acquired following the exercise of restricted stock units and then an equal number of shares was disposed of at $66.45 per share, leaving 218,805 Class A shares held directly.

Related derivative entries show multiple grants of incentive and long-term incentive restricted stock units on 12/04/2025, all with a conversion price of $0, representing stock-based awards. The explanations state these RSUs were largely issued as dividend equivalents on previously granted unvested RSUs and will vest in line with those underlying awards. Certain RSUs and shares were settled or used specifically to satisfy tax obligations under the company’s retirement eligibility and tax policies.

Rhea-AI Summary

Moelis & Company reported director equity awards tied to prior grants. Director Louise Mirrer filed a Form 4 for Restricted Stock Units (RSUs) in Moelis & Co Class A Common Stock as of 12/04/2025.

The filing shows several lines of 2024 and 2025 Annual RSUs that were acquired as dividend equivalents on her existing Annual RSU awards from September 2024, May 2025, and July 2025. Each RSU represents the right to receive one share of Class A Common Stock, and the dividend-equivalent RSUs will vest on the same schedule as the underlying Annual RSUs.

The form is filed for one reporting person, in her capacity as a director, and is signed by an attorney-in-fact on her behalf.

Rhea-AI Summary

Moelis & Company reported an insider equity transaction for Principal Accounting Officer Nick Riehl. On 12/04/2025, Riehl received additional restricted stock units (RSUs) linked to the company’s Class A common stock, including 9.58, 2.41, and 3.21 RSUs tied to Class A shares at an exercise price of $0.

Each RSU represents the right to receive either a share of Class A common stock or cash equal to its fair market value upon settlement. The new RSUs were issued as dividend equivalents on unvested incentive and long-term incentive RSUs that were originally granted on February 15, 2024 and February 13, 2025. These dividend equivalent RSUs will vest at the same time as the related unvested underlying RSUs.

Rhea-AI Summary

Moelis & Company (MC) insider transaction: Executive Chairman and Director Kenneth Moelis reported an automatic conversion on 10/30/2025, resulting in the acquisition of 73 shares of Class A common stock (code M).

Following this transaction, he beneficially owns 209,310 shares of Class A common stock. The filing also shows 4,191,326 derivative securities (Class B common stock) beneficially owned after the reported transaction. Footnotes indicate the conversion occurred pursuant to the company’s charter when certain Group Units were exchanged by selling stockholders.