Moelis & Company (NYSE: MC) director discloses 2025 dividend-equivalent RSUs

Rhea-AI Filing Summary

Moelis & Company director Thorold Barker reported an acquisition of restricted stock units tied to the firm’s Class A common stock. The filing shows a grant of 2025 Annual Restricted Stock Units, which were issued as dividend equivalents on Barker’s existing Annual RSUs that were originally granted on July 14, 2025. Each RSU represents the right to receive one share of Class A common stock.

The dividend equivalent RSUs will vest at the same time and on the same schedule as the underlying Annual RSUs. Following this transaction, Barker is reported to beneficially own 1,630.18 shares of Moelis & Company Class A common stock directly, indicating his ongoing equity alignment with the company as a board member.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Barker Thorold

(Last) (First) (Middle)

399 PARK AVE

(Street)

NEW YORK NY 10022

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Moelis & Co [ MC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
12/04/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
2025 Annual Restricted Stock Units	12/04/2025		A		15.79	A	(1)(2)	1,630.18	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

2. 2025 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 14, 2025. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

	/s/ Osamu Watanabe as attorney-in-fact for Thorold Barker	12/05/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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FAQ

What did Moelis & Company (MC) disclose in this Form 4 filing?

The filing reports that director Thorold Barker acquired 2025 Annual Restricted Stock Units (RSUs) in Moelis & Company Class A common stock as a dividend equivalent grant tied to his existing Annual RSUs.

How many Moelis & Company shares does Thorold Barker now beneficially own?

After the reported transaction, Thorold Barker beneficially owns 1,630.18 shares of Moelis & Company Class A common stock in direct ownership.

What does each Moelis & Company 2025 Annual RSU represent?

Each Restricted Stock Unit (RSU) represents the right to receive one share of Moelis & Company Class A common stock upon vesting.

Why were the 2025 Annual RSUs granted to the Moelis & Company director?

The 2025 Annual RSUs were issued as dividend equivalents on Barker’s underlying Annual RSUs that were originally granted on July 14, 2025, effectively compensating him for dividends paid on those awards.

When will the 2025 Annual dividend equivalent RSUs for Moelis & Company vest?

The dividend equivalent 2025 Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs granted on July 14, 2025.

What is Thorold Barker’s relationship to Moelis & Company in this filing?

In this filing, Thorold Barker is identified as a Director of Moelis & Company, and the Form 4 is filed by one reporting person.