Moelis & Company (NYSE: MC) reports director dividend-equivalent RSU awards

Rhea-AI Filing Summary

Moelis & Company director Kenneth Shropshire reported new stock-based awards in a Form 4 dated December 4, 2025. The filing shows automatic grants of restricted stock units (RSUs) issued as dividend equivalents on his existing Moelis equity awards.

He received 20.81 2024 Annual RSUs, 17.37 2025 Annual RSUs, and 1.54 2025 Elective RSUs, each representing the right to receive one share of Class A common stock. These dividend-equivalent RSUs will vest at the same time as the underlying RSUs to which they relate. Following these grants, he directly beneficially owns 2,148.72 2024 Annual RSUs, 1,793.09 2025 Annual RSUs, and 158.84 2025 Elective RSUs.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Shropshire Kenneth

(Last) (First) (Middle)

399 PARK AVE

(Street)

NEW YORK NY 10022

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
Moelis & Co [ MC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
12/04/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
2024 Annual Restricted Stock Units	12/04/2025		A		20.81	A	(1)(2)	2,148.72	D
2025 Annual Restricted Stock Units	12/04/2025		A		17.37	A	(1)(3)	1,793.09	D
2025 Elective Restricted Stock Units	12/04/2025		A		1.54	A	(1)(4)	158.84	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

2. 2024 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2024. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

3. 2025 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 1, 2025. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.

4. 2025 Elective RSUs were issued as dividend equivalents on holder's underlying Elective RSUs issued on July 1, 2025. The dividend equivalent Elective RSUs will vest concurrently with the vesting of the underlying Elective RSUs.

	/s/ Osamu Watanabe as attorney-in-fact for Kenneth Shropshire	12/05/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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FAQ

What did Moelis & Company (MC) report in this Form 4 filing?

The Form 4 reports that director Kenneth Shropshire received additional restricted stock units (RSUs) in the form of dividend equivalents tied to his existing Moelis equity awards on December 4, 2025.

How many dividend-equivalent RSUs were granted to the Moelis (MC) director?

The director received 20.81 2024 Annual RSUs, 17.37 2025 Annual RSUs, and 1.54 2025 Elective RSUs, each RSU representing the right to receive one share of Moelis Class A common stock.

How many Moelis & Company RSUs does the director own after these transactions?

After the reported grants, the director beneficially owns 2,148.72 2024 Annual RSUs, 1,793.09 2025 Annual RSUs, and 158.84 2025 Elective RSUs, all held directly.

What is a restricted stock unit (RSU) in the context of Moelis & Company (MC)?

Each Moelis Restricted Stock Unit (RSU) reported here represents the right to receive one share of Class A common stock upon vesting, as described in the filing.

When will the new Moelis (MC) dividend-equivalent RSUs vest?

The 2024 Annual, 2025 Annual, and 2025 Elective dividend-equivalent RSUs will vest concurrently with the vesting of the underlying RSUs originally granted on July 1, 2024 and July 1, 2025, respectively.

Does this Moelis & Company Form 4 show insider selling or buying on the market?

The reported transactions are awards of dividend-equivalent RSUs classified as acquisitions of securities; the content does not show any open-market sales or purchases.