Moelis & Co (MC) director Barker Thorold receives 1,545 RSUs in stock-based award

Rhea-AI Filing Summary

Barker Thorold reported acquisition or exercise transactions in this Form 4 filing.

Moelis & Co director Barker Thorold received an equity compensation grant of 1,545 2026 Annual Restricted Stock Units. Each RSU represents the right to receive one share of Class A common stock. The RSUs vested on July 1, 2026, with settlement to occur within 60 days following July 1, 2028.

The grant was made to a non-employee director based on a reference price of $64.68 per share, calculated as the average closing price of the Class A common stock on the NYSE over the five trading days ended June 30, 2026. Following this grant, Thorold holds 1,545 shares/units directly.

Insights

Equity compensation analyst

Routine director RSU grant, compensation-related with no open-market buying or selling.

Barker Thorold, a non-employee director of Moelis & Co, received 1,545 Restricted Stock Units as an equity award. The RSUs are tied one-for-one to Class A common shares and are granted at a reference price of $64.68 per share.

The RSUs vested on July 1, 2026, but settlement into shares will occur within 60 days after July 1, 2028, so economic ownership fully materializes later. This is a standard, non-cash compensation event with no open-market transactions and would typically be viewed as routine for board compensation.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Barker Thorold

Role null

Type	Security	Shares	Price	Value
Grant/Award	2026 Annual Restricted Stock Units	1,545	$0.00	--

Holdings After Transaction: 2026 Annual Restricted Stock Units — 1,545 shares (Direct, null)

Footnotes (1)

1. Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock. The 2026 Annual Restricted Stock Units vested on July 1, 2026 and settlement is within 60 days following July 1, 2028. Restricted Stock Units granted to Non-Employee Director based on $64.68 per share of Class A Common Stock, which was the average closing price of the Company's Class A common stock on the NYSE for the five trading days ended on June 30, 2026.

Key Figures

RSUs granted: 1,545 units Reference share price: $64.68 per share Total holdings after grant: 1,545 shares/units +2 more

5 metrics

RSUs granted 1,545 units 2026 Annual Restricted Stock Units granted to non-employee director

Reference share price $64.68 per share Average closing price over five trading days ended June 30, 2026

Total holdings after grant 1,545 shares/units Direct holdings following the reported RSU award

Vesting date July 1, 2026 2026 Annual Restricted Stock Units vested on this date

Settlement window Within 60 days after July 1, 2028 Timing for RSUs to settle into Class A common shares

Key Terms

Restricted Stock Unit, Non-Employee Director, Class A Common Stock, Form 4

4 terms

Restricted Stock Unit financial

"Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock."

A restricted stock unit is a promise from a company to give an employee shares of stock after certain conditions are met, like staying with the company for a set amount of time. It’s like earning a bonus that turns into company stock once you’ve proven your commitment, making it a way to motivate and reward employees.

Non-Employee Director financial

"Restricted Stock Units granted to Non-Employee Director based on $64.68 per share of Class A Common Stock"

Class A Common Stock financial

"Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock."

Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.

Form 4 regulatory

"INSIDER FILING DATA (Form 4):"

Form 4 is a official document that company insiders, such as executives or major shareholders, file with regulators whenever they buy or sell company shares. It provides transparency about how those with inside knowledge are trading, helping investors see if insiders are confident in the company's prospects or may be selling for personal reasons. This information can influence investor decisions by revealing insiders' perspectives on the company's value.

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Available on EDGAR 07/06/2026 - 05:04 PM Accepted by SEC EDGAR 07/06/2026 - 05:03 PM Learn about SEC filing dates

FAQ

What did Barker Thorold report in this Moelis & Co (MC) Form 4 filing?

Barker Thorold reported receiving 1,545 2026 Annual Restricted Stock Units as an equity award. Each RSU corresponds to one share of Moelis & Co Class A common stock, providing stock-based compensation rather than a cash salary component for his board service.

Is Barker Thorold buying or selling Moelis & Co (MC) shares in this Form 4?

This Form 4 does not show any open-market buying or selling. It reports a grant of 1,545 Restricted Stock Units as compensation to a non-employee director, classified as an acquisition through grant rather than a purchase or sale of existing Moelis & Co shares.

How many Moelis & Co RSUs did Barker Thorold receive and at what reference price?

Barker Thorold received 1,545 2026 Annual Restricted Stock Units. The RSUs were granted based on a reference price of $64.68 per share, calculated as the average closing price of Moelis & Co Class A common stock over the five trading days ended June 30, 2026.

When do Barker Thorold’s 2026 Annual Restricted Stock Units vest and settle?

The 2026 Annual Restricted Stock Units vested on July 1, 2026. Settlement into Moelis & Co Class A common shares is scheduled to occur within 60 days following July 1, 2028, creating a delayed share delivery relative to the vesting date.

How many Moelis & Co shares or units does Barker Thorold hold after this Form 4 transaction?

After the reported grant, Barker Thorold holds 1,545 shares or equivalent Restricted Stock Units directly. This reflects his position following the equity award and shows his equity-based stake associated with service as a non-employee director of Moelis & Co.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Barker Thorold

(Last) (First) (Middle)

399 PARK AVE

(Street)

NEW YORK NEW YORK 10022

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Moelis & Co [ MC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
2026 Annual Restricted Stock Units(1)	07/01/2026(2)		A		1,545	A	(1)(3)	1,545	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

2. The 2026 Annual Restricted Stock Units vested on July 1, 2026 and settlement is within 60 days following July 1, 2028.

3. Restricted Stock Units granted to Non-Employee Director based on $64.68 per share of Class A Common Stock, which was the average closing price of the Company's Class A common stock on the NYSE for the five trading days ended on June 30, 2026.

	/s/ Osamu Watanabe as attorney-in-fact for Thorold Barker	07/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)