Do Kenneth Shropshire’s reported Moelis & Co (MC) transactions indicate share purchases or sales?

No, the transactions reflect equity awards classified as acquisitions due to grants, not purchases or sales in the open market. They are compensation-related restricted stock units awarded to a non-employee director, with specified vesting and settlement schedules for future share delivery.

Moelis & Co (MC) director granted 1,900 restricted stock units in 2026 awards

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Shropshire Kenneth reported acquisition or exercise transactions in this Form 4 filing.

Moelis & Co director Kenneth Shropshire reported equity awards in the form of restricted stock units, not open-market trades. On July 1, 2026, he received 1,700 "2026 Annual Restricted Stock Units" and 200 "2026 Elective Restricted Stock Units," each representing one share of Class A common stock.

The RSUs were granted based on an average share price of $64.68 over the five trading days ended June 30, 2026. The 2026 Annual RSUs vested on July 1, 2026 and are scheduled to settle within 60 days after July 1, 2028. The 2026 Elective RSUs vest in equal quarters through July 1, 2027, with settlement within 60 days after each vesting date, reflecting routine non-employee director compensation.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Shropshire Kenneth

Role null

Type	Security	Shares	Price	Value
Grant/Award	2026 Annual Restricted Stock Units	1,700	$0.00	--
Grant/Award	2026 Elective Restricted Stock Units	200	$0.00	--

Holdings After Transaction: 2026 Annual Restricted Stock Units — 1,700 shares (Direct, null); 2026 Elective Restricted Stock Units — 200 shares (Direct, null)

Footnotes (1)

Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock. The 2026 Annual Restricted Stock Units vested on July 1, 2026 and settlement is within 60 days following July 1, 2028. Restricted Stock Units granted to Non-Employee Director based on $64.68 per share of Class A Common Stock, which was the average closing price of the Company's Class A common stock on the NYSE for the five trading days ended on June 30, 2026. The 2026 Elective Restricted Stock Units vest in equal fourths at the beginning of each quarter, ending on July 1, 2027 and settlement is within 60 days following the applicable vesting date.

Key Figures

2026 Annual RSUs granted: 1,700 units 2026 Elective RSUs granted: 200 units Grant reference price: $64.68 per share +3 more

6 metrics

2026 Annual RSUs granted 1,700 units Non-derivative equity award to director on July 1, 2026

2026 Elective RSUs granted 200 units Non-derivative equity award to director on July 1, 2026

Grant reference price $64.68 per share Average closing price over five trading days ended June 30, 2026

Annual RSUs vesting date July 1, 2026 2026 Annual RSUs fully vested on this date

Annual RSUs settlement window Within 60 days after July 1, 2028 Timing of share delivery for 2026 Annual RSUs

Elective RSUs vesting schedule end July 1, 2027 Elective RSUs vest in equal fourths through this date

Key Terms

Restricted Stock Unit (RSU), Non-Employee Director, settlement, vesting

4 terms

Restricted Stock Unit (RSU) financial

"Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock."

A restricted stock unit (RSU) is a promise from a company to give an employee company shares (or cash equal to their value) at a future date if certain conditions are met, such as staying with the company or hitting performance targets. For investors, RSUs matter because when they convert into actual shares they increase the number of shares available and can create selling pressure as employees cash out—think of them as a future paycheck paid in company stock.

Non-Employee Director financial

"Restricted Stock Units granted to Non-Employee Director based on $64.68 per share of Class A Common Stock"

settlement financial

"settlement is within 60 days following July 1, 2028."

Settlement is the process of completing a financial transaction, like buying or selling a stock, by transferring money and ownership between parties. It ensures that both the buyer gets the asset and the seller gets paid, making the deal official. Without settlement, the transaction wouldn't be finalized or legally recognized.

vesting financial

"The 2026 Elective Restricted Stock Units vest in equal fourths at the beginning of each quarter"

Vesting is the process by which you earn full ownership of something, like company stock or a retirement benefit, over time. It’s like earning the right to keep a gift piece by piece the longer you stay with a company, making sure employees stay committed before they receive all the benefits.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/06/2026 - 05:03 PM Accepted by SEC EDGAR 07/06/2026 - 05:03 PM

FAQ

What insider transactions did Moelis & Co (MC) director Kenneth Shropshire report?

Kenneth Shropshire reported receiving restricted stock units, not buying or selling shares on the market. He was granted 1,700 2026 Annual Restricted Stock Units and 200 2026 Elective Restricted Stock Units as equity compensation tied to Moelis & Co Class A common stock.

How many Moelis & Co (MC) restricted stock units were granted to Kenneth Shropshire?

He received 1,700 2026 Annual Restricted Stock Units and 200 2026 Elective Restricted Stock Units. Each RSU represents the right to receive one share of Moelis & Co Class A common stock, providing equity-based compensation rather than immediate cash or open-market share purchases.

At what reference price were Kenneth Shropshire’s Moelis & Co (MC) RSUs granted?

The restricted stock units were granted based on a reference price of $64.68 per share. This price reflects the average closing price of Moelis & Co Class A common stock on the NYSE for the five trading days that ended on June 30, 2026.

When do Kenneth Shropshire’s 2026 Annual RSUs in Moelis & Co (MC) vest and settle?

The 2026 Annual Restricted Stock Units vested on July 1, 2026. Settlement, meaning delivery of the underlying Class A shares, is scheduled to occur within 60 days following July 1, 2028, creating a two-year deferral between vesting and share settlement.

What is the vesting schedule for the 2026 Elective RSUs at Moelis & Co (MC)?

The 2026 Elective Restricted Stock Units vest in four equal installments at the beginning of each quarter through July 1, 2027. Settlement of each vested portion occurs within 60 days after the applicable vesting date, spreading delivery of shares over several quarters.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Shropshire Kenneth

(Last)

(First)

(Middle)

399 PARK AVE

(Street)

NEW YORK

10022

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Moelis & Co [ MC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
2026 Annual Restricted Stock Units⁽¹⁾	07/01/2026⁽²⁾		A		1,700	A	⁽¹⁾⁽³⁾	1,700	D
2026 Elective Restricted Stock Units⁽¹⁾	07/01/2026⁽⁴⁾		A		200	A	⁽¹⁾⁽³⁾	200	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.

2. The 2026 Annual Restricted Stock Units vested on July 1, 2026 and settlement is within 60 days following July 1, 2028.

3. Restricted Stock Units granted to Non-Employee Director based on $64.68 per share of Class A Common Stock, which was the average closing price of the Company's Class A common stock on the NYSE for the five trading days ended on June 30, 2026.

4. The 2026 Elective Restricted Stock Units vest in equal fourths at the beginning of each quarter, ending on July 1, 2027 and settlement is within 60 days following the applicable vesting date.

	/s/ Osamu Watanabe as attorney-in-fact for Kenneth Shropshire	07/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR