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Moelis & Co (MC) director receives 2025 dividend-equivalent RSU grant

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Barker Thorold reported acquisition or exercise transactions in this Form 4 filing.

Moelis & Co director Barker Thorold received a grant of 15.9600 2025 Annual Restricted Stock Units as equity compensation. Each RSU represents the right to receive one share of Class A Common Stock. These RSUs were issued as dividend equivalents on underlying Annual RSUs issued on July 14, 2025 and will vest at the same time as that underlying award.

After this grant, Thorold’s direct holdings reported in this filing total 1665.2500 shares/units of Moelis & Co Class A equity. The transaction reflects a stock-based award rather than an open-market purchase or sale.

Positive

  • None.

Negative

  • None.
Insider Barker Thorold
Role null
Type Security Shares Price Value
Grant/Award 2025 Annual Restricted Stock Units 15.96 $0.00 --
Holdings After Transaction: 2025 Annual Restricted Stock Units — 1,665.25 shares (Direct, null)
Footnotes (1)
  1. Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock. 2025 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 14, 2025. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.
RSUs granted 15.9600 units 2025 Annual Restricted Stock Units granted as dividend equivalents
Transaction price per share 0.0000 RSU grant is a compensation award, not a purchase
Holdings after transaction 1665.2500 shares/units Total direct Class A equity position after RSU grant
Restricted Stock Unit (RSU) financial
"Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock."
A restricted stock unit (RSU) is a promise from a company to give an employee company shares (or cash equal to their value) at a future date if certain conditions are met, such as staying with the company or hitting performance targets. For investors, RSUs matter because when they convert into actual shares they increase the number of shares available and can create selling pressure as employees cash out—think of them as a future paycheck paid in company stock.
dividend equivalents financial
"2025 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 14, 2025."
Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.
Class A Common Stock financial
"Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock."
Class A common stock is a category of a company’s shares that carries a specific set of ownership rights—most commonly defined voting power and claims on dividends—set out in the company’s charter. For investors it matters because the class determines how much influence you have over corporate decisions, the share’s likely dividend and trading behavior, and how it compares in value to other share classes, like choosing a particular seat with different privileges at the company’s decision-making table.
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Barker Thorold
(Last)(First)(Middle)
399 PARK AVE
(Street)
NEW YORK NEW YORK 10022
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
Moelis & Co [ MC ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
06/18/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
2025 Annual Restricted Stock Units06/18/2026A15.96A(1)(2)1,665.25D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. Each Restricted Stock Unit (RSU) represents the right to receive one share of Class A Common Stock.
2. 2025 Annual RSUs were issued as dividend equivalents on holder's underlying Annual RSUs issued on July 14, 2025. The dividend equivalent Annual RSUs will vest concurrently with the vesting of the underlying Annual RSUs.
/s/ Osamu Watanabe as attorney-in-fact for Thorold Barker06/23/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Moelis & Co (MC) director Barker Thorold report on this Form 4?

Barker Thorold reported receiving 15.9600 2025 Annual Restricted Stock Units as equity compensation. These RSUs were granted as dividend equivalents on existing Annual RSUs and increase his reported direct holdings to 1665.2500 shares or units of Moelis & Co Class A equity.

Is Barker Thorold buying or selling Moelis & Co (MC) stock in this filing?

This filing shows an acquisition through a grant, not a market buy or sale. Thorold received 15.9600 Restricted Stock Units as compensation, with no cash price per share, rather than trading existing Moelis & Co Class A Common Stock on the open market.

How many Moelis & Co (MC) shares or units does Barker Thorold hold after this RSU grant?

Following the reported grant, Barker Thorold’s direct holdings total 1665.2500 shares or units. This figure includes the newly granted 15.9600 2025 Annual Restricted Stock Units that each entitle the holder to receive one share of Moelis & Co Class A Common Stock upon vesting.

What are the terms of the 2025 Annual RSUs granted to Barker Thorold at Moelis & Co (MC)?

Each 2025 Annual RSU represents the right to receive one share of Class A Common Stock. The 15.9600 RSUs were issued as dividend equivalents on underlying Annual RSUs dated July 14, 2025 and will vest concurrently with that underlying Annual RSU award, according to the filing footnotes.

Does the 2025 Annual RSU grant to Barker Thorold at Moelis & Co (MC) involve a purchase price?

The RSU grant carries no purchase price; it is compensation. The transaction price per share is reported as 0.0000, reflecting that the 15.9600 Restricted Stock Units are awarded rather than bought, and each unit converts into one Class A Common share upon vesting.