Form 4: RAICH JEFFREY reports acquisition/exercise transactions in MC

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

RAICH JEFFREY reported acquisition or exercise transactions in a Form 4 filing for MC. The filing lists transactions totaling 48,456 shares. Following the reported transactions, holdings were 35,705 shares.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider RAICH JEFFREY

Role Executive Vice Chairman, MD

Type	Security	Shares	Price	Value
Grant/Award	2024 Vested LP Units of MCGEH (Granted February 13, 2025)	35,705	$0.00	--
Grant/Award	2024 LTI LP Units of MCGEH (Granted February 13, 2025)	12,751	$0.00	--

Holdings After Transaction: 2024 Vested LP Units of MCGEH (Granted February 13, 2025) — 35,705 shares (Direct); 2024 LTI LP Units of MCGEH (Granted February 13, 2025) — 12,751 shares (Direct)

Footnotes (1)

Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH. On February 13, 2025, the Reporting Person was granted a profits interest award in the form of LP Units in connection with compensation for the 2024 fiscal year (the "2024 Vested LP Units"). The 2024 Vested LP Units vest at grant and may be redeemed as follows: (a) 40% on February 23, 2027, and (b) and 20% on each of February 23, 2028, February 23, 2029 and February 23, 2030. These 2024 Vested LP units may be redeemded by the holder for shares of Class A Common Stock on a one-for-one basis beginning on the third anniversary of the grant date (February 2028) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 9, 2026, the Issuers Compensation Committee certified the achievement of the Book-Up. In addition, the 2024 Vested LP Units are subject to sale and non-compete restrictions through the fifth anniversary of the grant date. The redemption rights described herein do not expire. On February 13, 2025, the Reporting Person was granted a profits interest award in the form of Long Term Incentive LP Units in connection with compensation for the 2024 fiscal year (the "2024 LTI LP Units"). The 2024 LTI LP Units vest over three years as follows: 33% vests on each February 23, 2028, February 23, 2029 and February 23, 2030. These 2024 LTI LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LTI LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LTI LP Units (the "Book-Up"). On February 9, 2026, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2024 LTI LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire.

Form 4 Insider Transactions: What Each Field Means →

02/11/2026 - 06:41 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

RAICH JEFFREY

(Last)

(First)

(Middle)

399 PARK AVE

(Street)

NEW YORK

10022

(City)

(State)

(Zip)

2. Issuer Name and Ticker or Trading Symbol
Moelis & Co [ MC ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Executive Vice Chairman, MD

3. Date of Earliest Transaction (Month/Day/Year)
02/09/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
2024 Vested LP Units of MCGEH (Granted February 13, 2025)⁽¹⁾	⁽¹⁾	02/09/2026		A⁽²⁾		35,705		⁽²⁾	⁽²⁾	Class A Common Stock	35,705	$0.00	35,705	D
2024 LTI LP Units of MCGEH (Granted February 13, 2025)⁽¹⁾	⁽¹⁾	02/09/2026		A⁽³⁾		12,751		⁽³⁾	⁽³⁾	Class A Common Stock	12,751	$0.00	12,751	D

Explanation of Responses:

1. Limited partnership units of MCGEH may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis pursuant to the terms of the Second Amended and Restated Limited Partnership Agreement of MCGEH.

2. On February 13, 2025, the Reporting Person was granted a profits interest award in the form of LP Units in connection with compensation for the 2024 fiscal year (the "2024 Vested LP Units"). The 2024 Vested LP Units vest at grant and may be redeemed as follows: (a) 40% on February 23, 2027, and (b) and 20% on each of February 23, 2028, February 23, 2029 and February 23, 2030. These 2024 Vested LP units may be redeemded by the holder for shares of Class A Common Stock on a one-for-one basis beginning on the third anniversary of the grant date (February 2028) and a sufficient amount of profits have been allocated to the holder of the LP Units (the "Book-Up"). On February 9, 2026, the Issuers Compensation Committee certified the achievement of the Book-Up. In addition, the 2024 Vested LP Units are subject to sale and non-compete restrictions through the fifth anniversary of the grant date. The redemption rights described herein do not expire.

3. On February 13, 2025, the Reporting Person was granted a profits interest award in the form of Long Term Incentive LP Units in connection with compensation for the 2024 fiscal year (the "2024 LTI LP Units"). The 2024 LTI LP Units vest over three years as follows: 33% vests on each February 23, 2028, February 23, 2029 and February 23, 2030. These 2024 LTI LP Units may be redeemed by the holder for shares of Class A Common Stock on a one-for-one basis after the LTI LP Units become vested and a sufficient amount of profits have been allocated to the holder of the LTI LP Units (the "Book-Up"). On February 9, 2026, the Issuers Compensation Committee certified the achievement of the Book-Up. These 2024 LTI LP Units remain subject to the time-based vesting requirements described herein. The redemption rights described herein do not expire.

	/s/ Osamu Watanabe as attorney-in-fact for Jeffrey Raich	02/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Moelis & Company (MC) report for Jeffrey Raich?

Moelis & Company reported that Executive Vice Chairman Jeffrey Raich received grants of 35,705 2024 Vested LP Units and 12,751 2024 LTI LP Units in MCGEH on February 9, 2026. These derivative awards were granted at $0.00 per unit and are held directly.

How are the MCGEH LP Units reported by Moelis & Company (MC) linked to Class A common stock?

The MCGEH limited partnership units may be redeemed by the holder for Moelis Class A common stock on a one-for-one basis under MCGEH’s partnership agreement. This applies to both the 2024 Vested LP Units and the 2024 LTI LP Units once vesting and profit allocation conditions are satisfied.

What is the vesting schedule for the 2024 Vested LP Units reported by Moelis & Company (MC)?

The 2024 Vested LP Units vest at grant but may be redeemed in stages: 40% on February 23, 2027, and 20% on each of February 23, 2028, February 23, 2029, and February 23, 2030. They are also subject to sale and non-compete restrictions through the fifth anniversary of the grant date.

What is the vesting schedule for the 2024 LTI LP Units granted to Jeffrey Raich at Moelis (MC)?

The 2024 LTI LP Units vest over three years, with 33% vesting on each of February 23, 2028, February 23, 2029, and February 23, 2030. They can be redeemed for Class A common stock after vesting and once sufficient profits have been allocated to the holder.

What is the “Book-Up” condition mentioned in Moelis & Company’s (MC) Form 4 footnotes?

The Book-Up refers to allocating sufficient profits to the holder of the LP Units before redemption into Class A common stock. The compensation committee certified achievement of this Book-Up on February 9, 2026, for both the 2024 Vested LP Units and the 2024 LTI LP Units.

Do the redemption rights for the MCGEH LP Units reported by Moelis & Company (MC) expire?

The footnotes state that the redemption rights for both the 2024 Vested LP Units and the 2024 LTI LP Units do not expire. However, the units remain subject to time-based vesting, sale restrictions, and non-compete provisions described in the compensation terms.