Welcome to our dedicated page for Moelis & Co SEC filings (Ticker: MC), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page compiles Moelis & Company (NYSE: MC) SEC filings, giving investors structured access to the firm’s regulatory disclosures as a global independent investment bank in the investment banking and securities dealing industry. Filings such as Form 8-K, Form 10-K, Form 10-Q, and Form 4 provide insight into Moelis & Company’s financial performance, governance, and insider activity.
Moelis & Company uses Current Reports on Form 8-K to announce material events, including quarterly financial results and board changes. For example, the company files 8-Ks when it releases earnings for specific quarters and when its Board elects a new independent director, detailing items such as results of operations, updated investor presentations, and director compensation arrangements.
Investors can look to the firm’s annual reports on Form 10-K and quarterly reports on Form 10-Q (when available on this page) for more comprehensive information on revenues, expenses, net income, segment drivers, and risk factors. Moelis & Company also discusses its use of Adjusted (non-GAAP) metrics in conjunction with GAAP results, and its filings reference the ownership structure of Moelis & Company Group LP and related tax treatment.
In addition, Form 4 insider transaction reports, when present, can help users track purchases, sales, and equity awards involving Moelis & Company’s directors and executive officers. Proxy-related filings may further describe board composition, director independence, and compensation practices, as illustrated by the firm’s disclosure of compensation for an independent director in a Form 8-K.
Stock Titan enhances these filings with AI-powered summaries that highlight key points from lengthy documents, explain complex sections in simpler language, and surface notable items such as changes in revenues, margins, dividends, or governance. With real-time updates from EDGAR and organized access to 10-Ks, 10-Qs, 8-Ks, and Form 4s, this page helps users quickly understand what Moelis & Company is reporting to regulators and how those disclosures relate to its advisory-focused business model.
The London Company reported beneficial ownership of 3,061,978 shares of Moelis & Co Class A common stock, representing 4.14% of the class as of the event date. The firm has sole voting power over 3,061,978 shares and sole dispositive power over 2,960,540 shares, with no shared voting or dispositive power. The filing is an Amendment No. 6 to a Schedule 13G, indicating the position is held in the ordinary course of business and not for the purpose of changing or influencing control of the company.
Moelis & Company’s Chief Executive Officer and director Navid Mahmoodzadegan reported multiple equity-based compensation awards linked to limited partnership units of MCGEH on February 9, 2026. These derivative awards are structured as LP Units that may each be redeemed one-for-one for shares of Class A Common Stock under MCGEH’s partnership agreement.
The transactions include grants or award-related acquisitions of 3,416.39 2022 Performance LP Units (including dividend equivalents), 184,519 2024 Vested LP Units, 51,007 2024 Long Term Incentive LP Units, and 453,762.06 2025 Performance LP Units and related dividend equivalents. All were reported at a price of $0 per unit as compensation awards.
Vesting and redemption depend on conditions such as a “Book-Up” of profits, specified dividend-adjusted stock price hurdles for certain performance units, and multi-year service-based vesting schedules extending to dates including February 2028–2030 and September 2028–2030. The redemption rights for these LP Units and related dividend equivalents do not expire once vesting and Book-Up conditions are satisfied.
MOELIS KENNETH reported acquisition or exercise transactions in a Form 4 filing for MC. The filing lists transactions totaling 521,528 shares. Following the reported transactions, holdings were 318,796 shares.
RAICH JEFFREY reported acquisition or exercise transactions in a Form 4 filing for MC. The filing lists transactions totaling 48,456 shares. Following the reported transactions, holdings were 35,705 shares.
Moelis & Company Chief Operating Officer Katherine Pilcher Ciafone reported equity-based compensation awards tied to the firm’s operating partnership. On
The LP Units and LTI LP Units are profits interest awards granted in connection with compensation for the 2024 fiscal year and are redeemable on a one-for-one basis into Class A common stock after vesting and once a required “Book-Up” of profits is achieved. The Compensation Committee certified achievement of this Book-Up on
Moelis & Company filed a report describing new financial disclosures and investor materials. The company issued a press release with its financial results for the fourth quarter and full year ended December 31, 2025, and furnished it as an exhibit.
Moelis & Company also updated its investor presentation available in the Investor Relations section of its website, providing refreshed information for investors. Both the press release and investor presentation are being furnished, not filed, under securities law, which affects how they are treated for certain legal and liability purposes.
Moelis & Company reported an equity compensation change for its Chief Financial Officer, Christopher Callesano, in a Form 4 dated 12/04/2025. The filing shows the CFO received multiple grants of incentive restricted stock units (RSUs) as dividend equivalents on existing unvested RSUs from the company’s 2020–2024 incentive programs.
New dividend-equivalent incentive RSUs were credited on December 4, 2025, including 4.3 units tied to 2020 awards, 7.44 units tied to 2021 awards, 17.58 units tied to 2022 awards, 16.1 units tied to 2023 awards, and 16.07 units tied to 2024 awards. Following these transactions, the CFO beneficially owns 444.01, 767.8, 1,814.93, 1,662.43 and 1,658.54 derivative securities under the respective incentive RSU programs, all held directly.
Each RSU represents the right to receive either one share of Moelis Class A common stock or cash equal to its fair market value upon settlement at an exercise price of $0. The dividend-equivalent RSUs will vest at the same time as the related underlying unvested incentive RSUs from grant dates in February 2021, 2022, 2023, 2024 and 2025.
Moelis & Company reported an equity award transaction for its Chief Operating Officer, Katherine Pilcher Ciafone, on 12/04/2025. The Form 4 shows grants of incentive restricted stock units (RSUs) that were issued as dividend equivalents on her existing unvested RSUs from 2021, 2022 and 2023.
New incentive RSUs cover 14.34, 27.23 and 58.12 shares of Class A common stock, all at an exercise price of $0. Following these transactions, she beneficially owns 1,480.02, 2,811.24 and 5,999.54 derivative securities tied to Class A common stock under the respective 2020, 2021 and 2022 incentive awards. Each RSU represents the right to receive either a share of Class A common stock or cash equal to its fair market value upon settlement, and the dividend-equivalent RSUs vest at the same time as the related underlying RSUs.
Moelis & Company’s General Counsel and Secretary, Osamu Watanabe, reported awards of dividend-equivalent restricted stock units (RSUs) on 12/04/2025 in a Form 4 filing. These derivative awards carry a conversion or exercise price of $0, reflecting that they are stock-based incentives rather than options requiring a purchase price.
The RSUs were granted as Incentive RSUs tied to earlier unvested RSU awards made on February 19, 2021, February 17, 2022, February 16, 2023, February 15, 2024, and February 13, 2025. Each dividend-equivalent Incentive RSU will vest at the same time as the related underlying unvested Incentive RSUs. Upon settlement, each RSU gives the right to receive either one share of Moelis & Company Class A common stock or an equivalent cash amount, at the company’s option.
Moelis & Company director Kenneth Shropshire reported new stock-based awards in a Form 4 dated December 4, 2025. The filing shows automatic grants of restricted stock units (RSUs) issued as dividend equivalents on his existing Moelis equity awards.
He received 20.81 2024 Annual RSUs, 17.37 2025 Annual RSUs, and 1.54 2025 Elective RSUs, each representing the right to receive one share of Class A common stock. These dividend-equivalent RSUs will vest at the same time as the underlying RSUs to which they relate. Following these grants, he directly beneficially owns 2,148.72 2024 Annual RSUs, 1,793.09 2025 Annual RSUs, and 158.84 2025 Elective RSUs.