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Metropolitan Bank (MCB) director updates Form 4 to correct share totals

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4/A

Rhea-AI Filing Summary

Metropolitan Bank Holding Corp. director filed an amended Form 4 to correct previously reported share ownership. The original filing said the director held 86,740 common shares directly and 14,445 shares indirectly. The amendment clarifies the director actually owned 101,185 common shares directly and 0 shares indirectly after the reported transactions.

The directly owned amount includes restricted stock units that vest 100% on January 23, 2027. Indirect holdings previously attributed to a profit sharing plan are now shown as zero, so all reported beneficial ownership following those transactions is direct.

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
PATENT ROBERT C

(Last) (First) (Middle)
99 PARK AVENUE
12TH FLOOR

(Street)
NEW YORK NY 10016

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Metropolitan Bank Holding Corp. [ MCB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
01/22/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
01/26/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 101,185(1)(2) D
Common Stock 0(1) I By Profit Sharing Plan
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. On January 26, 2026, the Reporting Person filed a Form 4 (the "Original Form 4") which inadvertently reported that, following the transactions described therein, the Reporting Person directly owned 86,740 shares of Metropolitan Bank Holding Corp. common stock ("Common Stock") and indirectly owned 14,445 shares of Common Stock. In fact, as reported in this amendment, the Reporting Person directly owned 101,185 shares of Common Stock and indirectly owned 0 shares of Common Stock following the transactions reported on the Original Form 4.
2. Includes restricted stock units that vest 100% on January 23, 2027.
/s/ Zachary Levine, Attorney-in-Fact 01/27/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the amended Form 4 for MCB disclose?

The amended Form 4 corrects a prior ownership report. It states the Metropolitan Bank Holding Corp. director actually held 101,185 common shares directly and zero shares indirectly after the transactions, instead of 86,740 direct and 14,445 indirect shares previously reported.

How many Metropolitan Bank (MCB) shares does the director now report owning?

The director now reports beneficially owning 101,185 shares of Metropolitan Bank common stock directly. This figure replaces the earlier disclosure of 86,740 direct shares and includes restricted stock units that are scheduled to vest fully on January 23, 2027.

How did the prior MCB Form 4 misstate share ownership?

The prior Form 4 stated the director owned 86,740 shares directly and 14,445 shares indirectly. The amendment explains this was inadvertent and clarifies that, after the same transactions, the director actually held 101,185 shares directly and no indirect holdings at all.

What happened to the director’s indirect MCB holdings by profit sharing plan?

The amended disclosure shows zero shares held indirectly by a profit sharing plan after the reported transactions. Earlier, 14,445 shares were described as indirectly owned. The correction reclassifies the director’s beneficial ownership so that all reported shares are held directly instead.

Do the reported MCB holdings include restricted stock units (RSUs)?

Yes. The 101,185 directly owned Metropolitan Bank common shares include restricted stock units. These RSUs are scheduled to vest 100% on January 23, 2027, and are counted within the director’s beneficial ownership as part of the total direct position.

What is the earliest transaction date referenced in this MCB Form 4/A?

The earliest transaction date referenced is January 22, 2026. The amendment does not change those transactions but corrects the post-transaction ownership amounts, updating the director’s holdings to 101,185 directly owned shares and no indirectly owned shares.
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