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Metropolitan Bank (NYSE: MCB) EVP sells 1,250 shares under plan

Filing Impact
(Moderate)
Filing Sentiment
(Negative)
Form Type
4

Rhea-AI Filing Summary

Metropolitan Bank Holding Corp. Executive Vice President Nick Rosenberg reported selling 1,250 shares of common stock on January 21, 2026 at a weighted average price of $90.214 per share. The sale was made under a pre-arranged Rule 10b5-1 trading plan adopted on June 6, 2025.

After this transaction, Rosenberg beneficially owned 25,839 shares directly, which include restricted stock units granted in 2023, 2024, and 2025 that vest in roughly one‑third increments each year beginning March 1, 2024, March 1, 2025, and March 1, 2026, respectively. He also reported indirect holdings of 250 shares for each of two children and 20 shares for a third child.

Positive

  • None.

Negative

  • None.
Insider Rosenberg Nick
Role Executive Vice President
Sold 1,250 shs ($113K)
Type Security Shares Price Value
Sale Common Stock 1,250 $90.214 $113K
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 25,839 shares (Direct); Common Stock — 250 shares (Indirect, By Child 1)
Footnotes (1)
  1. Sale effected pursuant to a Rule 10b5-1 trading arrangement adopted by the Reporting Person on June 6, 2025. The $90.2140 price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.0450 to $90.4200, inclusive. The Reporting Person undertakes to provide to Metropolitan Bank Holding Corp., any security holder of Metropolitan Bank Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote 2. Includes restricted stock units granted on March 1, 2023 that vest at a rate of 33.3% per year commencing on March 1, 2024. Includes restricted stock units granted on March 1, 2024 that vest at a rate of 33.3% per year commencing on March 1, 2025. Includes restricted stock units granted on March 1, 2025 that vest at a rate of 33.3% per year commencing on March 1, 2026.
Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
X
 Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rosenberg Nick
(Last) (First) (Middle)
99 PARK AVENUE
12TH FLOOR
(Street)
NEW YORK NY 10016
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Metropolitan Bank Holding Corp. [ MCB ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Vice President
3. Date of Earliest Transaction (Month/Day/Year)
01/21/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 01/21/2026 S(1) 1,250 D $90.214(2) 25,839(3)(4)(5) D
Common Stock 250 I By Child 1
Common Stock 250 I By Child 2
Common Stock 20 I By Child 3
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Sale effected pursuant to a Rule 10b5-1 trading arrangement adopted by the Reporting Person on June 6, 2025.
2. The $90.2140 price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.0450 to $90.4200, inclusive. The Reporting Person undertakes to provide to Metropolitan Bank Holding Corp., any security holder of Metropolitan Bank Holding Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this Footnote 2.
3. Includes restricted stock units granted on March 1, 2023 that vest at a rate of 33.3% per year commencing on March 1, 2024.
4. Includes restricted stock units granted on March 1, 2024 that vest at a rate of 33.3% per year commencing on March 1, 2025.
5. Includes restricted stock units granted on March 1, 2025 that vest at a rate of 33.3% per year commencing on March 1, 2026.
/s/ Zachary Levine, Attorney-in-Fact 01/22/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did MCB executive Nick Rosenberg report?

Executive Vice President Nick Rosenberg reported selling 1,250 shares of Metropolitan Bank Holding Corp. common stock on January 21, 2026 at a weighted average price of $90.214 per share.

Was the MCB insider sale by Nick Rosenberg under a trading plan?

Yes. The filing states the sale was effected under a Rule 10b5-1 trading arrangement that Rosenberg adopted on June 6, 2025.

How many MCB shares does Nick Rosenberg own after the reported sale?

Following the transaction, Rosenberg beneficially owned 25,839 shares of Metropolitan Bank common stock directly, plus additional indirect holdings for three children.

What indirect Metropolitan Bank (MCB) holdings are reported for Rosenberg’s family?

The report lists indirect ownership of 250 shares by Child 1, 250 shares by Child 2, and 20 shares by Child 3 of Metropolitan Bank common stock.

How do restricted stock units factor into Nick Rosenberg’s MCB holdings?

Rosenberg’s reported direct holdings include restricted stock units granted on March 1 of 2023, 2024, and 2025, each vesting at 33.3% per year starting on March 1, 2024, March 1, 2025, and March 1, 2026, respectively.

What role does Nick Rosenberg hold at Metropolitan Bank Holding Corp. (MCB)?

Nick Rosenberg is reported as an Executive Vice President of Metropolitan Bank Holding Corp. and is an officer but not a director or 10% owner.