STOCK TITAN

MCB (MCB) EVP reports stock grant and tax share withholding in Form 4

Filing Impact
(Moderate)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Metropolitan Bank Holding Corp. Executive Vice President Nick Rosenberg reported equity compensation and related tax withholding in common stock. He acquired 4,241 shares through a grant or award on March 2, 2026 at a stated price of $0.0000 per share, lifting his direct holdings to 30,080 shares.

On the same date, 5,628 shares were disposed of at $84.1500 per share to satisfy tax withholding obligations upon delivery of previously granted shares, leaving 24,452 directly held shares. Footnotes note multiple restricted stock unit grants that vest 33.3% per year starting on specified March vesting dates. Indirect holdings also include 250, 250 and 20 shares held for three children.

Positive

  • None.

Negative

  • None.
Insider Rosenberg Nick
Role Executive Vice President
Type Security Shares Price Value
Grant/Award Common Stock 4,241 $0.00 --
Tax Withholding Common Stock 5,628 $84.15 $474K
holding Common Stock -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 30,080 shares (Direct); Common Stock — 250 shares (Indirect, By Child 1)
Footnotes (1)
  1. Restricted stock units granted on March 2, 2026 that vest at a rate of 33.3% per year commencing on March 2, 2027. Includes restricted stock units granted on March 1, 2024 that vest at a rate of 33.3% per year commencing on March 1, 2025. Includes restricted stock units granted on March 1, 2025 that vest at a rate of 33.3% per year commencing on March 1, 2026. Upon delivery to the Reporting Person of certain shares of common stock that were previously disclosed as having been granted, 5,628 shares were withheld by Metropolitan Bank Holding Corp. in respect of tax withholding obligations. Includes restricted stock units granted on March 2, 2026 that vest at a rate of 33.3% per year commencing on March 2, 2027.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Rosenberg Nick

(Last) (First) (Middle)
99 PARK AVENUE
12TH FLOOR

(Street)
NEW YORK NY 10016

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Metropolitan Bank Holding Corp. [ MCB ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Vice President
3. Date of Earliest Transaction (Month/Day/Year)
03/02/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/02/2026 A 4,241(1) A $0 30,080(2)(3) D
Common Stock 03/02/2026 F 5,628(4) D $84.15 24,452(2)(3)(5) D
Common Stock 250 I By Child 1
Common Stock 250 I By Child 2
Common Stock 20 I By Child 3
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Restricted stock units granted on March 2, 2026 that vest at a rate of 33.3% per year commencing on March 2, 2027.
2. Includes restricted stock units granted on March 1, 2024 that vest at a rate of 33.3% per year commencing on March 1, 2025.
3. Includes restricted stock units granted on March 1, 2025 that vest at a rate of 33.3% per year commencing on March 1, 2026.
4. Upon delivery to the Reporting Person of certain shares of common stock that were previously disclosed as having been granted, 5,628 shares were withheld by Metropolitan Bank Holding Corp. in respect of tax withholding obligations.
5. Includes restricted stock units granted on March 2, 2026 that vest at a rate of 33.3% per year commencing on March 2, 2027.
/s/ Zachary Levine, Attorney-in-Fact 03/04/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transactions did MCB executive Nick Rosenberg report on March 2, 2026?

Nick Rosenberg reported a grant of 4,241 shares of Metropolitan Bank Holding Corp. common stock and a related disposition of 5,628 shares for tax withholding. These transactions adjusted his direct and indirect equity positions without indicating an open-market purchase or sale.

Was the MCB insider transaction by Nick Rosenberg a stock grant or a purchase?

The primary transaction was a stock grant, not a market purchase. Rosenberg acquired 4,241 common shares at a stated price of $0.0000 per share as a grant or award, reflecting equity compensation rather than buying shares in the open market.

Why were 5,628 MCB shares disposed of in Nick Rosenberg’s Form 4 filing?

The 5,628 Metropolitan Bank Holding Corp. shares were withheld to cover tax obligations. Footnotes explain the shares were retained by the company in respect of tax withholding when previously granted common stock was delivered to Rosenberg, rather than being sold on the market.

How many Metropolitan Bank Holding Corp. shares does Nick Rosenberg hold directly after these transactions?

After the reported transactions, Rosenberg directly holds 24,452 shares of Metropolitan Bank Holding Corp. common stock. A separate entry also reflects 30,080 shares following the grant, with the subsequent tax-withholding disposition reducing his direct position to the lower figure.

What are the key vesting terms of Nick Rosenberg’s MCB restricted stock units?

Rosenberg’s restricted stock units vest in equal installments of 33.3% per year. Grants dated March 1, 2024, March 1, 2025, and March 2, 2026 each vest annually, beginning on March 1, 2025, March 1, 2026, and March 2, 2027 respectively, according to the footnotes.

Does Nick Rosenberg report any indirect ownership of MCB shares for family members?

Yes. The Form 4 lists indirect ownership of Metropolitan Bank Holding Corp. shares for three children. Reported holdings total 250 shares for Child 1, 250 shares for Child 2, and 20 shares for Child 3, each classified as indirectly owned common stock.