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Barings Corporate Investors: Emery acquires plan interests

The reported plan interest has no actual securities underlying it and is exercisable only upon a qualifying plan event.

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Form Type
4

Rhea-AI Filing Summary

Barings Corporate Investors (MCI) President Christina Emery reported acquiring 41.1522 derivative interests in the Barings Non-Qualified Thrift Plan on October 15, 2026, at a reported price of $18.2600 per share. Her reported plan position after the transaction was 7,375.6883 interests. The plan interest is entirely notional and has no actual securities underlying it; it is exercisable only upon termination, retirement, or another plan-permitted event. No Rule 10b5-1 plan is reported.

Insider Emery Christina
Role President
Type Security Shares Price Value
Other Barings Non-Qualified Thrift Plan F1 41.1522 $18.26 $751.44
Holdings After Transaction: Barings Non-Qualified Thrift Plan — 7,375.6883 contracts (Direct)
Footnotes (1)
  1. F1. Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.
Acquired plan derivative interests 41.1522 interests October 15, 2026 transaction
Reported price $18.2600 per share For the October 15, 2026 transaction
Plan derivative interests following transaction 7,375.6883 interests Reported position after the October 15, 2026 transaction
notional financial
"The derivative ... entirely notional"
Notional refers to the reference amount used to calculate payments or measure the size of a financial contract, without representing actual cash that changes hands. For investors it shows the scale of exposure — like the mileage used to compute a car rental bill even though you don’t buy the miles themselves — and helps compare risk and potential gains or losses across instruments.
Shares of Beneficial Interest financial
"Common Shares ("Shares of Beneficial Interest")"
exercisable only upon termination financial
"Exercisable only upon termination, retirement, or other plan permitted event"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many MCI plan interests did Christina Emery acquire?

Christina Emery acquired 41.1522 plan derivative interests on October 15, 2026, at a reported $18.2600 per share; her reported position afterward was 7,375.6883 interests. No Rule 10b5-1 plan is reported.

When can Christina Emery exercise the MCI plan interest?

The interests are exercisable only upon termination, retirement, or another plan-permitted event. The plan holdings may be liquidated and reallocated into other plan investment options by the participant; the derivative is entirely notional and has no actual securities underlying the plan agreement.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Emery Christina

(Last)(First)(Middle)
C/O BARINGS LLC
300 SOUTH TRYON STREET, SUITE 2500

(Street)
CHARLOTTE NORTH CAROLINA 28202

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
BARINGS CORPORATE INVESTORS [ MCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director10% Owner
XOfficer (give title below)Other (specify below)
President
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/15/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Barings Non-Qualified Thrift Plan(1)10/15/2026J41.1522 (1) (1)Common Shares ("Shares of Beneficial Interest")41.1522$18.267,375.6883D
Explanation of Responses:
1. Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.
/s/ Jessica Restivo Attorney- in - Fact10/19/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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