Barings Corporate Investors' SEC filings document governance and shareholder-voting matters for the closed-end management investment company. The definitive proxy statement covers annual meeting procedures, trustee and Board matters, voting mechanics, proxy solicitation, and related disclosures for MCI, alongside Barings Participation Investors where jointly filed.
These filings also identify the Trust's status as a Barings-advised NYSE-listed investment company and provide formal records for shareholder representation and governance.
Barings Corporate Investors President Christina Emery reported acquiring 41.5619 notional share equivalents in the Barings Non-Qualified Thrift Plan on October 29, 2026; the reported price per share was $18.0800. The reported plan position afterward represented 7,417.2502 share equivalents. The plan option derives its value from Barings Corporate Investors common shares, but neither the plan nor its participants have an actual ownership interest in those shares.
Barings Corporate Investors (MCI) President Christina Emery reported acquiring 41.1522 derivative interests in the Barings Non-Qualified Thrift Plan on October 15, 2026, at a reported price of $18.2600 per share. Her reported plan position after the transaction was 7,375.6883 interests. The plan interest is entirely notional and has no actual securities underlying it; it is exercisable only upon termination, retirement, or another plan-permitted event. No Rule 10b5-1 plan is reported.
Barings Corporate Investors (MCI) President Christina Emery reported acquiring approximately 42 notional share equivalents in the Barings Non-Qualified Thrift Plan on October 1, 2026, at a reported $17.70 per share. Her plan-linked balance afterward was approximately 7,335 share equivalents. The plan's value reflects Barings Corporate Investors common-share value and reinvested dividends, but neither the plan nor participants own actual common shares; the arrangement is entirely notional.
BARINGS CORPORATE INVESTORS (MCI) reports that President Christina Emery increased her notional interest in the Barings Non-Qualified Thrift Plan on September 17, 2026. The filing shows an other-type acquisition of 39.5911 notional units, valued by reference to the market price of the company’s common shares at $18.98 per unit, bringing her total plan position to 7,292.0819 notional units. These plan interests are entirely notional, represent deferred compensation, have no actual common shares underlying them, and are generally exercisable only upon termination, retirement, or another plan-permitted event.
BARINGS CORPORATE INVESTORS (MCI) director and Chairman of Fund Noreen M. Clifford reported a sale on September 17, 2026 of 10,077.14 units in a Barings Non-Qualified Thrift Plan at $18.98 per unit, linked notionally to an equal number of common shares. After this transaction, she reports 302,314.1718 notional units remaining in the plan and a separate direct holding of 20,000 common shares. The plan interest is exercisable only upon termination, retirement or another permitted event and is described as entirely notional, with no actual securities underlying the agreement and with allocations that may be liquidated and reallocated among plan investment options.
BARINGS CORPORATE INVESTORS (MCI) reported that President Christina Emery acquired additional notional units in a Barings non-qualified thrift plan that is tied to the value of the company’s common shares. On September 3, 2026, 39.7167 notional units were credited, bringing her plan-related beneficial interest to 7,252.4908 equivalent shares. These plan interests are entirely notional, exercisable only upon termination, retirement, or another permitted plan event, and do not represent actual ownership of common shares.
BARINGS CORPORATE INVESTORS (MCI) reported that director and Chairman of the Fund Noreen M. Clifford entered into an other acquisition transaction involving the Barings Non-Qualified Thrift Plan on 2026-08-28. The filing records 6,204.3956 notional units linked to the value of the common shares at a reference value of $19.74 per unit, bringing total plan-related notional exposure to 312,391.3118 equivalent shares. These plan interests are entirely notional and confer no actual ownership of MCI common shares, but are treated as beneficially owned based on their value. Separately, Clifford is reported as holding 20,000 MCI common shares directly as of the same date.
BARINGS CORPORATE INVESTORS (MCI) reported that President Christina Emery had an "other" acquisition transaction involving the Barings Non-Qualified Thrift Plan. On 2026-08-20, 41.2652 notional units tied to the market value of the common shares were credited at $18.21 per unit, bringing her plan-related notional exposure to 7069.5213 units. These holdings are entirely notional: the plan and participant have no actual ownership interest in the common shares, and the plan interest is generally exercisable only upon termination, retirement, or another plan-permitted event; plan holdings may be liquidated and reallocated among other plan investment options.
Barings Corporate Investors president Christina Emery reported acquiring 45.0234 notional units in the Barings Non-Qualified Thrift Plan on 2026-08-06 at a reference value of $16.6900 per unit, increasing her plan position to 7,028.2561 units. These plan holdings are entirely notional, exercisable only upon permitted plan events, and do not represent actual ownership of Barings Corporate Investors common shares.
Barings Corporate Investors President Christina Emery reported an administrative change in her Barings Non-Qualified Thrift Plan position. The filing records 43.3107 notional units linked to the market value of Barings Corporate Investors’ common shares at $17.35 per unit, bringing her plan balance tied to this investment option to 6,938.0197 units. According to the plan terms, these holdings are entirely notional, are exercisable only upon termination, retirement, or another permitted event, and may be reallocated among other plan investment options. Neither the plan nor the participant has actual ownership of the common shares; the reported amount reflects deferred compensation value rather than a market purchase or sale of stock.