Welcome to our dedicated page for BARINGS CORPORATE INVESTORS SEC filings (Ticker: MCI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Barings Corporate Investors' SEC filings document governance and shareholder-voting matters for the closed-end management investment company. The definitive proxy statement covers annual meeting procedures, trustee and Board matters, voting mechanics, proxy solicitation, and related disclosures for MCI, alongside Barings Participation Investors where jointly filed.
These filings also identify the Trust's status as a Barings-advised NYSE-listed investment company and provide formal records for shareholder representation and governance.
Barings Corporate Investors President Christina Emery reported an administrative change in her Barings Non-Qualified Thrift Plan position. The filing records 43.3107 notional units linked to the market value of Barings Corporate Investors’ common shares at $17.35 per unit, bringing her plan balance tied to this investment option to 6,938.0197 units. According to the plan terms, these holdings are entirely notional, are exercisable only upon termination, retirement, or another permitted event, and may be reallocated among other plan investment options. Neither the plan nor the participant has actual ownership of the common shares; the reported amount reflects deferred compensation value rather than a market purchase or sale of stock.
BARINGS CORPORATE INVESTORS President updates deferred compensation holding in a non-qualified thrift plan linked notionally to the company’s common shares. The filing records an “other” derivative transaction involving 43.0378 plan units valued at $17.46 each, bringing the President’s total plan units to 6,894.7090. Footnotes clarify the plan is entirely notional, with no actual ownership or voting rights in the common shares and exercisability only upon termination, retirement, or other permitted events.
Barings Corporate Investors director and fund chairman Noreen M. Clifford reported an open-market sale linked to the company’s non-qualified thrift plan. She sold 9,877 derivative units tied to Common Shares ("Shares of Beneficial Interest") at $17.62 per unit.
After this transaction, her Barings Non-Qualified Thrift Plan balance was 306,186.9162 notional units, and she also reported 20,000 Common Shares held directly. The plan position is entirely notional and is exercisable only upon termination, retirement, or other permitted events, with holdings that may be reallocated among plan investment options.
BARINGS CORPORATE INVESTORS president Christina Emery reported a routine adjustment in a non-qualified deferred compensation plan tied to the company’s common shares. The filing shows an "other" transaction involving 43.1119 plan units at a reference value of $17.43 per unit, with 6,851.6712 units reflected after the change.
The plan is entirely notional and does not involve actual common shares or voting rights. Value is linked to Barings Corporate Investors’ share price and reinvested dividends, and holdings can be reallocated among plan investment options by the participant.
BARINGS CORPORATE INVESTORS director and fund chairman Noreen M. Clifford reported updated holdings in a Form 4. The filing shows continued direct ownership of 20,000 Common Shares, described as Shares of Beneficial Interest. This entry is reported as a holding, not a new market transaction.
The report also lists activity in the Barings Non-Qualified Thrift Plan involving 6,856.0504 notional units tied to the value of the company’s common shares at a reference value of $18.0400. After this plan-related entry, the reporting person has 316,063.9162 such notional units. Footnotes explain this is part of a non-qualified compensation deferral plan and is entirely notional, with no actual ownership of underlying common shares.
Barings Corporate Investors President Christina Emery reported an internal adjustment in a non-qualified deferred compensation plan. The Form 4 shows an “other” derivative transaction involving 41.6541 plan units valued at $18.04 per unit, tied to the company’s common share value. Total plan-related units reported after the change are 6,660.8681. Footnotes clarify the plan is entirely notional, with no actual common shares owned, and values are exercisable only upon termination, retirement, or similar plan events.
Barings Corporate Investors President Christina Emery reported an administrative change in a deferred compensation plan tied to the company’s shares. The Form 4 shows an "other" derivative transaction involving 43.3857 units in the Barings Non-Qualified Thrift Plan at $17.32 per unit, bringing the plan balance to 6,619.214 share-equivalent units.
According to the plan terms, these units are entirely notional and have no actual common shares underlying them. Their value tracks Barings Corporate Investors’ common shares, including reinvested dividends, and they are generally exercisable only upon termination, retirement, or another plan-permitted event. This reflects routine compensation deferral, not an open-market stock trade.
Barings Corporate Investors President Christina Emery reported an administrative transaction in a non-qualified thrift plan linked to the company’s common shares. The filing records 42.5986 notional units at $17.64 per unit, bringing her plan balance to 6,575.8283 units. The plan is entirely notional, exercisable only upon events such as termination or retirement, and does not provide actual ownership or voting rights in Barings Corporate Investors common shares.
Barings Corporate Investors President Christina Emery reported an internal change in a non-qualified compensation deferral plan tied to the company’s common shares. The filing shows an "other" derivative transaction of 41.8164 plan units at $17.97 each, bringing her plan-related balance to 6,533.2297 units, which are entirely notional and do not represent actual share ownership.
Barings Corporate Investors reported a non-market administrative change in a deferred compensation plan tied to its common shares. Adviser Board Member Merritt Sears recorded 4,767.6350 units in the MassMutual Non-Qualified Thrift Plan at a reference value of $20.68, with 4,767.6357 units reflected after the transaction. The plan’s value tracks Barings Corporate Investors’ common shares, but the footnotes state the arrangement is entirely notional, with no actual ownership interest or voting rights in the shares and exercisable only upon termination, retirement, or another plan-permitted event.