Barings Corporate Investors president adds 41 plan units

BARINGS CORPORATE INVESTORS (MCI) reported that President Christina Emery had an "other" acquisition transaction involving the Barings Non-Qualified Thrift Plan.

Rhea-AI Filing Summary

BARINGS CORPORATE INVESTORS (MCI) reported that President Christina Emery had an "other" acquisition transaction involving the Barings Non-Qualified Thrift Plan. On 2026-08-20, 41.2652 notional units tied to the market value of the common shares were credited at $18.21 per unit, bringing her plan-related notional exposure to 7069.5213 units. These holdings are entirely notional: the plan and participant have no actual ownership interest in the common shares, and the plan interest is generally exercisable only upon termination, retirement, or another plan-permitted event; plan holdings may be liquidated and reallocated among other plan investment options.

Insider Trade Summary

Other: 41.2652 shares

Other 1 txn

Insider Emery Christina

Role President

Type	Security	Shares	Price	Value
Other	Barings Non-Qualified Thrift Plan F1, F2	41.2652	$18.21	$751.44

Holdings After Transaction: Barings Non-Qualified Thrift Plan — 7,069.5213 contracts (Direct)

Footnotes (2)

1. F1. Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.
2. F2. Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant.

Key Figures

Notional units acquired: 41.2652 units Reference price per unit: $18.21 Notional units following transaction: 7069.5213 units

3 metrics

Notional units acquired 41.2652 units Barings Non-Qualified Thrift Plan transaction on 2026-08-20

Reference price per unit $18.21 Price per notional unit tied to common shares on transaction date

Notional units following transaction 7069.5213 units Total plan-related notional exposure after the reported transaction

Key Terms

Barings Non-Qualified Thrift Plan, non-qualified compensation deferral plan, entirely notional, Shares of Beneficial Interest

4 terms

Barings Non-Qualified Thrift Plan financial

"security_title" : "Barings Non-Qualified Thrift Plan""

non-qualified compensation deferral plan financial

"offer a non-qualified compensation deferral plan where certain officers"

entirely notional financial

"plan agreement, which is entirely notional."

Shares of Beneficial Interest financial

"Common Shares ("Shares of Beneficial Interest")"

FAQ

What insider transaction did MCI report for President Christina Emery?

Christina Emery had an "other" acquisition transaction in the Barings Non-Qualified Thrift Plan, with 41.2652 notional units tied to BARINGS CORPORATE INVESTORS’ common shares credited to her plan account on 2026-08-20.

How many notional units were involved in Christina Emery’s latest MCI Form 4?

The filing reports 41.2652 notional units in the Barings Non-Qualified Thrift Plan, each deriving its value from the market value of BARINGS CORPORATE INVESTORS’ common shares and reinvested dividends.

What is Christina Emery’s total notional exposure to MCI after this transaction?

After the transaction, Christina Emery’s plan-related notional exposure tied to BARINGS CORPORATE INVESTORS’ common shares is 7069.5213 units, as represented by the value of the relevant investment option under the non-qualified plan.

Does the non-qualified plan give actual ownership of MCI common shares?

No. The filing states the plan is entirely notional. Neither the plans nor participants have an actual ownership interest in BARINGS CORPORATE INVESTORS’ common shares; the value only derives from the shares’ market value and reinvested dividends.

When can Christina Emery access the MCI-related value in the non-qualified plan?

The plan interest is exercisable only upon termination, retirement, or another plan-permitted event. Until then, holdings may be liquidated and reallocated into other plan investment options by the participant.

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Available on EDGAR 08/21/2026 - 11:43 AM Accepted by SEC EDGAR 08/21/2026 - 11:42 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Emery Christina

(Last) (First) (Middle)

C/O BARINGS LLC

300 SOUTH TRYON STREET, SUITE 2500

(Street)

CHARLOTTE NORTH CAROLINA 28202

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BARINGS CORPORATE INVESTORS [ MCI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/20/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Barings Non-Qualified Thrift Plan	(1)	08/20/2026		J(2)		41.2652		(1)	(1)	Common Shares ("Shares of Beneficial Interest")	41.2652	$18.21	7,069.5213	D

Explanation of Responses:

1. Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.

2. Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant.

	Stacy Standridge, as Attorney-in-fact	08/21/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)