Barings Corporate Investors chair sells 10K units

MCI’s fund chair reported selling thrift-plan notional units tied to common shares while retaining over 300,000 notional units and 20,000 directly held shares.

Rhea-AI Filing Summary

BARINGS CORPORATE INVESTORS (MCI) director and Chairman of Fund Noreen M. Clifford reported a sale on September 17, 2026 of 10,077.14 units in a Barings Non-Qualified Thrift Plan at $18.98 per unit, linked notionally to an equal number of common shares. After this transaction, she reports 302,314.1718 notional units remaining in the plan and a separate direct holding of 20,000 common shares. The plan interest is exercisable only upon termination, retirement or another permitted event and is described as entirely notional, with no actual securities underlying the agreement and with allocations that may be liquidated and reallocated among plan investment options.

Insider Trade Summary

Net Seller: 10,077.14 shares

Net Sell 2 txns

Insider NOREEN CLIFFORD M

Role Chairman of Fund

Sold 10,077.14 shs ($191K)

Type	Security	Shares	Price	Value
Sale	Barings Non-Qualified Thrift Plan F1	10,077.14	$18.98	$191K
holding	Common Shares ("Shares of Beneficial Interest")	--	--	--

Holdings After Transaction: Barings Non-Qualified Thrift Plan — 302,314.1718 contracts (Direct); Common Shares ("Shares of Beneficial Interest") — 20,000 shares (Direct)

Footnotes (1)

1. F1. Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.

Key Figures

Units sold in Barings Non-Qualified Thrift Plan: 10,077.14 units Sale price per unit: $18.98 per unit Notional plan units remaining: 302,314.1718 units +2 more

5 metrics

Units sold in Barings Non-Qualified Thrift Plan 10,077.14 units Sale reported for September 17, 2026

Sale price per unit $18.98 per unit Barings Non-Qualified Thrift Plan transaction on September 17, 2026

Notional plan units remaining 302,314.1718 units Barings Non-Qualified Thrift Plan position following the reported sale

Direct common shares held 20,000 shares Common Shares ("Shares of Beneficial Interest") position reported as of September 17, 2026

Net shares sold in filing 10,077.14 units Net sell direction across reported transactions

Key Terms

Barings Non-Qualified Thrift Plan, Shares of Beneficial Interest, entirely notional, plan permitted event

4 terms

Barings Non-Qualified Thrift Plan financial

"sale of 10,077.14 units in a Barings Non-Qualified Thrift Plan at $18.98"

Shares of Beneficial Interest financial

"underlying security title Common Shares ("Shares of Beneficial Interest")"

entirely notional financial

"The derivative has no actual securities underlying the plan agreement, which is entirely notional"

plan permitted event financial

"Exercisable only upon termination, retirement, or other plan permitted event"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did MCI’s Chairman of Fund report on September 17, 2026?

She reported a sale of 10,077.14 units in a Barings Non-Qualified Thrift Plan at $18.98 per unit, notionally linked to the same number of common shares of BARINGS CORPORATE INVESTORS (MCI).

How many BARINGS CORPORATE INVESTORS (MCI) common shares does the insider hold after this filing?

After the reported transactions, she holds 20,000 common shares of BARINGS CORPORATE INVESTORS (MCI) directly, in addition to her notional interests in the Barings Non-Qualified Thrift Plan.

What are the remaining notional plan holdings reported for MCI’s insider?

Following the sale, she reports 302,314.1718 units in the Barings Non-Qualified Thrift Plan, which are entirely notional interests referenced to MCI common shares rather than actual shares.

Are the Barings Non-Qualified Thrift Plan interests for MCI immediately exercisable?

No. The filing states the plan interest is exercisable only upon termination, retirement, or another plan-permitted event, and that holdings may be liquidated and reallocated among plan investment options by the participant.

Does the MCI Form 4 indicate a Rule 10b5-1 trading plan for this transaction?

No. The document-level checkbox for a Rule 10b5-1 plan is not checked, and the filing does not state that the September 17, 2026 sale was made under a Rule 10b5-1 trading plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/18/2026 - 09:26 AM Accepted by SEC EDGAR 09/18/2026 - 09:25 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

NOREEN CLIFFORD M

(Last) (First) (Middle)

C/O BARINGS LLC

300 SOUTH TRYON STREET, SUITE 2500

(Street)

CHARLOTTE NORTH CAROLINA 28202

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BARINGS CORPORATE INVESTORS [ MCI ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chairman of Fund

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/17/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Shares ("Shares of Beneficial Interest")								20,000	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Barings Non-Qualified Thrift Plan	(1)	09/17/2026		S			10,077.14	(1)	(1)	Common Shares ("Shares of Beneficial Interest")	10,077.14	$18.98	302,314.1718	D

Explanation of Responses:

1. Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.

	Stacy Standridge, as Attorney-in-fact	09/18/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)