Welcome to our dedicated page for Barings Corporate Investors SEC filings (Ticker: MCI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Barings Corporate Investors' SEC filings document governance and shareholder-voting matters for the closed-end management investment company. The definitive proxy statement covers annual meeting procedures, trustee and Board matters, voting mechanics, proxy solicitation, and related disclosures for MCI, alongside Barings Participation Investors where jointly filed.
These filings also identify the Trust's status as a Barings-advised NYSE-listed investment company and provide formal records for shareholder representation and governance.
BARINGS CORPORATE INVESTORS adviser board member Roger W. Crandall reported a restructuring-type change in deferred compensation linked to the company’s shares. A Form 4 entry shows an “other” transaction in a MassMutual Non-Qualified Thrift Plan for 4,193.7829 notional units at $19.30, with 226,283.5753 units reflected afterward.
The filing also reports direct plan-related exposure of 294,091.0001 notional shares through a Barings Non-Qualified Thrift Plan and a separate direct holding of 9,425.48 common shares. Footnotes explain these plans are non-qualified compensation deferral arrangements that track Barings Corporate Investors’ share value but do not provide actual ownership of common shares; the positions are entirely notional and exercisable only upon retirement, termination, or similar plan events.
Barings Corporate Investors adviser board member Geoff Craddock reported an internal change in his non-qualified deferred compensation plan tied to the company’s shares. The Form 4 shows an "other" derivative transaction covering 743.0052 notional units at $19.3000 each, bringing his plan-related balance to 13142.8958 units.
According to the disclosure, this plan is entirely notional and holds no actual Barings Corporate Investors common shares. Its value tracks the market value of the common shares, including reinvested dividends, but neither the plan nor the participant has an actual ownership interest. Amounts are generally exercisable only upon termination, retirement, or another plan-permitted event, and can be reallocated among other investment options within the plan.
Barings Corporate Investors Vice President Andrea Nitzan reported an “other” transaction involving the Barings Non-Qualified Thrift Plan. The filing shows 412.7623 notional units tied to Barings Corporate Investors’ common shares at a reference value of $19.31 per unit.
These plan interests are part of a non-qualified compensation deferral arrangement and are entirely notional, with no actual common shares issued or owned. The value tracks the market value of Barings Corporate Investors’ shares, including reinvested dividends, and is generally exercisable only upon termination, retirement, or similar permitted events. This is a compensation and plan-accounting transaction, not an open-market purchase or sale of stock.
BARINGS CORPORATE INVESTORS insider Harris Terrell W. reported a restructuring-type transaction in a Barings non-qualified thrift plan tied to the value of the company’s common shares. The filing shows 719.2216 plan units as of the transaction, at a reference value of $19.31 per unit.
According to the plan description, this arrangement is entirely notional: it tracks the market value and reinvested dividends of Barings Corporate Investors’ common shares but does not confer actual ownership, voting rights, or direct investment in the shares. The entry reflects deferred compensation allocation within the plan rather than an open-market purchase or sale of stock.
BARINGS CORPORATE INVESTORS President Christina Emery reported an "other" Form 4 transaction tied to a non-qualified compensation plan, not an open-market trade. The filing shows 506.2641 plan units in the Barings Non-Qualified Thrift Plan linked to the value of the company’s common shares, bringing her plan balance to the equivalent of 6,449.5969 shares.
According to the plan terms, these holdings are entirely notional, with no actual ownership of common shares and exercisable only upon termination, retirement, or another permitted event. The value tracks Barings Corporate Investors’ share performance and reinvested dividends but does not confer voting or direct investment rights in the underlying shares.
Barings Corporate Investors’ Chairman of the Fund, Noreen M. Clifford, reported an open-market sale on March 17, 2026 of 9,662.745 notional units in a Barings non-qualified thrift/deferral plan at $19.53 per unit. These plan interests are entirely notional and derive their value from the market value of the company’s common shares, with no actual shares held until a permitted plan event. After the transaction, she is shown with 309,207.8658 plan-linked units and 20,000 common shares held directly.
Registrant filed an annual Form N-CEN for a registered investment company (symbol MCI). The form is a structured questionnaire covering background, governance, service providers, securities lending, exemptions relied upon, and other operational items.
The filing includes a Principal Transactions section listing transaction values such as $2,298,315.51, $3,038,727.19, and $5,728,429.25, among others. Many identification and descriptive fields in the excerpt are shown as placeholders or blank.
Barings Corporate Investors transmitted its annual shareholder report for the fiscal year ended 12/31/2025. The report discloses total net assets of $341,296,818 and a net asset value of $16.63 per share as of 12/31/2025. It states a market price of $18.15 at year-end (a 9.1% premium to NAV) and that the Trust declared four quarterly dividends totaling $1.60 per share for 2025. The report describes portfolio composition (68% private first‑lien senior secured loans), liquidity of $12.2 million, leverage of 0.20x, portfolio activity including $92.1 million invested in private placements in 2025 and 37 portfolio company exits, and invites shareholders to the annual meeting on May 14, 2026.
Barings Corporate Investors President Christina Emery reported an “other” Form 4 transaction related to a Barings Non-Qualified Thrift Plan. The filing shows 36.7992 plan units at $20.42 each, bringing her total plan balance tied to the issuer’s shares to 5,943.3328 units.
According to the plan terms, these notional units are exercisable only upon termination, retirement, or another permitted event. The plan’s investment option tracks the market value and reinvested dividends of Barings Corporate Investors’ common shares, but neither the plan nor the participant has an actual ownership interest in those shares.
Barings Corporate Investors reported an insider transaction by President Christina Emery involving the Barings Non-Qualified Thrift Plan. The filing shows an "other" type transaction in a deferred compensation plan whose value is tied to the company’s common shares but is entirely notional and does not represent actual share ownership.