BARINGS CORPORATE INVESTORS SEC Filings

Barings Corporate Investors and Barings Participation Investors are calling a fully virtual 2026 Annual Meeting of Shareholders on May 14, 2026 at 8:00 a.m. Eastern Time. Shareholders of record on March 16, 2026 are asked to elect three Independent Trustees: Michael H. Brown, Barbara M. Ginader and Maleyne M. Syracuse, each for a three‑year term on both Trusts’ Boards.

The Boards, which each include a majority of Independent Trustees and several standing committees, unanimously recommend voting “FOR” all three nominees. KPMG LLP continues as independent auditor, with 2025 fees of $205,000 for audit and $74,000 for tax services for each Trust, and the Audit Committees have affirmed KPMG’s independence.

Barings Corporate Investors adviser board member Roger W. Crandall filed an amended Form 4 updating his position in the Barings Non-Qualified Thrift Plan. The filing reports a notional plan balance linked to 345,425.1801 underlying common shares of beneficial interest, with no buy or sell transaction reported.

The plan is exercisable only upon termination, retirement, or another permitted event, and holdings may be liquidated and reallocated among other plan investment options. The derivative arrangement is described as entirely notional, meaning it does not represent direct ownership of actual securities.

BARINGS CORPORATE INVESTORS adviser board member Roger W. Crandall reported a restructuring-type change in deferred compensation linked to the company’s shares. A Form 4 entry shows an “other” transaction in a MassMutual Non-Qualified Thrift Plan for 4,193.7829 notional units at $19.30, with 226,283.5753 units reflected afterward.

The filing also reports direct plan-related exposure of 294,091.0001 notional shares through a Barings Non-Qualified Thrift Plan and a separate direct holding of 9,425.48 common shares. Footnotes explain these plans are non-qualified compensation deferral arrangements that track Barings Corporate Investors’ share value but do not provide actual ownership of common shares; the positions are entirely notional and exercisable only upon retirement, termination, or similar plan events.

Barings Corporate Investors adviser board member Geoff Craddock reported an internal change in his non-qualified deferred compensation plan tied to the company’s shares. The Form 4 shows an "other" derivative transaction covering 743.0052 notional units at $19.3000 each, bringing his plan-related balance to 13142.8958 units.

According to the disclosure, this plan is entirely notional and holds no actual Barings Corporate Investors common shares. Its value tracks the market value of the common shares, including reinvested dividends, but neither the plan nor the participant has an actual ownership interest. Amounts are generally exercisable only upon termination, retirement, or another plan-permitted event, and can be reallocated among other investment options within the plan.

Barings Corporate Investors Vice President Andrea Nitzan reported an “other” transaction involving the Barings Non-Qualified Thrift Plan. The filing shows 412.7623 notional units tied to Barings Corporate Investors’ common shares at a reference value of $19.31 per unit.

These plan interests are part of a non-qualified compensation deferral arrangement and are entirely notional, with no actual common shares issued or owned. The value tracks the market value of Barings Corporate Investors’ shares, including reinvested dividends, and is generally exercisable only upon termination, retirement, or similar permitted events. This is a compensation and plan-accounting transaction, not an open-market purchase or sale of stock.

BARINGS CORPORATE INVESTORS insider Harris Terrell W. reported a restructuring-type transaction in a Barings non-qualified thrift plan tied to the value of the company’s common shares. The filing shows 719.2216 plan units as of the transaction, at a reference value of $19.31 per unit.

According to the plan description, this arrangement is entirely notional: it tracks the market value and reinvested dividends of Barings Corporate Investors’ common shares but does not confer actual ownership, voting rights, or direct investment in the shares. The entry reflects deferred compensation allocation within the plan rather than an open-market purchase or sale of stock.

BARINGS CORPORATE INVESTORS President Christina Emery reported an "other" Form 4 transaction tied to a non-qualified compensation plan, not an open-market trade. The filing shows 506.2641 plan units in the Barings Non-Qualified Thrift Plan linked to the value of the company’s common shares, bringing her plan balance to the equivalent of 6,449.5969 shares.

According to the plan terms, these holdings are entirely notional, with no actual ownership of common shares and exercisable only upon termination, retirement, or another permitted event. The value tracks Barings Corporate Investors’ share performance and reinvested dividends but does not confer voting or direct investment rights in the underlying shares.

Barings Corporate Investors’ Chairman of the Fund, Noreen M. Clifford, reported an open-market sale on March 17, 2026 of 9,662.745 notional units in a Barings non-qualified thrift/deferral plan at $19.53 per unit. These plan interests are entirely notional and derive their value from the market value of the company’s common shares, with no actual shares held until a permitted plan event. After the transaction, she is shown with 309,207.8658 plan-linked units and 20,000 common shares held directly.

Registrant filed an annual Form N-CEN for a registered investment company (symbol MCI). The form is a structured questionnaire covering background, governance, service providers, securities lending, exemptions relied upon, and other operational items.

The filing includes a Principal Transactions section listing transaction values such as $2,298,315.51, $3,038,727.19, and $5,728,429.25, among others. Many identification and descriptive fields in the excerpt are shown as placeholders or blank.