Welcome to our dedicated page for Barings Corporate Investors SEC filings (Ticker: MCI), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
Barings Corporate Investors' SEC filings document governance and shareholder-voting matters for the closed-end management investment company. The definitive proxy statement covers annual meeting procedures, trustee and Board matters, voting mechanics, proxy solicitation, and related disclosures for MCI, alongside Barings Participation Investors where jointly filed.
These filings also identify the Trust's status as a Barings-advised NYSE-listed investment company and provide formal records for shareholder representation and governance.
Barings Corporate Investors reported an insider transaction by President Christina Emery involving the Barings Non-Qualified Thrift Plan. The filing shows an "other" type transaction in a deferred compensation plan whose value is tied to the company’s common shares but is entirely notional and does not represent actual share ownership.
Barings Corporate Investors reported an insider compensation transaction involving its non-qualified thrift plan. On 12/24/2025, an officer serving as President adjusted deferred compensation through the Barings Non-Qualified Thrift Plan, which is treated as a derivative security tied to the market value of Barings Corporate Investors common shares.
The plan entry shows 37.7608 derivative units at a reference price of $19.9 per share equivalent, with a total of 5,094.9363 such derivative units beneficially owned after the transaction. These plan interests are entirely notional, exercisable only upon termination, retirement, or other permitted plan events, and do not represent actual ownership of common shares; instead, they track the value of an investment option based on the company’s common shares, including reinvested dividends.
Barings Corporate Investors reported an insider transaction by its fund chairman, who is also a director and officer. On December 17, 2025, the reporting person executed a transaction coded “S” in a Barings Non-Qualified Thrift Plan derivative tied to the company’s common shares, involving 9,460.17 derivative units at a reference price of $19.45 per underlying share. After this transaction, the insider held 312,185.6927 derivative units under the plan and beneficially owned 20,000 common shares directly. The non-qualified deferred compensation plan tracks the market value of Barings Corporate Investors’ common shares, including reinvested dividends, but does not provide actual ownership of the underlying shares until certain events such as termination, retirement, or other permitted events.
Barings Corporate Investors' president reported a transaction in a non-qualified deferred compensation plan that tracks the value of the company’s common shares. On 12/11/2025, 36.6556 additional derivative units under the Barings Non-Qualified Thrift Plan, each tied to one common share at a reference price of $20.5, were credited, bringing the reporting person’s total plan-linked derivative holdings to 5,057.1755 units held directly.
The plan is described as entirely notional, with no actual common shares owned; values are based on the market price and reinvested dividends of Barings Corporate Investors’ shares, and holdings may be liquidated and reallocated among other plan investment options by the participant.
Barings Corporate Investors insider activity centers on a deferred compensation plan tied to the company’s common shares. On 11/26/2025, the reporting person recorded a transaction in a MassMutual non-qualified thrift plan, coded as J, involving 90.3364 derivative units linked to Barings Corporate Investors’ common shares at a reference price of $20.99. After this transaction, the insider held 9,535.2707 derivative units on a direct basis.
The plan is described as entirely notional, with no actual ownership of common shares by the participant or the plans. Value is based on the market value of Barings Corporate Investors’ shares, including reinvested dividends, and units are generally exercisable only upon termination, retirement, or another permitted event. This filing reflects ongoing management of deferred compensation rather than open-market trading in the stock.
Barings Corporate Investors reported a Form 4 for its President, reflecting activity in a deferred compensation plan tied to the company’s common shares. On 11/26/2025, a transaction coded “J” involved 35.7999 derivative securities in the Barings Non-Qualified Thrift Plan at a reference price of $20.99, resulting in 5,020.5199 derivative securities beneficially owned directly after the transaction.
The plan is a non-qualified compensation deferral arrangement where certain officers may defer pay into investment options, including one that tracks the market value and reinvested dividends of Barings Corporate Investors’ common shares. The filing explains that these plan interests are entirely notional, exercisable only upon termination, retirement, or other permitted events, and do not represent actual ownership of common shares.
Barings Corporate Investors (MCI) reported an insider Form 4 detailing a plan-related derivative transaction on 11/13/2025. The filing shows a MassMutual Non‑Qualified Thrift Plan entry (transaction code J) tied to the value of MCI common shares, reflecting 89.0634 units at $21.29. After the transaction, the reporting person directly held 9,444.9343 derivative units.
According to the filing, these plan interests are entirely notional—they track MCI’s share value (including reinvested dividends) but do not represent actual share ownership. They are exercisable only upon termination, retirement, or another plan-permitted event, and can be reallocated among plan investment options by the participant.
Barings Corporate Investors (MCI) reported an insider Form 4 for its President reflecting activity in a non-qualified deferred compensation plan tied to the value of MCI common shares. On 11/13/2025, a derivative entry labeled code J recorded 35.2954 units associated with Common Shares at a reference price of $21.29. Following this entry, 4,984.72 derivative units were beneficially owned.
The plan is entirely notional and has no actual MCI shares underlying it. Amounts are generally exercisable only upon termination, retirement, or other plan-permitted events, and holdings can be reallocated among plan investment options.
Barings Corporate Investors (MCI) reported an insider Form 4 for a director and officer (Chairman of Fund) with activity on 11/03/2025. The filing lists participation in a Barings non‑qualified compensation plan coded J, showing 6,080.262 derivative units tied to MCI’s share value at a derivative price of $20.76. Following the transaction, the insider reported 321,645.8627 derivative units held directly.
The plan interests are notional—they track the market value of MCI common shares and reinvested dividends, but confer no actual ownership, and are exercisable only upon termination, retirement, or other plan‑permitted events. Separately, the insider reported 20,000 MCI common shares held directly after the reported transactions.
Barings Corporate Investors (MCI) reported a Form 4 reflecting a non-qualified deferred compensation plan transaction tied to its common shares. On 10/30/2025, the reporting person recorded 89.5683 units under a plan investment option at $21.17 (Transaction Code J). Following this activity, the reporting person held 9,179.0116 derivative units direct.
The plan is entirely notional and does not convey actual ownership of common shares; amounts are exercisable only upon termination, retirement, or another plan-permitted event and may be reallocated among plan options.