STOCK TITAN

[Form 4] BARINGS CORPORATE INVESTORS Insider Trading Activity

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Barings Corporate Investors (MCI) reported a Form 4 reflecting a transaction in a non-qualified deferred compensation plan tied to its common shares. On 10/16/2025, the reporting person recorded a derivative plan adjustment coded J, linked to an investment option that tracks MCI’s common shares and reinvested dividends.

The filing lists 94.7606 underlying common shares at a plan price of $20.01, with 9,089.4433 derivative units beneficially owned following the transaction, held directly. The plan is notional—neither the plan nor the participant has actual ownership of MCI shares—and is generally exercisable only upon termination, retirement, or other permitted events.

Barings Corporate Investors (MCI) ha segnalato un Form 4 che riflette una transazione in un piano di compensazione differita non qualificata legato alle azioni ordinarie. Il 16/10/2025, la persona riportante ha registrato un adeguamento del piano derivato codificato J, associato a un’opzione di investimento che segue le azioni ordinarie di MCI e i dividendi reinvestiti.

La pratica riporta 94,7606 azioni ordinarie sottostanti a un prezzo di piano di $20,01, con 9.089,4433 unità derivate detenute beneficiariamente a seguito della transazione, detenute direttamente. Il piano è fittizio—né il piano né il partecipante possiedono effettiva proprietà delle azioni MCI—ed è generalmente esercitabile solo al termine, al pensionamento o a altri eventi consentiti.

Barings Corporate Investors (MCI) informó un Formulario 4 que refleja una transacción en un plan de compensación diferida no calificado vinculado a las acciones ordinarias. El 16/10/2025, la persona reportante registró un ajuste del plan derivado codificado como J, vinculado a una opción de inversión que sigue las acciones de MCI y dividendos reinvertidos.

La presentación lista 94,7606 acciones ordinarias subyacentes a un precio de plan de $20,01, con 9.089,4433 unidades derivadas beneficiariamente poseídas tras la transacción, mantenidas directamente. El plan es notional—ni el plan ni el participante tienen propiedad real de las acciones de MCI—y normalmente es ejercitable solo al terminar, a la jubilación u otros eventos permitidos.

Barings Corporate Investors (MCI)가 보통주와 연계된 비적격 연간 보상계획에 대한 거래를 반영하는 Form 4를 보고했습니다. 2025-10-16에 보고자(기재자)가 J로 코딩된 파생계획 조정을 기록했고, 이는 MCI의 일반주를 추적하고 배당금을 재투자하는 투자 옵션과 연계되어 있습니다.

해당 공시는 94.7606주의 기초 일반주가 계획 가격 $20.01로 표시되며, 거래 후 9,089.4433개의 파생유닛이 직접 소유로 보유됩니다. 이 계획은 명목상(plan은 제한적 소유이며, 참가자가 MCI 주식을 실제로 소유하고 있는 것은 아니며), 일반적으로 종료, 은퇴 또는 기타 허용된 사건 시점에만 행사 가능합니다.

Barings Corporate Investors (MCI) a signalé un Form 4 reflétant une transaction dans un plan de rémunération différée non qualifié lié aux actions ordinaires. Le 16/10/2025, la personne déclarant a enregistré un ajustement de plan dérivé codé J, lié à une option d’investissement qui suit les actions ordinaires de MCI et les dividendes réinvestis.

Le dossier indique 94,7606 actions ordinaires sous-jacentes à un prix de plan de $20,01, avec 9,089.4433 unités dérivées détenues bénéficiaires à la suite de la transaction, détenues directement. Le plan est notionnel—ni le plan ni le participant ne possèdent une propriété effective des actions MCI—et est généralement exerçable uniquement en cas de termination, de retraite ou d’autres événements permis.

Barings Corporate Investors (MCI) meldete Form 4, der eine Transaktion in einem nicht qualifizierten Deferred-Compensation-Plan in Verbindung mit Stammaktien widerspiegelt. Am 16.10.2025 registrierte die meldende Person eine Derivate-Plankorrektion mit der Kennzeichnung J, verbunden mit einer Investitionsoption, die MCI-Stammaktien und reinvestierte Dividenden nachverfolgt.

Die Einreichung listet 94,7606 zugrunde liegende Stammaktien zu einem Planpreis von 20,01 USD, mit 9.089,4433 abgeleitete Einheiten, die nach der Transaktion tatsächlich gehalten werden, direkt gehalten. Der Plan ist rein notional—weder der Plan noch der Teilnehmer besitzen tatsächlich Eigentum an MCI-Aaktien—und ist typischerweise nur bei Beendigung, Ruhestand oder anderen zulässigen Ereignissen ausübbar.

Barings Corporate Investors (MCI) أبلغ عن نموذج 4 يعكس معاملة في خطة تعويض مؤجل غير مؤهلة مرتبطة بأسهم الشركة. في 16/10/2025، سجل الشخص المبلغ عن الخطة تعديلًا في الخطة المشتقة مُرمّزًا كـ J، مرتبط بخيار استثماري يتعقب أسهم MCI العادية وتوزيعات مُعادة الاستثمار.

تُدرج المجالات 94.7606 من الأسهم العادية الأساسية بسعر خطة قدره $20.01، مع 9.089.4433 وحدة مشتقة مملوكة بشكل منفعل بعد المعاملة، ومملوكة وهابيًا بشكل مباشر. الخطة تخيلية—لا يملك كل من الخطة والمشارك ملكية فعلية لأسهم MCI—وعاديًا يمكن ممارستها فقط عند الإنهاء أو التقاعد أو أحداث مسموح بها أخرى.

Barings Corporate Investors (MCI) 报告了一份 Form 4,反映与其普通股相关的非合格递延补偿计划中的交易。于 2025-10-16,申报人记录了一个编码为 J 的衍生计划调整,与跟踪 MCI 普通股及再投资股息的投资选项相关。

该备案列出 94.7606 股基本普通股,计划价格为 $20.01,交易后以 9.089.4433 个衍生单位受益所有权,直接持有。该计划为名义性的——计划和参与者均不实际拥有 MCI 的股票——通常仅在终止、退休或其他允许事件发生时可行权。

Positive
  • None.
Negative
  • None.

Barings Corporate Investors (MCI) ha segnalato un Form 4 che riflette una transazione in un piano di compensazione differita non qualificata legato alle azioni ordinarie. Il 16/10/2025, la persona riportante ha registrato un adeguamento del piano derivato codificato J, associato a un’opzione di investimento che segue le azioni ordinarie di MCI e i dividendi reinvestiti.

La pratica riporta 94,7606 azioni ordinarie sottostanti a un prezzo di piano di $20,01, con 9.089,4433 unità derivate detenute beneficiariamente a seguito della transazione, detenute direttamente. Il piano è fittizio—né il piano né il partecipante possiedono effettiva proprietà delle azioni MCI—ed è generalmente esercitabile solo al termine, al pensionamento o a altri eventi consentiti.

Barings Corporate Investors (MCI) informó un Formulario 4 que refleja una transacción en un plan de compensación diferida no calificado vinculado a las acciones ordinarias. El 16/10/2025, la persona reportante registró un ajuste del plan derivado codificado como J, vinculado a una opción de inversión que sigue las acciones de MCI y dividendos reinvertidos.

La presentación lista 94,7606 acciones ordinarias subyacentes a un precio de plan de $20,01, con 9.089,4433 unidades derivadas beneficiariamente poseídas tras la transacción, mantenidas directamente. El plan es notional—ni el plan ni el participante tienen propiedad real de las acciones de MCI—y normalmente es ejercitable solo al terminar, a la jubilación u otros eventos permitidos.

Barings Corporate Investors (MCI)가 보통주와 연계된 비적격 연간 보상계획에 대한 거래를 반영하는 Form 4를 보고했습니다. 2025-10-16에 보고자(기재자)가 J로 코딩된 파생계획 조정을 기록했고, 이는 MCI의 일반주를 추적하고 배당금을 재투자하는 투자 옵션과 연계되어 있습니다.

해당 공시는 94.7606주의 기초 일반주가 계획 가격 $20.01로 표시되며, 거래 후 9,089.4433개의 파생유닛이 직접 소유로 보유됩니다. 이 계획은 명목상(plan은 제한적 소유이며, 참가자가 MCI 주식을 실제로 소유하고 있는 것은 아니며), 일반적으로 종료, 은퇴 또는 기타 허용된 사건 시점에만 행사 가능합니다.

Barings Corporate Investors (MCI) a signalé un Form 4 reflétant une transaction dans un plan de rémunération différée non qualifié lié aux actions ordinaires. Le 16/10/2025, la personne déclarant a enregistré un ajustement de plan dérivé codé J, lié à une option d’investissement qui suit les actions ordinaires de MCI et les dividendes réinvestis.

Le dossier indique 94,7606 actions ordinaires sous-jacentes à un prix de plan de $20,01, avec 9,089.4433 unités dérivées détenues bénéficiaires à la suite de la transaction, détenues directement. Le plan est notionnel—ni le plan ni le participant ne possèdent une propriété effective des actions MCI—et est généralement exerçable uniquement en cas de termination, de retraite ou d’autres événements permis.

Barings Corporate Investors (MCI) meldete Form 4, der eine Transaktion in einem nicht qualifizierten Deferred-Compensation-Plan in Verbindung mit Stammaktien widerspiegelt. Am 16.10.2025 registrierte die meldende Person eine Derivate-Plankorrektion mit der Kennzeichnung J, verbunden mit einer Investitionsoption, die MCI-Stammaktien und reinvestierte Dividenden nachverfolgt.

Die Einreichung listet 94,7606 zugrunde liegende Stammaktien zu einem Planpreis von 20,01 USD, mit 9.089,4433 abgeleitete Einheiten, die nach der Transaktion tatsächlich gehalten werden, direkt gehalten. Der Plan ist rein notional—weder der Plan noch der Teilnehmer besitzen tatsächlich Eigentum an MCI-Aaktien—und ist typischerweise nur bei Beendigung, Ruhestand oder anderen zulässigen Ereignissen ausübbar.

SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Merritt Sears

(Last) (First) (Middle)
C/O BARINGS LLC
300 SOUTH TRYON STREET, SUITE 2500

(Street)
CHARLOTTE NC 28202

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BARINGS CORPORATE INVESTORS [ MCI ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Adviser Board Member
3. Date of Earliest Transaction (Month/Day/Year)
10/16/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
MassMutual Non-Qualified Thrift Plan (1) 10/16/2025 J(2) 94.7606 (1) (1) Common Shares ("Shares of Beneficial Interest") 94.7606 $20.01 9,089.4433 D
Explanation of Responses:
1. Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.
2. Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant.
Stacy Standridge, as Attorney-in-fact 10/17/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did MCI’s Form 4 disclose on 10/16/2025?

A non-qualified deferred compensation plan transaction coded J tied to MCI’s common shares.

How many underlying MCI shares were referenced in the plan entry?

The filing shows 94.7606 underlying common shares at a plan price of $20.01.

How many derivative units were beneficially owned after the transaction?

The filing reports 9,089.4433 derivative units beneficially owned following the transaction.

Does the plan reflect actual ownership of MCI shares?

No. The plan is entirely notional, and participants have no actual ownership of MCI shares.

When can the plan typically be exercised or settled?

It is exercisable only upon termination, retirement, or another plan-permitted event.

What does transaction code J indicate in this context?

Code J denotes an other type of transaction, here tied to the notional deferred compensation plan.
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